UNITED STATES SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
811-01241
Investment Company Act File Number
Eaton Vance Growth Trust
(Exact Name of Registrant as Specified in Charter)
Two International Place,
Boston, Massachusetts 02110
(Address of Principal Executive Offices)
Maureen A. Gemma
Two International Place, Boston, Massachusetts 02110
(Name and Address of Agent for Services)
(617) 482-8260
(Registrant’s Telephone Number, Including Area Code)
August 31
Date of Fiscal Year End
November 30, 2012
Date of Reporting Period
Item 1. Schedule of Investments
Eaton Vance Asian Small Companies Fund
Eaton Vance
Greater China Growth Fund
Eaton Vance Multi-Cap Growth Fund
Eaton Vance Richard Bernstein All Asset Strategy Fund
Eaton Vance Richard Bernstein Equity Strategy Fund
Eaton
Vance Worldwide Health Sciences Fund
Eaton Vance
Asian Small Companies Fund
November 30, 2012
(Unaudited)
Eaton Vance Asian Small Companies Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all
of its assets in Asian Small Companies Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2012, the value of the Fund’s investment in the Portfolio was $28,638,370 and the Fund owned
50.0% of the Portfolio’s outstanding interests. The Portfolio’s Portfolio of Investments is set forth below.
Asian Small Companies Portfolio
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 98.4%
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
China — 12.7%
|
|
|
|
|
|
|
|
|
|
Containers & Packaging — 3.7%
|
|
|
|
|
|
|
|
|
|
AMVIG Holdings, Ltd.
|
|
|
342,000
|
|
|
$
|
99,773
|
|
|
Youyuan International Holdings, Ltd.
|
|
|
7,804,000
|
|
|
|
2,043,817
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,143,590
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 1.6%
|
|
|
|
|
|
|
|
|
|
Kingboard Laminates Holdings, Ltd.
|
|
|
2,075,000
|
|
|
$
|
910,151
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
910,151
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 1.9%
|
|
|
|
|
|
|
|
|
|
Biostime International Holdings, Ltd.
|
|
|
350,000
|
|
|
$
|
1,058,579
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,058,579
|
|
|
|
|
|
|
|
|
|
|
|
|
Gas Utilities — 1.8%
|
|
|
|
|
|
|
|
|
|
China Resources Gas Group, Ltd.
|
|
|
494,000
|
|
|
$
|
1,057,599
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,057,599
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Products — 1.8%
|
|
|
|
|
|
|
|
|
|
Vinda International Holdings, Ltd.
|
|
|
746,000
|
|
|
$
|
1,039,270
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,039,270
|
|
|
|
|
|
|
|
|
|
|
|
|
Machinery — 0.7%
|
|
|
|
|
|
|
|
|
|
Lonking Holdings, Ltd.
|
|
|
1,793,000
|
|
|
$
|
407,237
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
407,237
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 1.2%
|
|
|
|
|
|
|
|
|
|
SOHO China, Ltd.
|
|
|
890,000
|
|
|
$
|
670,547
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
670,547
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total China
(identified cost $6,692,711)
|
|
|
|
|
|
$
|
7,286,973
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hong Kong — 7.7%
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 1.5%
|
|
|
|
|
|
|
|
|
|
Dah Sing Financial Holdings Ltd.
|
|
|
200,000
|
|
|
$
|
855,007
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
855,007
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Financial Services — 2.4%
|
|
|
|
|
|
|
|
|
|
First Pacific Co., Ltd.
|
|
|
574,000
|
|
|
$
|
604,038
|
|
|
Public Financial Holdings, Ltd.
|
|
|
1,684,000
|
|
|
|
784,299
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,388,337
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 0.6%
|
|
|
|
|
|
|
|
|
|
AEON Stores (Hong Kong) Co., Ltd.
|
|
|
143,500
|
|
|
$
|
355,187
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
355,187
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 1.3%
|
|
|
|
|
|
|
|
|
|
Hang Lung Properties, Ltd.
|
|
|
206,000
|
|
|
$
|
753,242
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
753,242
|
|
|
|
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Textiles, Apparel & Luxury Goods — 1.9%
|
|
|
|
|
|
|
|
|
|
Stella International Holdings, Ltd.
|
|
|
409,000
|
|
|
$
|
1,057,963
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,057,963
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Hong Kong
(identified cost $4,236,169)
|
|
|
|
|
|
$
|
4,409,736
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
India — 10.4%
|
|
|
|
|
|
|
|
|
|
Diversified Financial Services — 2.0%
|
|
|
|
|
|
|
|
|
|
Multi Commodity Exchange of India, Ltd.
|
|
|
38,850
|
|
|
$
|
1,142,264
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,142,264
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Products — 3.9%
|
|
|
|
|
|
|
|
|
|
Jyothy Laboratories, Ltd.
|
|
|
659,879
|
|
|
$
|
2,244,141
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,244,141
|
|
|
|
|
|
|
|
|
|
|
|
|
Personal Products — 3.2%
|
|
|
|
|
|
|
|
|
|
Godrej Consumer Products, Ltd.
|
|
|
134,800
|
|
|
$
|
1,809,129
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,809,129
|
|
|
|
|
|
|
|
|
|
|
|
|
Thrifts & Mortgage Finance — 1.3%
|
|
|
|
|
|
|
|
|
|
LIC Housing Finance, Ltd.
|
|
|
155,950
|
|
|
$
|
762,378
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
762,378
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total India
(identified cost $4,626,015)
|
|
|
|
|
|
$
|
5,957,912
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Indonesia — 4.4%
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 1.8%
|
|
|
|
|
|
|
|
|
|
Bank Bukopin Tbk PT
|
|
|
15,941,500
|
|
|
$
|
1,029,862
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,029,862
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Finance — 1.1%
|
|
|
|
|
|
|
|
|
|
Clipan Finance Indonesia Tbk PT
|
|
|
15,210,500
|
|
|
$
|
641,463
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
641,463
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 1.5%
|
|
|
|
|
|
|
|
|
|
Mayora Indah Tbk PT
|
|
|
397,500
|
|
|
$
|
867,312
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
867,312
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Indonesia
(identified cost $2,347,140)
|
|
|
|
|
|
$
|
2,538,637
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Malaysia — 11.2%
|
|
|
|
|
|
|
|
|
|
Construction & Engineering — 3.1%
|
|
|
|
|
|
|
|
|
|
Mudajaya Group Bhd
|
|
|
2,101,366
|
|
|
$
|
1,754,848
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,754,848
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 3.9%
|
|
|
|
|
|
|
|
|
|
Aeon Co. (M) Bhd
|
|
|
578,200
|
|
|
$
|
2,250,409
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,250,409
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 1.5%
|
|
|
|
|
|
|
|
|
|
UOA Development Bhd
|
|
|
1,499,800
|
|
|
$
|
862,827
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
862,827
|
|
|
|
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Specialty Retail — 2.7%
|
|
|
|
|
|
|
|
|
|
Padini Holdings Bhd
|
|
|
2,633,400
|
|
|
$
|
1,516,668
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,516,668
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Malaysia
(identified cost $5,160,355)
|
|
|
|
|
|
$
|
6,384,752
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Philippines — 2.7%
|
|
|
|
|
|
|
|
|
|
Independent Power Producers & Energy Traders — 2.7%
|
|
|
|
|
|
|
|
|
|
Energy Development Corp.
|
|
|
8,854,300
|
|
|
$
|
1,533,402
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,533,402
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Philippines
(identified cost $1,138,480)
|
|
|
|
|
|
$
|
1,533,402
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Singapore — 23.7%
|
|
|
|
|
|
|
|
|
|
Air Freight & Logistics — 1.4%
|
|
|
|
|
|
|
|
|
|
Singapore Post, Ltd.
|
|
|
869,000
|
|
|
$
|
822,184
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
822,184
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Finance — 1.8%
|
|
|
|
|
|
|
|
|
|
Hong Leong Finance, Ltd.
|
|
|
508,000
|
|
|
$
|
1,023,433
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,023,433
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 4.6%
|
|
|
|
|
|
|
|
|
|
Super Group, Ltd.
|
|
|
974,000
|
|
|
$
|
2,633,000
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,633,000
|
|
|
|
|
|
|
|
|
|
|
|
|
IT Services — 1.3%
|
|
|
|
|
|
|
|
|
|
CSE Global, Ltd.
|
|
|
1,127,000
|
|
|
$
|
733,235
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
733,235
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 3.0%
|
|
|
|
|
|
|
|
|
|
Parkson Retail Asia, Ltd.
|
|
|
1,549,000
|
|
|
$
|
1,686,153
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,686,153
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Investment Trusts (REITs) — 3.5%
|
|
|
|
|
|
|
|
|
|
CDL Hospitality Trusts
|
|
|
1,280,000
|
|
|
$
|
2,019,505
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,019,505
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 1.3%
|
|
|
|
|
|
|
|
|
|
Perennial China Retail Trust
|
|
|
1,788,000
|
|
|
$
|
724,481
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
724,481
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 5.4%
|
|
|
|
|
|
|
|
|
|
OSIM International, Ltd.
|
|
|
2,184,000
|
|
|
$
|
3,111,404
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,111,404
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services — 1.4%
|
|
|
|
|
|
|
|
|
|
StarHub, Ltd.
|
|
|
268,000
|
|
|
$
|
818,257
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
818,257
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Singapore
(identified cost $10,331,937)
|
|
|
|
|
|
$
|
13,571,652
|
|
|
|
|
|
|
|
|
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
South Korea — 3.4%
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 1.4%
|
|
|
|
|
|
|
|
|
|
BS Financial Group, Inc.
|
|
|
73,760
|
|
|
$
|
825,714
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
825,714
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet & Catalog Retail — 2.0%
|
|
|
|
|
|
|
|
|
|
CJ O Shopping Co., Ltd.
|
|
|
4,571
|
|
|
$
|
1,127,295
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,127,295
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total South Korea
(identified cost $1,667,067)
|
|
|
|
|
|
$
|
1,953,009
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Taiwan — 12.6%
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 1.6%
|
|
|
|
|
|
|
|
|
|
Simplo Technology Co., Ltd.
|
|
|
181,100
|
|
|
$
|
919,309
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
919,309
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies — 6.7%
|
|
|
|
|
|
|
|
|
|
Pacific Hospital Supply Co., Ltd.
|
|
|
550,000
|
|
|
$
|
1,621,961
|
|
|
St. Shine Optical Co., Ltd.
