Amended Current Report Filing (8-k/a)
August 21 2017 - 3:39PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
PURSUANT
TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report: June 9, 2017
(Date of earliest event reported)
APOGEE
ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
Commission File Number:
0-6365
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Minnesota
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41-0919654
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(State or other jurisdiction
of incorporation)
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(IRS Employer
Identification No.)
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4400 West 78th Street Suite 520
Minneapolis, Minnesota 55435
(Address of principal executive offices, including zip code)
(952)
835-1874
(Registrants telephone number, including area code)
Not Applicable
(Former
name or former address, if changed since last report)
Check the appropriate box below
if the
Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to
Rule 14a-12
under the Exchange Act
(17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to
Rule 14d-2(b)
under the Exchange Act
(17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to
Rule 13e-4(c)
under the Exchange Act
(17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2
of the Securities Exchange Act of 1934
(§240.12b-2
of
this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
EXPLANATORY NOTE
On June 14, 2017, Apogee Enterprises, Inc. (the Company) filed with the Securities and Exchange Commission a Current Report
on Form 8-K (the Initial 8-K) to
report, among other things, the completion of the Companys acquisition of all of the
outstanding shares of capital stock of EFCO Corporation (EFCO) on June 12, 2017. EFCO is a manufacturer of aluminum window, curtain wall, storefront and entrance systems for commercial constructions projects, primarily in the U.S.
The
Initial 8-K
omitted the financial statements of the business acquired and the pro forma condensed
combined financial information, as permitted by Item 9.01(a)(4) and Item 9.01(b)(2) of
Form 8-K. This
amendment to the
Initial 8-K (this
Amendment) is being made solely to file the financial statements and furnish the pro forma financial information required by Item 9.01 of
Form 8-K.
This Amendment should be read in conjunction with the Initial
8-K,
which provides additional information relating to
the EFCO acquisition. Except as set forth herein, no modifications have been made to the information contained in the Initial
8-K.
Additionally, the Company has not updated any information contained therein to
reflect events that have occurred since the date of the Initial
8-K.
Accordingly, this Amendment should be read in conjunction with the Initial
8-K.
Item 9.01 Financial Statements and Exhibits.
(a)
Financial Statements of Business Acquired.
The financial statements of EFCO required by Item 9.01(a) of
Form 8-K are
filed herewith as Exhibit 99.1 and are hereby incorporated herein by reference.
(b) Pro
Forma Financial Information.
The pro forma condensed combined financial information required by Item 9.01(b) of
Form 8-K is
furnished herewith as Exhibit 99.2 and is hereby incorporated herein by reference.
(d) Exhibits.
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Exhibit
Number
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Description
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23.1
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Consent of Grant Thornton LLP*
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99.1
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Audited financial statements of EFCO Corporation as of and for the year ended November 26, 2016, and unaudited financial statements of EFCO Corporation for the six month periods ended May 27, 2017 and May 28, 2016.
*
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99.2
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Unaudited pro forma condensed combined balance sheet as of June 3, 2017, and results of operations for the three months ended June 3, 2017 and the year ended March 4, 2017, of Apogee Enterprises, Inc. *
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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APOGEE ENTERPRISES, INC.
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By:
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/s/ James S. Porter
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James S. Porter
Executive Vice President and
Chief
Financial Officer
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Date: August 21, 2017
EXHIBIT INDEX
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Exhibit
Number
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Description
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23.1
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Consent of Grant Thornton LLP*
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99.1
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Audited financial statements of EFCO Corporation as of and for the year ended November 26, 2016, and unaudited financial statements of EFCO Corporation for the six month periods ended May 27, 2017 and May 28, 2016.
*
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99.2
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Unaudited pro forma condensed combined balance sheet as of June 3, 2017, and results of operations for the three months ended June 3, 2017, and the year ended March 4, 2017, of Apogee Enterprises, Inc. *
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