|
|
|
141,000
|
|
|
|
2,213,343
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,835,304
|
|
|
|
|
|
|
|
|
|
|
|
|
Leisure Equipment & Products — 1.4%
|
|
|
|
|
|
|
|
|
|
Giant Manufacturing Co., Ltd.
|
|
|
148,000
|
|
|
$
|
785,058
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
785,058
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 2.9%
|
|
|
|
|
|
|
|
|
|
Radiant Opto-Electronics Corp.
|
|
|
373,187
|
|
|
$
|
1,690,553
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,690,553
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Taiwan
(identified cost $5,903,064)
|
|
|
|
|
|
$
|
7,230,224
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Thailand — 9.6%
|
|
|
|
|
|
|
|
|
|
Insurance — 2.7%
|
|
|
|
|
|
|
|
|
|
Bangkok Life Assurance PCL
(1)
|
|
|
431,500
|
|
|
$
|
709,831
|
|
|
Thai Reinsurance PCL
(1)(2)
|
|
|
6,255,300
|
|
|
|
819,043
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,528,874
|
|
|
|
|
|
|
|
|
|
|
|
|
Media — 1.1%
|
|
|
|
|
|
|
|
|
|
Major Cineplex Group PCL
(1)
|
|
|
981,200
|
|
|
$
|
629,617
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
629,617
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 5.8%
|
|
|
|
|
|
|
|
|
|
Pruksa Real Estate PCL
(1)
|
|
|
2,428,400
|
|
|
$
|
1,692,534
|
|
|
Ticon Industrial Connection PCL
(1)
|
|
|
3,583,875
|
|
|
|
1,610,987
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,303,521
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Thailand
(identified cost $4,011,884)
|
|
|
|
|
|
$
|
5,462,012
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $46,114,822)
|
|
|
|
|
|
$
|
56,328,309
|
|
|
|
|
|
|
|
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 0.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Principal
Amount
(000’s omitted)
|
|
|
Value
|
|
|
State Street Bank and Trust Euro Time Deposit, 0.01%, 12/3/12
|
|
$
|
443
|
|
|
$
|
442,964
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $442,964)
|
|
|
|
|
|
$
|
442,964
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.2%
(identified cost $46,557,786)
|
|
|
|
|
|
$
|
56,771,273
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Assets, Less Liabilities — 0.8%
|
|
|
|
|
|
$
|
484,256
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets — 100.0%
|
|
|
|
|
|
$
|
57,255,529
|
|
|
|
|
|
|
|
|
|
|
|
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
|
|
|
|
|
|
|
|
|
|
|
PCL
|
|
-
|
|
Public Company Ltd.
|
|
(1)
|
Indicates a foreign registered security. Shares issued to foreign investors in markets that have foreign ownership limits.
|
|
(2)
|
Non-income producing security.
|
The Portfolio
did not have any open financial instruments at November 30, 2012.
The cost and unrealized appreciation (depreciation) of investments of
the Portfolio at November 30, 2012, as determined on a federal income tax basis, were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
46,880,493
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
11,980,032
|
|
|
Gross unrealized depreciation
|
|
|
(2,089,252
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
9,890,780
|
|
|
|
|
|
|
|
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the
assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
|
•
|
|
Level 1 — quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Portfolio’s investments, which are carried
at value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
$
|
—
|
|
|
$
|
56,328,309
|
(1)(2)
|
|
$
|
—
|
|
|
$
|
56,328,309
|
|
|
Short-Term Investments
|
|
|
—
|
|
|
|
442,964
|
|
|
|
—
|
|
|
|
442,964
|
|
|
Total Investments
|
|
$
|
—
|
|
|
$
|
56,771,273
|
|
|
$
|
—
|
|
|
$
|
56,771,273
|
|
5
|
(1)
|
The level classification by major category of investments is the same as the category presentation in the Portfolio of Investments.
|
|
(2)
|
Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the
close of trading in their applicable foreign markets.
|
The Portfolio held no investments or other financial instruments as of
August 31, 2012 whose fair value was determined using Level 3 inputs. At November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For information on the Portfolio’s policy regarding the valuation of investments and other significant accounting policies, please refer to the
Portfolio’s most recent financial statements included in its semiannual or annual report to shareholders.
6
Eaton Vance
Greater China Growth Fund
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 99.9%
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
China — 49.1%
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 7.3%
|
|
|
|
|
|
|
|
|
|
China Construction Bank Corp., Class H
|
|
|
5,901,110
|
|
|
$
|
4,521,613
|
|
|
Industrial & Commercial Bank of China, Ltd., Class H
|
|
|
9,330,000
|
|
|
|
6,292,820
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,814,433
|
|
|
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 2.0%
|
|
|
|
|
|
|
|
|
|
Lenovo Group, Ltd.
|
|
|
3,174,000
|
|
|
$
|
2,988,846
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,988,846
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Consumer Services — 2.1%
|
|
|
|
|
|
|
|
|
|
New Oriental Education & Technology Group, Inc. ADR
|
|
|
154,800
|
|
|
$
|
3,120,768
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,120,768
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 2.6%
|
|
|
|
|
|
|
|
|
|
Digital China Holdings, Ltd.
|
|
|
1,569,000
|
|
|
$
|
2,610,814
|
|
|
Kingboard Chemical Holdings, Ltd.
|
|
|
388,500
|
|
|
|
1,152,423
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,763,237
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy Equipment & Services — 1.6%
|
|
|
|
|
|
|
|
|
|
China Oilfield Services, Ltd., Class H
|
|
|
1,148,000
|
|
|
$
|
2,286,047
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,286,047
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 1.7%
|
|
|
|
|
|
|
|
|
|
Want Want China Holdings, Ltd.
|
|
|
1,744,000
|
|
|
$
|
2,547,821
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,547,821
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels, Restaurants & Leisure — 0.4%
|
|
|
|
|
|
|
|
|
|
Ctrip.com International, Ltd. ADR
(1)
|
|
|
33,800
|
|
|
$
|
645,580
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
645,580
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Durables — 0.3%
|
|
|
|
|
|
|
|
|
|
Haier Electronics Group Co., Ltd.
(1)
|
|
|
314,000
|
|
|
$
|
431,731
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
431,731
|
|
|
|
|
|
|
|
|
|
|
|
|
Insurance — 3.7%
|
|
|
|
|
|
|
|
|
|
China Pacific Insurance (Group) Co., Ltd., Class H
|
|
|
909,800
|
|
|
$
|
2,980,243
|
|
|
Ping An Insurance (Group) Co. of China, Ltd., Class H
|
|
|
331,000
|
|
|
|
2,497,477
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,477,720
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet Software & Services — 3.8%
|
|
|
|
|
|
|
|
|
|
Baidu, Inc. ADR
(1)
|
|
|
7,430
|
|
|
$
|
715,583
|
|
|
Tencent Holdings, Ltd.
|
|
|
152,300
|
|
|
|
4,956,522
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,672,105
|
|
|
|
|
|
|
|
|
|
|
|
|
Leisure Equipment & Products — 0.8%
|
|
|
|
|
|
|
|
|
|
Sunny Optical Technology (Group) Co., Ltd.
|
|
|
1,899,000
|
|
|
$
|
1,240,079
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,240,079
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 1.3%
|
|
|
|
|
|
|
|
|
|
Golden Eagle Retail Group, Ltd.
|
|
|
829,000
|
|
|
$
|
1,954,599
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,954,599
|
|
|
|
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Oil, Gas & Consumable Fuels — 7.4%
|
|
|
|
|
|
|
|
|
|
China Shenhua Energy Co., Ltd., Class H
|
|
|
144,000
|
|
|
$
|
589,618
|
|
|
CNOOC, Ltd.
|
|
|
1,891,000
|
|
|
|
4,019,088
|
|
|
Kunlun Energy Co., Ltd.
|
|
|
1,268,000
|
|
|
|
2,580,908
|
|
|
PetroChina Co., Ltd., Class H
|
|
|
2,768,000
|
|
|
|
3,678,838
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,868,452
|
|
|
|
|
|
|
|
|
|
|
|
|
Paper & Forest Products — 1.2%
|
|
|
|
|
|
|
|
|
|
Nine Dragons Paper Holdings, Ltd.
|
|
|
2,394,000
|
|
|
$
|
1,760,687
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,760,687
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals — 0.3%
|
|
|
|
|
|
|
|
|
|
Sino Biopharmaceutical, Ltd.
|
|
|
928,000
|
|
|
$
|
448,897
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
448,897
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 3.7%
|
|
|
|
|
|
|
|
|
|
China Overseas Land & Investment, Ltd.
|
|
|
684,000
|
|
|
$
|
2,015,891
|
|
|
Longfor Properties Co., Ltd.
|
|
|
1,768,000
|
|
|
|
3,397,675
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,413,566
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 2.3%
|
|
|
|
|
|
|
|
|
|
Belle International Holdings, Ltd.
|
|
|
1,603,000
|
|
|
$
|
3,365,941
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,365,941
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods — 1.5%
|
|
|
|
|
|
|
|
|
|
Daphne International Holdings, Ltd.
|
|
|
1,682,000
|
|
|
$
|
2,230,389
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,230,389
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services — 5.1%
|
|
|
|
|
|
|
|
|
|
China Mobile, Ltd.
|
|
|
657,000
|
|
|
$
|
7,483,429
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,483,429
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total China
(identified cost $63,053,543)
|
|
|
|
|
|
$
|
72,514,327
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Hong Kong — 26.4%
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 1.8%
|
|
|
|
|
|
|
|
|
|
BOC Hong Kong (Holdings), Ltd.
|
|
|
857,000
|
|
|
$
|
2,630,780
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,630,780
|
|
|
|
|
|
|
|
|
|
|
|
|
Communications Equipment — 1.7%
|
|
|
|
|
|
|
|
|
|
AAC Technologies Holdings, Inc.
|
|
|
681,500
|
|
|
$
|
2,557,820
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,557,820
|
|
|
|
|
|
|
|
|
|
|
|
|
Distributors — 1.1%
|
|
|
|
|
|
|
|
|
|
Li & Fung, Ltd.
|
|
|
994,000
|
|
|
$
|
1,635,981
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,635,981
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels, Restaurants & Leisure — 3.9%
|
|
|
|
|
|
|
|
|
|
Sands China, Ltd.
|
|
|
635,200
|
|
|
$
|
2,707,895
|
|
|
SJM Holdings, Ltd.
|
|
|
1,218,000
|
|
|
|
2,865,415
|
|
|
Tsui Wah Holdings, Ltd.
(1)
|
|
|
450,000
|
|
|
|
147,480
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,720,790
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Durables — 2.0%
|
|
|
|
|
|
|
|
|
|
Techtronic Industries Co., Ltd.
|
|
|
1,478,000
|
|
|
$
|
2,897,501
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,897,501
|
|
|
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates — 2.5%
|
|
|
|
|
|
|
|
|
|
Hutchison Whampoa, Ltd.
|
|
|
357,000
|
|
|
$
|
3,665,592
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,665,592
|
|
|
|
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Insurance — 3.2%
|
|
|
|
|
|
|
|
|
|
AIA Group, Ltd.
|
|
|
1,204,600
|
|
|
$
|
4,707,964
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,707,964
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 8.8%
|
|
|
|
|
|
|
|
|
|
Cheung Kong (Holdings), Ltd.
|
|
|
255,000
|
|
|
$
|
3,884,003
|
|
|
Hongkong Land Holdings, Ltd.
|
|
|
451,000
|
|
|
|
2,946,982
|
|
|
Swire Properties, Ltd.
|
|
|
909,800
|
|
|
|
3,051,470
|
|
|
Wharf (Holdings), Ltd. (The)
|
|
|
409,000
|
|
|
|
3,162,548
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
13,045,003
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 0.4%
|
|
|
|
|
|
|
|
|
|
ASM Pacific Technology, Ltd.
|
|
|
54,300
|
|
|
$
|
633,850
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
633,850
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods — 1.0%
|
|
|
|
|
|
|
|
|
|
Stella International Holdings, Ltd.
|
|
|
570,500
|
|
|
$
|
1,475,716
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,475,716
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Hong Kong
(identified cost $31,377,721)
|
|
|
|
|
|
$
|
38,970,997
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Luxembourg — 1.0%
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 1.0%
|
|
|
|
|
|
|
|
|
|
L’Occitane International SA
|
|
|
473,500
|
|
|
$
|
1,452,263
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,452,263
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Luxembourg
(identified cost $1,252,090)
|
|
|
|
|
|
$
|
1,452,263
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Singapore — 2.0%
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates — 2.0%
|
|
|
|
|
|
|
|
|
|
Jardine Matheson Holdings, Ltd.
|
|
|
50,400
|
|
|
$
|
2,973,909
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,973,909
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Singapore
(identified cost $2,501,825)
|
|
|
|
|
|
$
|
2,973,909
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Taiwan — 21.4%
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 1.7%
|
|
|
|
|
|
|
|
|
|
Asustek Computer, Inc.
|
|
|
115,000
|
|
|
$
|
1,269,605
|
|
|
Quanta Computer, Inc.
|
|
|
516,000
|
|
|
|
1,298,081
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,567,686
|
|
|
|
|
|
|
|
|
|
|
|
|
Construction & Engineering — 1.0%
|
|
|
|
|
|
|
|
|
|
CTCI Corp.
|
|
|
751,000
|
|
|
$
|
1,432,677
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,432,677
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 2.7%
|
|
|
|
|
|
|
|
|
|
Delta Electronics, Inc.
|
|
|
488,000
|
|
|
$
|
1,748,855
|
|
|
Hon Hai Precision Industry Co., Ltd.
|
|
|
704,138
|
|
|
|
2,260,930
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,009,785
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies — 1.5%
|
|
|
|
|
|
|
|
|
|
St. Shine Optical Co., Ltd.
|
|
|
141,000
|
|
|
$
|
2,213,343
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,213,343
|
|
|
|
|
|
|
|
|
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Hotels, Restaurants & Leisure — 1.6%
|
|
|
|
|
|
|
|
|
|
Formosa International Hotels Corp.
|
|
|
192,000
|
|
|
$
|
2,280,919
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,280,919
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Management & Development — 1.5%
|
|
|
|
|
|
|
|
|
|
Ruentex Development Co., Ltd.
|
|
|
1,176,000
|
|
|
$
|
2,241,865
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,241,865
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 10.1%
|
|
|
|
|
|
|
|
|
|
Advanced Semiconductor Engineering, Inc.
|
|
|
990,551
|
|
|
$
|
830,634
|
|
|
MediaTek, Inc.
|
|
|
201,000
|
|
|
|
2,288,365
|
|
|
Taiwan Semiconductor Manufacturing Co., Ltd.
|
|
|
3,490,839
|
|
|
|
11,861,381
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
14,980,380
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services — 1.3%
|
|
|
|
|
|
|
|
|
|
Far EasTone Telecommunications Co., Ltd.
|
|
|
775,000
|
|
|
$
|
1,941,319
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,941,319
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Taiwan
(identified cost $25,431,275)
|
|
|
|
|
|
$
|
31,667,974
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $123,616,454)
|
|
|
|
|
|
$
|
147,579,470
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 0.0%
(2)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Principal
Amount
(000’s omitted)
|
|
|
Value
|
|
|
State Street Bank and Trust Euro Time Deposit, 0.01%, 12/3/12
|
|
$
|
70
|
|
|
$
|
69,560
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $69,560)
|
|
|
|
|
|
$
|
69,560
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.9%
(identified cost $123,686,014)
|
|
|
|
|
|
$
|
147,649,030
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Assets, Less Liabilities — 0.1%
|
|
|
|
|
|
$
|
91,748
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets — 100.0%
|
|
|
|
|
|
$
|
147,740,778
|
|
|
|
|
|
|
|
|
|
|
|
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
|
|
|
|
|
|
|
|
|
|
|
ADR
|
|
-
|
|
American Depositary Receipt
|
|
(1)
|
Non-income producing security.
|
|
(2)
|
Amount is less than 0.05%.
|
The Fund did not
have any open financial instruments at November 30, 2012.
4
The cost and unrealized appreciation (depreciation) of investments of the Fund at November 30, 2012, as
determined on a federal income tax basis, were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
123,811,466
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
27,678,875
|
|
|
Gross unrealized depreciation
|
|
|
(3,841,311
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
23,837,564
|
|
|
|
|
|
|
|
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the
assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
|
•
|
|
Level 1 — quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Fund’s investments, which are carried at
value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Discretionary
|
|
$
|
3,913,828
|
|
|
$
|
24,538,429
|
|
|
$
|
—
|
|
|
$
|
28,452,257
|
|
|
Consumer Staples
|
|
|
—
|
|
|
|
2,547,821
|
|
|
|
—
|
|
|
|
2,547,821
|
|
|
Energy
|
|
|
—
|
|
|
|
13,154,499
|
|
|
|
—
|
|
|
|
13,154,499
|
|
|
Financials
|
|
|
—
|
|
|
|
44,331,331
|
|
|
|
—
|
|
|
|
44,331,331
|
|
|
Health Care
|
|
|
—
|
|
|
|
2,662,240
|
|
|
|
—
|
|
|
|
2,662,240
|
|
|
Industrials
|
|
|
—
|
|
|
|
8,072,178
|
|
|
|
—
|
|
|
|
8,072,178
|
|
|
Information Technology
|
|
|
715,583
|
|
|
|
36,458,126
|
|
|
|
—
|
|
|
|
37,173,709
|
|
|
Materials
|
|
|
—
|
|
|
|
1,760,687
|
|
|
|
—
|
|
|
|
1,760,687
|
|
|
Telecommunication Services
|
|
|
—
|
|
|
|
9,424,748
|
|
|
|
—
|
|
|
|
9,424,748
|
|
|
Total Common Stocks
|
|
$
|
4,629,411
|
|
|
$
|
142,950,059
|
*
|
|
$
|
—
|
|
|
$
|
147,579,470
|
|
|
Short-Term Investments
|
|
$
|
—
|
|
|
$
|
69,560
|
|
|
$
|
—
|
|
|
$
|
69,560
|
|
|
Total Investments
|
|
$
|
4,629,411
|
|
|
$
|
143,019,619
|
|
|
$
|
—
|
|
|
$
|
147,649,030
|
|
|
*
|
Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the
close of trading in their applicable foreign markets.
|
The Fund held no investments or other financial instruments as of
August 31, 2012 whose fair value was determined using Level 3 inputs. At November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the
Fund’s most recent financial statements included in its semiannual or annual report to shareholders.
5
Eaton
Vance
Multi-Cap Growth Fund
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 98.8%
(1)
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Aerospace & Defense — 1.6%
|
|
|
|
|
|
|
|
|
|
Precision Castparts Corp.
|
|
|
12,300
|
|
|
$
|
2,255,697
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,255,697
|
|
|
|
|
|
|
|
|
|
|
|
|
Beverages — 2.6%
|
|
|
|
|
|
|
|
|
|
Anheuser-Busch InBev NV ADR
|
|
|
23,000
|
|
|
$
|
2,023,310
|
|
|
Beam, Inc.
|
|
|
29,800
|
|
|
|
1,672,078
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,695,388
|
|
|
|
|
|
|
|
|
|
|
|
|
Biotechnology — 4.2%
|
|
|
|
|
|
|
|
|
|
Biogen Idec, Inc.
(2)
|
|
|
11,200
|
|
|
$
|
1,669,808
|
|
|
Celgene Corp.
(2)
|
|
|
16,100
|
|
|
|
1,265,299
|
|
|
Gilead Sciences, Inc.
(2)
|
|
|
29,200
|
|
|
|
2,190,000
|
|
|
Vertex Pharmaceuticals, Inc.
(2)
|
|
|
20,400
|
|
|
|
811,716
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,936,823
|
|
|
|
|
|
|
|
|
|
|
|
|
Building Products — 1.0%
|
|
|
|
|
|
|
|
|
|
Fortune Brands Home & Security, Inc.
(2)
|
|
|
46,800
|
|
|
$
|
1,403,532
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,403,532
|
|
|
|
|
|
|
|
|
|
|
|
|
Capital Markets — 0.9%
|
|
|
|
|
|
|
|
|
|
T. Rowe Price Group, Inc.
|
|
|
20,000
|
|
|
$
|
1,293,400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,293,400
|
|
|
|
|
|
|
|
|
|
|
|
|
Chemicals — 5.0%
|
|
|
|
|
|
|
|
|
|
Celanese Corp., Series A
|
|
|
36,150
|
|
|
$
|
1,483,596
|
|
|
Cytec Industries, Inc.
|
|
|
23,900
|
|
|
|
1,640,496
|
|
|
Monsanto Co.
|
|
|
26,400
|
|
|
|
2,417,976
|
|
|
Praxair, Inc.
|
|
|
14,800
|
|
|
|
1,586,708
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,128,776
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 3.6%
|
|
|
|
|
|
|
|
|
|
Capital Bank Financial Corp., Class A
(2)
|
|
|
45,000
|
|
|
$
|
776,700
|
|
|
First Republic Bank
|
|
|
43,500
|
|
|
|
1,471,170
|
|
|
Toronto-Dominion Bank (The)
|
|
|
19,100
|
|
|
|
1,586,828
|
|
|
Wells Fargo & Co.
|
|
|
40,800
|
|
|
|
1,346,808
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,181,506
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Services & Supplies — 1.1%
|
|
|
|
|
|
|
|
|
|
Waste Connections, Inc.
|
|
|
48,199
|
|
|
$
|
1,586,711
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,586,711
|
|
|
|
|
|
|
|
|
|
|
|
|
Communications Equipment — 2.3%
|
|
|
|
|
|
|
|
|
|
Palo Alto Networks, Inc.
(2)(3)
|
|
|
15,000
|
|
|
$
|
816,300
|
|
1
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
QUALCOMM, Inc.
|
|
|
38,500
|
|
|
$
|
2,449,370
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,265,670
|
|
|
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 8.8%
|
|
|
|
|
|
|
|
|
|
Apple, Inc.
|
|
|
16,300
|
|
|
$
|
9,540,064
|
|
|
EMC Corp.
(2)
|
|
|
120,600
|
|
|
|
2,993,292
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
12,533,356
|
|
|
|
|
|
|
|
|
|
|
|
|
Distributors — 1.4%
|
|
|
|
|
|
|
|
|
|
LKQ Corp.
(2)
|
|
|
93,100
|
|
|
$
|
2,040,752
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,040,752
|
|
|
|
|
|
|
|
|
|
|
|
|
Electrical Equipment — 0.7%
|
|
|
|
|
|
|
|
|
|
Eaton Corp.
(3)
|
|
|
17,900
|
|
|
$
|
933,664
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
933,664
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 0.9%
|
|
|
|
|
|
|
|
|
|
InvenSense, Inc.
(2)(3)
|
|
|
129,100
|
|
|
$
|
1,297,455
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,297,455
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy Equipment & Services — 2.1%
|
|
|
|
|
|
|
|
|
|
National Oilwell Varco, Inc.
|
|
|
24,200
|
|
|
$
|
1,652,860
|
|
|
Rowan Cos. PLC
(2)
|
|
|
44,000
|
|
|
|
1,396,120
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,048,980
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 3.7%
|
|
|
|
|
|
|
|
|
|
Annie’s, Inc.
(2)
|
|
|
23,433
|
|
|
$
|
840,542
|
|
|
Hershey Co. (The)
|
|
|
23,900
|
|
|
|
1,751,153
|
|
|
Mondelez International, Inc., Class A
|
|
|
73,200
|
|
|
|
1,895,148
|
|
|
WhiteWave Foods Co. (The), Class A
(2)(3)
|
|
|
47,668
|
|
|
|
723,123
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,209,966
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies — 3.9%
|
|
|
|
|
|
|
|
|
|
Align Technology, Inc.
(2)
|
|
|
30,500
|
|
|
$
|
835,395
|
|
|
Analogic Corp.
|
|
|
13,600
|
|
|
|
1,001,912
|
|
|
Intuitive Surgical, Inc.
(2)
|
|
|
4,800
|
|
|
|
2,539,200
|
|
|
Stryker Corp.
|
|
|
20,400
|
|
|
|
1,104,864
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,481,371
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Providers & Services — 2.7%
|
|
|
|
|
|
|
|
|
|
Brookdale Senior Living, Inc.
(2)
|
|
|
30,400
|
|
|
$
|
777,024
|
|
|
Catamaran Corp.
(2)
|
|
|
23,558
|
|
|
|
1,147,039
|
|
|
MEDNAX, Inc.
(2)
|
|
|
24,600
|
|
|
|
1,943,400
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,867,463
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels, Restaurants & Leisure — 2.9%
|
|
|
|
|
|
|
|
|
|
Las Vegas Sands Corp.
|
|
|
24,300
|
|
|
$
|
1,133,595
|
|
2
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Yum! Brands, Inc.
|
|
|
44,900
|
|
|
$
|
3,011,892
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,145,487
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Products — 0.8%
|
|
|
|
|
|
|
|
|
|
Colgate-Palmolive Co.
|
|
|
10,500
|
|
|
$
|
1,139,250
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,139,250
|
|
|
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates — 1.0%
|
|
|
|
|
|
|
|
|
|
Danaher Corp.
|
|
|
26,800
|
|
|
$
|
1,446,396
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,446,396
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet & Catalog Retail — 3.0%
|
|
|
|
|
|
|
|
|
|
Amazon.com, Inc.
(2)
|
|
|
7,400
|
|
|
$
|
1,865,170
|
|
|
priceline.com, Inc.
(2)
|
|
|
2,600
|
|
|
|
1,724,216
|
|
|
Shutterfly, Inc.
(2)
|
|
|
25,600
|
|
|
|
689,920
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,279,306
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet Software & Services — 7.8%
|
|
|
|
|
|
|
|
|
|
Equinix, Inc.
(2)
|
|
|
6,000
|
|
|
$
|
1,114,560
|
|
|
Google, Inc., Class A
(2)
|
|
|
6,200
|
|
|
|
4,329,894
|
|
|
LinkedIn Corp., Class A
(2)
|
|
|
13,900
|
|
|
|
1,503,146
|
|
|
MercadoLibre, Inc.
(3)
|
|
|
14,800
|
|
|
|
1,064,860
|
|
|
Rackspace Hosting, Inc.
(2)
|
|
|
36,593
|
|
|
|
2,529,308
|
|
|
VeriSign, Inc.
(2)
|
|
|
15,300
|
|
|
|
522,189
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
11,063,957
|
|
|
|
|
|
|
|
|
|
|
|
|
IT Services — 3.9%
|
|
|
|
|
|
|
|
|
|
Accenture PLC, Class A
|
|
|
28,400
|
|
|
$
|
1,928,928
|
|
|
Teradata Corp.
(2)
|
|
|
20,800
|
|
|
|
1,237,184
|
|
|
Visa, Inc., Class A
|
|
|
16,300
|
|
|
|
2,440,273
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,606,385
|
|
|
|
|
|
|
|
|
|
|
|
|
Leisure Equipment & Products — 0.9%
|
|
|
|
|
|
|
|
|
|
Polaris Industries, Inc.
|
|
|
14,600
|
|
|
$
|
1,238,226
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,238,226
|
|
|
|
|
|
|
|
|
|
|
|
|
Machinery — 1.6%
|
|
|
|
|
|
|
|
|
|
Colfax Corp.
(2)(3)
|
|
|
31,000
|
|
|
$
|
1,208,690
|
|
|
Stanley Black & Decker, Inc.
|
|
|
14,000
|
|
|
|
1,006,740
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,215,430
|
|
|
|
|
|
|
|
|
|
|
|
|
Media — 0.8%
|
|
|
|
|
|
|
|
|
|
Walt Disney Co. (The)
|
|
|
21,600
|
|
|
$
|
1,072,656
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,072,656
|
|
|
|
|
|
|
|
|
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Metals & Mining — 0.9%
|
|
|
|
|
|
|
|
|
|
Freeport-McMoRan Copper & Gold, Inc.
|
|
|
31,000
|
|
|
$
|
1,209,310
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,209,310
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 1.4%
|
|
|
|
|
|
|
|
|
|
Dollar General Corp.
(2)
|
|
|
38,974
|
|
|
$
|
1,948,700
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,948,700
|
|
|
|
|
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels — 3.9%
|
|
|
|
|
|
|
|
|
|
Concho Resources, Inc.
(2)
|
|
|
19,400
|
|
|
$
|
1,557,044
|
|
|
EOG Resources, Inc.
|
|
|
19,900
|
|
|
|
2,340,638
|
|
|
Range Resources Corp.
|
|
|
24,500
|
|
|
|
1,568,490
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,466,172
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals — 2.5%
|
|
|
|
|
|
|
|
|
|
Allergan, Inc.
|
|
|
20,800
|
|
|
$
|
1,929,200
|
|
|
Perrigo Co.
|
|
|
15,300
|
|
|
|
1,583,550
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,512,750
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Investment Trusts (REITs) — 0.9%
|
|
|
|
|
|
|
|
|
|
Public Storage, Inc.
|
|
|
9,600
|
|
|
$
|
1,350,144
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,350,144
|
|
|
|
|
|
|
|
|
|
|
|
|
Road & Rail — 2.4%
|
|
|
|
|
|
|
|
|
|
J.B. Hunt Transport Services, Inc.
|
|
|
24,800
|
|
|
$
|
1,474,360
|
|
|
Kansas City Southern
|
|
|
24,046
|
|
|
|
1,879,195
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,353,555
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 3.4%
|
|
|
|
|
|
|
|
|
|
Cirrus Logic, Inc.
(2)
|
|
|
79,500
|
|
|
$
|
2,489,940
|
|
|
Cypress Semiconductor Corp.
(2)
|
|
|
73,900
|
|
|
|
750,085
|
|
|
Mellanox Technologies, Ltd.
(2)(3)
|
|
|
12,500
|
|
|
|
911,000
|
|
|
Monolithic Power Systems, Inc.
(2)
|
|
|
34,900
|
|
|
|
738,484
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,889,509
|
|
|
|
|
|
|
|
|
|
|
|
|
Software — 2.0%
|
|
|
|
|
|
|
|
|
|
Infoblox, Inc.
(2)
|
|
|
62,965
|
|
|
$
|
1,193,817
|
|
|
Splunk, Inc.
(2)
|
|
|
14,696
|
|
|
|
443,819
|
|
|
VMware, Inc., Class A
(2)
|
|
|
13,700
|
|
|
|
1,246,015
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,883,651
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 6.7%
|
|
|
|
|
|
|
|
|
|
Home Depot, Inc. (The)
|
|
|
24,300
|
|
|
$
|
1,581,201
|
|
|
Ross Stores, Inc.
|
|
|
30,000
|
|
|
|
1,707,600
|
|
|
Sally Beauty Holdings, Inc.
(2)
|
|
|
38,800
|
|
|
|
983,580
|
|
|
Tractor Supply Co.
|
|
|
28,100
|
|
|
|
2,518,322
|
|
|
Ulta Salon, Cosmetics & Fragrance, Inc.
|
|
|
7,800
|
|
|
|
782,184
|
|
|
Urban Outfitters, Inc.
(2)
|
|
|
31,200
|
|
|
|
1,176,240
|
|
4
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Williams-Sonoma, Inc.
|
|
|
15,800
|
|
|
$
|
715,108
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
9,464,235
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods — 1.2%
|
|
|
|
|
|
|
|
|
|
lululemon athletica, inc.
(2)(3)
|
|
|
12,200
|
|
|
$
|
875,716
|
|
|
Wolverine World Wide, Inc.
|
|
|
18,100
|
|
|
|
783,368
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,659,084
|
|
|
|
|
|
|
|
|
|
|
|
|
Thrifts & Mortgage Finance — 0.7%
|
|
|
|
|
|
|
|
|
|
ViewPoint Financial Group, Inc.
|
|
|
50,200
|
|
|
$
|
1,026,590
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,026,590
|
|
|
|
|
|
|
|
|
|
|
|
|
Tobacco — 1.1%
|
|
|
|
|
|
|
|
|
|
Philip Morris International, Inc.
|
|
|
17,000
|
|
|
$
|
1,527,960
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,527,960
|
|
|
|
|
|
|
|
|
|
|
|
|
Trading Companies & Distributors — 2.5%
|
|
|
|
|
|
|
|
|
|
United Rentals, Inc.
(2)
|
|
|
26,500
|
|
|
$
|
1,100,545
|
|
|
W.W. Grainger, Inc.
|
|
|
12,700
|
|
|
|
2,464,054
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,564,599
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $120,174,236)
|
|
|
|
|
|
$
|
140,223,862
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 6.8%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Interest
(000’s omitted)
|
|
|
Value
|
|
|
Eaton Vance Cash Collateral Fund, LLC, 0.09%
(4)(5)
|
|
$
|
7,707
|
|
|
$
|
7,707,264
|
|
|
Eaton Vance Cash Reserves Fund, LLC, 0.13%
(5)
|
|
|
1,853
|
|
|
|
1,853,326
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $9,560,590)
|
|
|
|
|
|
$
|
9,560,590
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 105.6%
(identified cost $129,734,826)
|
|
|
|
|
|
$
|
149,784,452
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Covered Call Options Written — (0.0)%
(6)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Number of
Contracts
|
|
|
Strike
Price
|
|
|
Expiration
Date
|
|
|
Value
|
|
|
Biogen Idec, Inc.
|
|
|
28
|
|
|
$
|
155.00
|
|
|
|
12/22/12
|
|
|
$
|
(3,920
|
)
|
|
EOG Resources, Inc.
|
|
|
50
|
|
|
|
125.00
|
|
|
|
12/22/12
|
|
|
|
(3,225
|
)
|
|
Gilead Sciences, Inc.
|
|
|
73
|
|
|
|
80.00
|
|
|
|
12/22/12
|
|
|
|
(1,460
|
)
|
|
Precision Castparts Corp.
|
|
|
31
|
|
|
|
185.00
|
|
|
|
12/22/12
|
|
|
|
(7,673
|
)
|
|
priceline.com, Inc.
|
|
|
3
|
|
|
|
655.00
|
|
|
|
12/22/12
|
|
|
|
(6,435
|
)
|
|
Yum! Brands, Inc.
|
|
|
22
|
|
|
|
75.00
|
|
|
|
12/22/12
|
|
|
|
(143
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Covered Call Options Written
(premiums received $22,275)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
(22,856
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
5
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Value
|
|
|
Other Assets, Less Liabilities — (5.6)%
|
|
|
|
|
|
|
|
$
|
(7,880,173
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets — 100.0%
|
|
|
|
|
|
|
|
$
|
141,881,423
|
|
|
|
|
|
|
|
|
|
|
|
|
|
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
|
|
|
|
|
|
|
|
|
|
|
ADR
|
|
-
|
|
American Depositary Receipt
|
|
(1)
|
All or a portion of each applicable common stock for which a written call option is outstanding at November 30, 2012 has been pledged as collateral for such
written option.
|
|
(2)
|
Non-income producing security.
|
|
(3)
|
All or a portion of this security was on loan at November 30, 2012.
|
|
(4)
|
The amount invested in Eaton Vance Cash Collateral Fund, LLC represents cash collateral received for securities on loan at November 30, 2012. Other Assets, Less
Liabilities includes an equal and offsetting liability of the Fund to repay collateral amounts upon the return of loaned securities. At November 30, 2012, the Fund loaned securities having a market value of $7,440,097 and received $7,707,264 of
cash collateral for the loans.
|
|
(5)
|
Affiliated investment company available to Eaton Vance portfolios and funds which invests in high quality, U.S. dollar denominated money market instruments. The rate
shown is the annualized seven-day yield as of November 30, 2012. Income earned from investments in Eaton Vance Cash Collateral Fund, LLC (excluding loan rebate fees) and net income allocated from the investment in Eaton Vance Cash Reserves
Fund, LLC for the fiscal year to date ended November 30, 2012 were $2,259 and $1,215, respectively.
|
|
(6)
|
Amount is less than 0.05%.
|
The cost and
unrealized appreciation (depreciation) of investments of the Fund at November 30, 2012, as determined on a federal income tax basis, were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
129,625,174
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
22,899,111
|
|
|
Gross unrealized depreciation
|
|
|
(2,739,833
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
20,159,278
|
|
|
|
|
|
|
|
Written options activity for the fiscal year to date ended November 30, 2012 was as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
Number of
Contracts
|
|
|
Premiums
Received
|
|
|
Outstanding, beginning of period
|
|
|
952
|
|
|
$
|
72,241
|
|
|
Options written
|
|
|
1,263
|
|
|
|
159,782
|
|
|
Options terminated in closing purchase transactions
|
|
|
(240
|
)
|
|
|
(31,469
|
)
|
|
Options exercised
|
|
|
(450
|
)
|
|
|
(37,465
|
)
|
|
Options expired
|
|
|
(1,318
|
)
|
|
|
(140,814
|
)
|
|
|
|
|
|
|
|
|
|
|
|
Outstanding, end of period
|
|
|
207
|
|
|
$
|
22,275
|
|
|
|
|
|
|
|
|
|
|
|
6
At November 30, 2012, the Fund had sufficient cash and/or securities to cover commitments under these
contracts.
The Fund is subject to equity price risk in the normal course of pursuing its investment objective. The Fund enters into option
transactions or a combination of option transactions on individual securities that it holds to generate premium income and/or to seek to reduce the Fund’s exposure to a decline in the stock price.
At November 30, 2012, the aggregate fair value of open derivative instruments (not considered to be hedging instruments for accounting disclosure
purposes) in a liability position and whose primary underlying risk exposure is equity price risk was $22,856.
Under generally accepted
accounting principles for fair value measurements, a three-tier hierarchy to prioritize the assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three
broad levels listed below.
|
•
|
|
Level 1 – quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 – other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 – significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Fund’s investments and open derivative
instruments, which are carried at value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
$
|
140,223,862
|
*
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
140,223,862
|
|
|
Short-Term Investments
|
|
|
—
|
|
|
|
9,560,590
|
|
|
|
—
|
|
|
|
9,560,590
|
|
|
Total Investments
|
|
$
|
140,223,862
|
|
|
$
|
9,560,590
|
|
|
$
|
—
|
|
|
$
|
149,784,452
|
|
|
|
|
|
|
|
|
Liability Description
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Covered Call Options Written
|
|
$
|
(22,856
|
)
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
(22,856
|
)
|
|
Total
|
|
$
|
(22,856
|
)
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
(22,856
|
)
|
|
*
|
The level classification by major category of investments is the same as the category presentation in the Portfolio of Investments.
|
The Fund held no investments or other financial instruments as of August 31, 2012 whose fair value was determined using Level 3 inputs. At
November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For
information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the Fund’s most recent financial statements included in its semiannual or annual report to shareholders.
7
Eaton Vance
Richard Bernstein All Asset Strategy Fund
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 41.8%
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Aerospace & Defense — 0.9%
|
|
|
|
|
|
|
|
|
|
Boeing Co. (The)
|
|
|
1,094
|
|
|
$
|
81,262
|
|
|
Honeywell International, Inc.
|
|
|
1,558
|
|
|
|
95,552
|
|
|
Precision Castparts Corp.
|
|
|
387
|
|
|
|
70,972
|
|
|
Raytheon Co.
|
|
|
1,441
|
|
|
|
82,324
|
|
|
United Technologies Corp.
|
|
|
1,643
|
|
|
|
131,621
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
461,731
|
|
|
|
|
|
|
|
|
|
|
|
|
Automobiles — 0.8%
|
|
|
|
|
|
|
|
|
|
Ford Motor Co.
|
|
|
12,682
|
|
|
$
|
145,209
|
|
|
Hyundai Motor Co.
|
|
|
354
|
|
|
|
73,765
|
|
|
Toyota Motor Corp.
|
|
|
4,800
|
|
|
|
206,674
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
425,648
|
|
|
|
|
|
|
|
|
|
|
|
|
Beverages — 1.0%
|
|
|
|
|
|
|
|
|
|
Asahi Group Holdings, Ltd.
|
|
|
3,300
|
|
|
$
|
74,267
|
|
|
Coca-Cola Co. (The)
|
|
|
4,362
|
|
|
|
165,407
|
|
|
Diageo PLC
|
|
|
2,990
|
|
|
|
89,183
|
|
|
Kirin Holdings Co., Ltd.
|
|
|
5,000
|
|
|
|
61,470
|
|
|
PepsiCo, Inc.
|
|
|
1,842
|
|
|
|
129,327
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
519,654
|
|
|
|
|
|
|
|
|
|
|
|
|
Biotechnology — 1.0%
|
|
|
|
|
|
|
|
|
|
Amgen, Inc.
|
|
|
1,597
|
|
|
$
|
141,814
|
|
|
Biogen Idec, Inc.
(1)
|
|
|
841
|
|
|
|
125,385
|
|
|
Celgene Corp.
(1)
|
|
|
1,002
|
|
|
|
78,747
|
|
|
Gilead Sciences, Inc.
(1)
|
|
|
1,776
|
|
|
|
133,200
|
|
|
Isis Pharmaceuticals, Inc.
(1)
|
|
|
6,005
|
|
|
|
55,246
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
534,392
|
|
|
|
|
|
|
|
|
|
|
|
|
Chemicals — 0.5%
|
|
|
|
|
|
|
|
|
|
Dow Chemical Co. (The)
|
|
|
2,681
|
|
|
$
|
80,939
|
|
|
Monsanto Co.
|
|
|
1,067
|
|
|
|
97,727
|
|
|
Potash Corp. of Saskatchewan, Inc.
|
|
|
1,338
|
|
|
|
51,764
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
230,430
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 3.1%
|
|
|
|
|
|
|
|
|
|
Associated Banc-Corp.
|
|
|
1,189
|
|
|
$
|
15,279
|
|
|
Bank of the Ozarks, Inc.
|
|
|
1,884
|
|
|
|
59,874
|
|
|
City Holding Co.
|
|
|
1,560
|
|
|
|
52,416
|
|
|
Columbia Banking System, Inc.
|
|
|
3,179
|
|
|
|
54,870
|
|
|
Community Bank System, Inc.
|
|
|
2,106
|
|
|
|
56,609
|
|
|
F.N.B. Corp.
|
|
|
8,278
|
|
|
|
89,402
|
|
|
First Financial Bancorp
|
|
|
3,240
|
|
|
|
47,077
|
|
|
First Financial Bankshares, Inc.
|
|
|
1,641
|
|
|
|
63,851
|
|
|
First Midwest Bancorp, Inc.
|
|
|
7,809
|
|
|
|
97,612
|
|
|
FirstMerit Corp.
|
|
|
4,036
|
|
|
|
56,827
|
|
|
Glacier Bancorp, Inc.
|
|
|
6,755
|
|
|
|
98,150
|
|
|
Huntington Bancshares, Inc.
|
|
|
2,399
|
|
|
|
14,754
|
|
|
MB Financial, Inc.
|
|
|
2,618
|
|
|
|
50,894
|
|
|
National Penn Bancshares, Inc.
|
|
|
9,269
|
|
|
|
87,777
|
|
|
Old National Bancorp
|
|
|
7,139
|
|
|
|
83,812
|
|
1
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
PacWest Bancorp
|
|
|
3,151
|
|
|
$
|
78,491
|
|
|
Park National Corp.
|
|
|
222
|
|
|
|
14,006
|
|
|
PrivateBancorp, Inc.
|
|
|
1,043
|
|
|
|
17,095
|
|
|
S&T Bancorp, Inc.
|
|
|
2,914
|
|
|
|
49,451
|
|
|
Susquehanna Bancshares, Inc.
|
|
|
10,303
|
|
|
|
105,915
|
|
|
Texas Capital Bancshares, Inc.
(1)
|
|
|
1,794
|
|
|
|
80,802
|
|
|
UMB Financial Corp.
|
|
|
1,836
|
|
|
|
77,810
|
|
|
Umpqua Holdings Corp.
|
|
|
6,373
|
|
|
|
74,309
|
|
|
United Bankshares, Inc.
|
|
|
4,166
|
|
|
|
102,900
|
|
|
Wintrust Financial Corp.
|
|
|
1,982
|
|
|
|
72,918
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,602,901
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Services & Supplies — 0.2%
|
|
|
|
|
|
|
|
|
|
ADT Corp. (The)
(1)
|
|
|
684
|
|
|
$
|
31,396
|
|
|
Covanta Holding Corp.
|
|
|
885
|
|
|
|
16,709
|
|
|
Tetra Tech, Inc.
(1)
|
|
|
593
|
|
|
|
15,276
|
|
|
Tyco International, Ltd.
|
|
|
1,369
|
|
|
|
38,838
|
|
|
Waste Connections, Inc.
|
|
|
507
|
|
|
|
16,690
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
118,909
|
|
|
|
|
|
|
|
|
|
|
|
|
Communications Equipment — 0.4%
|
|
|
|
|
|
|
|
|
|
Cisco Systems, Inc.
|
|
|
3,592
|
|
|
$
|
67,925
|
|
|
QUALCOMM, Inc.
|
|
|
2,162
|
|
|
|
137,546
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
205,471
|
|
|
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 0.9%
|
|
|
|
|
|
|
|
|
|
Apple, Inc.
|
|
|
579
|
|
|
$
|
338,877
|
|
|
EMC Corp.
(1)
|
|
|
2,556
|
|
|
|
63,440
|
|
|
Hewlett-Packard Co.
|
|
|
5,886
|
|
|
|
76,459
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
478,776
|
|
|
|
|
|
|
|
|
|
|
|
|
Construction & Engineering — 0.4%
|
|
|
|
|
|
|
|
|
|
Dycom Industries, Inc.
(1)
|
|
|
3,605
|
|
|
$
|
64,746
|
|
|
EMCOR Group, Inc.
|
|
|
569
|
|
|
|
18,692
|
|
|
Granite Construction, Inc.
|
|
|
639
|
|
|
|
19,553
|
|
|
MasTec, Inc.
(1)
|
|
|
1,037
|
|
|
|
23,685
|
|
|
Primoris Services Corp.
|
|
|
1,259
|
|
|
|
18,230
|
|
|
Quanta Services, Inc.
(1)
|
|
|
660
|
|
|
|
17,068
|
|
|
Tutor Perini Corp.
(1)
|
|
|
4,604
|
|
|
|
59,207
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
221,181
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Telecommunication Services — 1.0%
|
|
|
|
|
|
|
|
|
|
AT&T, Inc.
|
|
|
5,527
|
|
|
$
|
188,637
|
|
|
CenturyLink, Inc.
|
|
|
2,056
|
|
|
|
79,855
|
|
|
Telefonica SA
|
|
|
11,129
|
|
|
|
146,195
|
|
|
Verizon Communications, Inc.
|
|
|
2,468
|
|
|
|
108,888
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
523,575
|
|
|
|
|
|
|
|
|
|
|
|
|
Electric Utilities — 2.1%
|
|
|
|
|
|
|
|
|
|
American Electric Power Co., Inc.
|
|
|
3,381
|
|
|
$
|
144,200
|
|
|
Duke Energy Corp.
|
|
|
1,963
|
|
|
|
125,279
|
|
|
Edison International
|
|
|
2,787
|
|
|
|
126,753
|
|
|
Entergy Corp.
|
|
|
1,387
|
|
|
|
88,130
|
|
|
Exelon Corp.
|
|
|
2,880
|
|
|
|
87,034
|
|
|
FirstEnergy Corp.
|
|
|
2,199
|
|
|
|
93,369
|
|
2
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
NextEra Energy, Inc.
|
|
|
1,473
|
|
|
$
|
101,210
|
|
|
PPL Corp.
|
|
|
2,832
|
|
|
|
83,119
|
|
|
Southern Co. (The)
|
|
|
2,399
|
|
|
|
104,476
|
|
|
Xcel Energy, Inc.
|
|
|
4,229
|
|
|
|
114,394
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,067,964
|
|
|
|
|
|
|
|
|
|
|
|
|
Electrical Equipment — 0.5%
|
|
|
|
|
|
|
|
|
|
Acuity Brands, Inc.
|
|
|
291
|
|
|
$
|
19,250
|
|
|
AZZ, Inc.
|
|
|
564
|
|
|
|
21,500
|
|
|
Emerson Electric Co.
|
|
|
1,281
|
|
|
|
64,345
|
|
|
Encore Wire Corp.
|
|
|
589
|
|
|
|
18,459
|
|
|
Generac Holdings, Inc.
|
|
|
611
|
|
|
|
19,937
|
|
|
Global Power Equipment Group, Inc.
|
|
|
2,778
|
|
|
|
41,725
|
|
|
Hubbell, Inc., Class B
|
|
|
712
|
|
|
|
59,986
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
245,202
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 0.2%
|
|
|
|
|
|
|
|
|
|
Corning, Inc.
|
|
|
9,436
|
|
|
$
|
115,402
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
115,402
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy Equipment & Services — 0.6%
|
|
|
|
|
|
|
|
|
|
Cameron International Corp.
(1)
|
|
|
976
|
|
|
$
|
52,655
|
|
|
Halliburton Co.
|
|
|
1,872
|
|
|
|
62,431
|
|
|
National Oilwell Varco, Inc.
|
|
|
789
|
|
|
|
53,889
|
|
|
Noble Corp.
|
|
|
1,793
|
|
|
|
61,841
|
|
|
Schlumberger, Ltd.
|
|
|
1,075
|
|
|
|
76,991
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
307,807
|
|
|
|
|
|
|
|
|
|
|
|
|
Food & Staples Retailing — 1.6%
|
|
|
|
|
|
|
|
|
|
Costco Wholesale Corp.
|
|
|
1,115
|
|
|
$
|
115,949
|
|
|
CVS Caremark Corp.
|
|
|
3,024
|
|
|
|
140,646
|
|
|
Kroger Co. (The)
|
|
|
3,948
|
|
|
|
103,596
|
|
|
Sysco Corp.
|
|
|
3,059
|
|
|
|
96,817
|
|
|
Tesco PLC
|
|
|
13,157
|
|
|
|
68,637
|
|
|
Wal-Mart Stores, Inc.
|
|
|
1,612
|
|
|
|
116,096
|
|
|
Walgreen Co.
|
|
|
1,750
|
|
|
|
59,342
|
|
|
Whole Foods Market, Inc.
|
|
|
1,053
|
|
|
|
98,308
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
799,391
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 2.2%
|
|
|
|
|
|
|
|
|
|
Archer-Daniels-Midland Co.
|
|
|
5,374
|
|
|
$
|
143,486
|
|
|
General Mills, Inc.
|
|
|
2,468
|
|
|
|
101,163
|
|
|
Green Mountain Coffee Roasters, Inc.
(1)
|
|
|
5,102
|
|
|
|
187,090
|
|
|
H.J. Heinz Co.
|
|
|
1,715
|
|
|
|
100,259
|
|
|
Kellogg Co.
|
|
|
2,368
|
|
|
|
131,329
|
|
|
Kraft Foods Group, Inc.
(1)
|
|
|
654
|
|
|
|
29,574
|
|
|
Mead Johnson Nutrition Co.
|
|
|
1,614
|
|
|
|
110,059
|
|
|
Mondelez International, Inc., Class A
|
|
|
1,963
|
|
|
|
50,822
|
|
|
Nestle SA
|
|
|
4,125
|
|
|
|
270,013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,123,795
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies — 1.7%
|
|
|
|
|
|
|
|
|
|
Baxter International, Inc.
|
|
|
1,129
|
|
|
$
|
74,819
|
|
|
Becton, Dickinson and Co.
|
|
|
1,157
|
|
|
|
88,707
|
|
|
Covidien PLC
|
|
|
1,278
|
|
|
|
74,264
|
|
3
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Intuitive Surgical, Inc.
(1)
|
|
|
150
|
|
|
$
|
79,350
|
|
|
Medtronic, Inc.
|
|
|
2,815
|
|
|
|
118,540
|
|
|
St. Jude Medical, Inc.
|
|
|
3,470
|
|
|
|
118,952
|
|
|
Stryker Corp.
|
|
|
1,615
|
|
|
|
87,468
|
|
|
Terumo Corp.
|
|
|
2,400
|
|
|
|
101,983
|
|
|
Zimmer Holdings, Inc.
|
|
|
1,721
|
|
|
|
113,534
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
857,617
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Providers & Services — 2.5%
|
|
|
|
|
|
|
|
|
|
Aetna, Inc.
|
|
|
1,851
|
|
|
$
|
79,945
|
|
|
AmerisourceBergen Corp.
|
|
|
2,299
|
|
|
|
97,064
|
|
|
Cardinal Health, Inc.
|
|
|
3,097
|
|
|
|
125,274
|
|
|
Cigna Corp.
|
|
|
3,120
|
|
|
|
163,082
|
|
|
Express Scripts Holding Co.
(1)
|
|
|
2,140
|
|
|
|
115,239
|
|
|
HCA Holdings, Inc.
|
|
|
3,414
|
|
|
|
108,394
|
|
|
Humana, Inc.
|
|
|
1,686
|
|
|
|
110,281
|
|
|
IPC The Hospitalist Co., Inc.
(1)
|
|
|
1,647
|
|
|
|
62,174
|
|
|
McKesson Corp.
|
|
|
1,008
|
|
|
|
95,226
|
|
|
Triple-S Management Corp., Class B
(1)
|
|
|
3,957
|
|
|
|
69,050
|
|
|
UnitedHealth Group, Inc.
|
|
|
2,899
|
|
|
|
157,677
|
|
|
WellPoint, Inc.
|
|
|
1,500
|
|
|
|
83,850
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,267,256
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels, Restaurants & Leisure — 0.2%
|
|
|
|
|
|
|
|
|
|
McDonald’s Corp.
|
|
|
994
|
|
|
$
|
86,518
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
86,518
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Products — 1.1%
|
|
|
|
|
|
|
|
|
|
Colgate-Palmolive Co.
|
|
|
719
|
|
|
$
|
78,011
|
|
|
Kimberly-Clark Corp.
|
|
|
1,352
|
|
|
|
115,893
|
|
|
Procter & Gamble Co.
|
|
|
3,708
|
|
|
|
258,930
|
|
|
Reckitt Benckiser Group PLC
|
|
|
1,538
|
|
|
|
96,740
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
549,574
|
|
|
|
|
|
|
|
|
|
|
|
|
Independent Power Producers & Energy Traders — 0.5%
|
|
|
|
|
|
|
|
|
|
Calpine Corp.
(1)
|
|
|
5,430
|
|
|
$
|
93,722
|
|
|
NRG Energy, Inc.
|
|
|
7,708
|
|
|
|
162,639
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
256,361
|
|
|
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates — 0.4%
|
|
|
|
|
|
|
|
|
|
3M Co.
|
|
|
899
|
|
|
$
|
81,764
|
|
|
General Electric Co.
|
|
|
6,846
|
|
|
|
144,656
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
226,420
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet & Catalog Retail — 0.2%
|
|
|
|
|
|
|
|
|
|
Amazon.com, Inc.
(1)
|
|
|
370
|
|
|
$
|
93,259
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
93,259
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet Software & Services — 0.8%
|
|
|
|
|
|
|
|
|
|
eBay, Inc.
(1)
|
|
|
2,117
|
|
|
$
|
111,820
|
|
|
Google, Inc., Class A
(1)
|
|
|
339
|
|
|
|
236,747
|
|
|
Yahoo! Inc.
(1)
|
|
|
4,036
|
|
|
|
75,756
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
424,323
|
|
|
|
|
|
|
|
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
IT Services — 0.9%
|
|
|
|
|
|
|
|
|
|
Accenture PLC, Class A
|
|
|
1,081
|
|
|
$
|
73,422
|
|
|
International Business Machines Corp.
|
|
|
836
|
|
|
|
158,899
|
|
|
MasterCard, Inc., Class A
|
|
|
202
|
|
|
|
98,713
|
|
|
Visa, Inc., Class A
|
|
|
601
|
|
|
|
89,976
|
|
|
Western Union Co.
|
|
|
3,709
|
|
|
|
46,770
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
467,780
|
|
|
|
|
|
|
|
|
|
|
|
|
Life Sciences Tools & Services — 0.3%
|
|
|
|
|
|
|
|
|
|
Agilent Technologies, Inc.
|
|
|
2,626
|
|
|
$
|
100,550
|
|
|
Thermo Fisher Scientific, Inc.
|
|
|
1,126
|
|
|
|
71,557
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
172,107
|
|
|
|
|
|
|
|
|
|
|
|
|
Machinery — 1.3%
|
|
|
|
|
|
|
|
|
|
American Railcar Industries, Inc.
(1)
|
|
|
598
|
|
|
$
|
18,377
|
|
|
Caterpillar, Inc.
|
|
|
886
|
|
|
|
75,523
|
|
|
Deere & Co.
|
|
|
796
|
|
|
|
66,904
|
|
|
Fanuc, Ltd.
|
|
|
800
|
|
|
|
135,451
|
|
|
FreightCar America, Inc.
|
|
|
2,871
|
|
|
|
60,377
|
|
|
Greenbrier Cos., Inc.
(1)
|
|
|
1,021
|
|
|
|
19,511
|
|
|
Oshkosh Corp.
(1)
|
|
|
774
|
|
|
|
22,717
|
|
|
Pentair, Ltd.
|
|
|
328
|
|
|
|
15,905
|
|
|
RBC Bearings, Inc.
(1)
|
|
|
1,144
|
|
|
|
53,299
|
|
|
Stanley Black & Decker, Inc.
|
|
|
1,231
|
|
|
|
88,521
|
|
|
Titan International, Inc.
|
|
|
2,951
|
|
|
|
59,994
|
|
|
Trimas Corp.
(1)
|
|
|
767
|
|
|
|
19,865
|
|
|
Trinity Industries, Inc.
|
|
|
647
|
|
|
|
20,555
|
|
|
Wabash National Corp.
(1)
|
|
|
2,437
|
|
|
|
19,715
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
676,714
|
|
|
|
|
|
|
|
|
|
|
|
|
Media — 1.6%
|
|
|
|
|
|
|
|
|
|
CBS Corp., Class B
|
|
|
3,041
|
|
|
$
|
109,415
|
|
|
Comcast Corp., Class A
|
|
|
3,005
|
|
|
|
111,726
|
|
|
DIRECTV
(1)
|
|
|
1,265
|
|
|
|
62,870
|
|
|
McGraw-Hill Cos., Inc. (The)
|
|
|
1,283
|
|
|
|
68,140
|
|
|
News Corp., Class A
|
|
|
4,203
|
|
|
|
103,562
|
|
|
Time Warner Cable, Inc.
|
|
|
958
|
|
|
|
90,905
|
|
|
Time Warner, Inc.
|
|
|
2,253
|
|
|
|
106,567
|
|
|
Viacom, Inc., Class B
|
|
|
1,479
|
|
|
|
76,331
|
|
|
Walt Disney Co. (The)
|
|
|
2,100
|
|
|
|
104,286
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
833,802
|
|
|
|
|
|
|
|
|
|
|
|
|
Metals & Mining — 1.0%
|
|
|
|
|
|
|
|
|
|
BHP Billiton, Ltd.
|
|
|
6,322
|
|
|
$
|
227,670
|
|
|
Freeport-McMoRan Copper & Gold, Inc.
|
|
|
1,887
|
|
|
|
73,612
|
|
|
Nucor Corp.
|
|
|
1,769
|
|
|
|
72,847
|
|
|
Rio Tinto PLC
|
|
|
2,885
|
|
|
|
143,259
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
517,388
|
|
|
|
|
|
|
|
|
|
|
|
|
Multi-Utilities — 1.0%
|
|
|
|
|
|
|
|
|
|
Consolidated Edison, Inc.
|
|
|
1,651
|
|
|
$
|
92,109
|
|
|
Dominion Resources, Inc.
|
|
|
2,064
|
|
|
|
105,491
|
|
|
PG&E Corp.
|
|
|
1,977
|
|
|
|
80,958
|
|
|
Public Service Enterprise Group, Inc.
|
|
|
3,907
|
|
|
|
117,562
|
|
5
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Sempra Energy
|
|
|
1,434
|
|
|
$
|
98,114
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
494,234
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 0.1%
|
|
|
|
|
|
|
|
|
|
Target Corp.
|
|
|
1,103
|
|
|
$
|
69,632
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
69,632
|
|
|
|
|
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels — 2.5%
|
|
|
|
|
|
|
|
|
|
Anadarko Petroleum Corp.
|
|
|
914
|
|
|
$
|
66,896
|
|
|
Apache Corp.
|
|
|
728
|
|
|
|
56,121
|
|
|
BG Group PLC
|
|
|
661
|
|
|
|
11,340
|
|
|
BP PLC
|
|
|
17,659
|
|
|
|
122,594
|
|
|
Canadian Natural Resources, Ltd.
|
|
|
1,706
|
|
|
|
49,101
|
|
|
Chevron Corp.
|
|
|
710
|
|
|
|
75,040
|
|
|
ConocoPhillips
|
|
|
369
|
|
|
|
21,011
|
|
|
Devon Energy Corp.
|
|
|
1,062
|
|
|
|
54,874
|
|
|
EOG Resources, Inc.
|
|
|
555
|
|
|
|
65,279
|
|
|
Exxon Mobil Corp.
|
|
|
3,181
|
|
|
|
280,373
|
|
|
Hess Corp.
|
|
|
239
|
|
|
|
11,857
|
|
|
Husky Energy, Inc.
|
|
|
1,965
|
|
|
|
55,151
|
|
|
Marathon Oil Corp.
|
|
|
2,045
|
|
|
|
63,088
|
|
|
Marathon Petroleum Corp.
|
|
|
474
|
|
|
|
28,222
|
|
|
Noble Energy, Inc.
|
|
|
650
|
|
|
|
63,537
|
|
|
Occidental Petroleum Corp.
|
|
|
819
|
|
|
|
61,597
|
|
|
Peabody Energy Corp.
|
|
|
1,858
|
|
|
|
46,654
|
|
|
Phillips 66
|
|
|
184
|
|
|
|
9,636
|
|
|
Plains Exploration & Production Co.
(1)
|
|
|
556
|
|
|
|
19,849
|
|
|
Spectra Energy Corp.
|
|
|
788
|
|
|
|
22,025
|
|
|
Suncor Energy, Inc.
|
|
|
1,476
|
|
|
|
48,232
|
|
|
Total SA
|
|
|
292
|
|
|
|
14,634
|
|
|
Valero Energy Corp.
|
|
|
734
|
|
|
|
23,679
|
|
|
Williams Cos., Inc.
|
|
|
521
|
|
|
|
17,110
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,287,900
|
|
|
|
|
|
|
|
|
|
|
|
|
Personal Products — 0.3%
|
|
|
|
|
|
|
|
|
|
Estee Lauder Cos., Inc. (The), Class A
|
|
|
1,808
|
|
|
$
|
105,316
|
|
|
Kao Corp.
|
|
|
2,500
|
|
|
|
68,741
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
174,057
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals — 3.9%
|
|
|
|
|
|
|
|
|
|
Abbott Laboratories
|
|
|
1,384
|
|
|
$
|
89,960
|
|
|
Allergan, Inc.
|
|
|
1,456
|
|
|
|
135,044
|
|
|
Astellas Pharma, Inc.
|
|
|
1,700
|
|
|
|
86,060
|
|
|
AstraZeneca PLC
|
|
|
2,043
|
|
|
|
97,039
|
|
|
Bristol-Myers Squibb Co.
|
|
|
1,967
|
|
|
|
64,183
|
|
|
Daiichi Sankyo Co., Ltd.
|
|
|
3,400
|
|
|
|
52,569
|
|
|
Eisai Co., Ltd.
|
|
|
1,600
|
|
|
|
67,251
|
|
|
Eli Lilly & Co.
|
|
|
2,500
|
|
|
|
122,600
|
|
|
GlaxoSmithKline PLC
|
|
|
7,687
|
|
|
|
164,626
|
|
|
Johnson & Johnson
|
|
|
3,467
|
|
|
|
241,754
|
|
|
Merck & Co., Inc.
|
|
|
2,635
|
|
|
|
116,730
|
|
|
Novartis AG
|
|
|
2,991
|
|
|
|
185,344
|
|
|
Novo Nordisk A/S, Class B
|
|
|
280
|
|
|
|
44,383
|
|
|
Pfizer, Inc.
|
|
|
8,006
|
|
|
|
200,310
|
|
|
Roche Holding AG PC
|
|
|
358
|
|
|
|
70,524
|
|
|
Sanofi
|
|
|
1,224
|
|
|
|
109,325
|
|
6
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Takeda Pharmaceutical Co., Ltd.
|
|
|
1,600
|
|
|
$
|
73,244
|
|
|
Teva Pharmaceutical Industries, Ltd.
|
|
|
2,000
|
|
|
|
80,939
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,001,885
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Investment Trusts (REITs) — 0.1%
|
|
|
|
|
|
|
|
|
|
American Tower Corp.
|
|
|
779
|
|
|
$
|
58,370
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
58,370
|
|
|
|
|
|
|
|
|
|
|
|
|
Road & Rail — 0.2%
|
|
|
|
|
|
|
|
|
|
Union Pacific Corp.
|
|
|
712
|
|
|
$
|
87,419
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
87,419
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 0.2%
|
|
|
|
|
|
|
|
|
|
Intel Corp.
|
|
|
2,557
|
|
|
$
|
50,040
|
|
|
Texas Instruments, Inc.
|
|
|
2,110
|
|
|
|
62,182
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
112,222
|
|
|
|
|
|
|
|
|
|
|
|
|
Software — 0.7%
|
|
|
|
|
|
|
|
|
|
Activision Blizzard, Inc.
|
|
|
4,824
|
|
|
$
|
55,187
|
|
|
Adobe Systems, Inc.
(1)
|
|
|
2,437
|
|
|
|
84,345
|
|
|
CA, Inc.
|
|
|
2,694
|
|
|
|
59,699
|
|
|
Microsoft Corp.
|
|
|
3,420
|
|
|
|
91,040
|
|
|
Oracle Corp.
|
|
|
2,222
|
|
|
|
71,326
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
361,597
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 0.2%
|
|
|
|
|
|
|
|
|
|
Home Depot, Inc. (The)
|
|
|
940
|
|
|
$
|
61,166
|
|
|
Lowe’s Companies, Inc.
|
|
|
1,201
|
|
|
|
43,344
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
104,510
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods — 0.1%
|
|
|
|
|
|
|
|
|
|
NIKE, Inc., Class B
|
|
|
708
|
|
|
$
|
69,016
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
69,016
|
|
|
|
|
|
|
|
|
|
|
|
|
Thrifts & Mortgage Finance — 0.6%
|
|
|
|
|
|
|
|
|
|
Brookline Bancorp, Inc.
|
|
|
10,143
|
|
|
$
|
85,810
|
|
|
Northwest Bancshares, Inc.
|
|
|
6,875
|
|
|
|
82,019
|
|
|
Oritani Financial Corp.
|
|
|
3,662
|
|
|
|
53,465
|
|
|
Provident Financial Services, Inc.
|
|
|
4,708
|
|
|
|
68,219
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
289,513
|
|
|
|
|
|
|
|
|
|
|
|
|
Tobacco — 1.3%
|
|
|
|
|
|
|
|
|
|
Altria Group, Inc.
|
|
|
2,593
|
|
|
$
|
87,669
|
|
|
British American Tobacco PLC
|
|
|
2,125
|
|
|
|
111,628
|
|
|
Imperial Tobacco Group PLC
|
|
|
1,712
|
|
|
|
68,511
|
|
|
Japan Tobacco, Inc.
|
|
|
2,200
|
|
|
|
65,966
|
|
|
Lorillard, Inc.
|
|
|
893
|
|
|
|
108,196
|
|
|
Philip Morris International, Inc.
|
|
|
1,729
|
|
|
|
155,403
|
|
|
Reynolds American, Inc.
|
|
|
2,015
|
|
|
|
88,096
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
685,469
|
|
|
|
|
|
|
|
|
|
|
|
|
Trading Companies & Distributors — 0.2%
|
|
|
|
|
|
|
|
|
|
Mitsubishi Corp.
|
|
|
6,500
|
|
|
$
|
123,729
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
123,729
|
|
|
|
|
|
|
|
|
|
|
|
7
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Wireless Telecommunication Services — 0.5%
|
|
|
China Mobile, Ltd.
|
|
|
8,500
|
|
|
$
|
96,818
|
|
|
Crown Castle International Corp.
(1)
|
|
|
1,669
|
|
|
|
112,691
|
|
|
Vodafone Group PLC
|
|
|
25,744
|
|
|
|
66,410
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
275,919
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $19,520,935)
|
|
|
$
|
21,606,820
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Obligations — 34.5%
|
|
|
|
|
|
|
Security
|
|
Principal
Amount
(000’s omitted)
|
|
|
Value
|
|
|
U.S. Treasury Bond:
|
|
|
|
|
|
|
|
|
|
3.125%, 11/15/41
|
|
$
|
134
|
|
|
$
|
143,312
|
|
|
3.125%, 2/15/42
|
|
|
102
|
|
|
|
109,049
|
|
|
3.50%, 2/15/39
|
|
|
81
|
|
|
|
93,414
|
|
|
3.75%, 8/15/41
|
|
|
111
|
|
|
|
133,734
|
|
|
3.875%, 8/15/40
|
|
|
110
|
|
|
|
135,094
|
|
|
4.25%, 5/15/39
|
|
|
71
|
|
|
|
92,987
|
|
|
4.25%, 11/15/40
|
|
|
106
|
|
|
|
138,786
|
|
|
4.375%, 2/15/38
|
|
|
70
|
|
|
|
92,883
|
|
|
4.375%, 11/15/39
|
|
|
102
|
|
|
|
134,938
|
|
|
4.375%, 5/15/40
|
|
|
103
|
|
|
|
136,910
|
|
|
4.375%, 5/15/41
|
|
|
106
|
|
|
|
141,578
|
|
|
4.50%, 2/15/36
|
|
|
69
|
|
|
|
92,659
|
|
|
4.50%, 5/15/38
|
|
|
69
|
|
|
|
92,740
|
|
|
4.50%, 8/15/39
|
|
|
69
|
|
|
|
92,792
|
|
|
4.625%, 2/15/40
|
|
|
166
|
|
|
|
228,562
|
|
|
4.75%, 2/15/37
|
|
|
67
|
|
|
|
92,605
|
|
|
4.75%, 2/15/41
|
|
|
97
|
|
|
|
136,512
|
|
|
5.00%, 5/15/37
|
|
|
64
|
|
|
|
92,358
|
|
|
7.875%, 2/15/21
|
|
|
213
|
|
|
|
323,672
|
|
|
8.125%, 5/15/21
|
|
|
209
|
|
|
|
323,689
|
|
|
8.125%, 8/15/21
|
|
|
207
|
|
|
|
324,046
|
|
|
8.75%, 5/15/20
|
|
|
207
|
|
|
|
320,831
|
|
|
8.75%, 8/15/20
|
|
|
205
|
|
|
|
321,291
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,794,442
|
|
|
|
|
|
|
|
|
|
|
|
|
U.S. Treasury Note:
|
|
|
|
|
|
|
|
|
|
0.50%, 5/31/13
|
|
$
|
48
|
|
|
$
|
48,292
|
|
|
0.625%, 7/15/14
|
|
|
48
|
|
|
|
48,403
|
|
|
0.75%, 3/31/13
|
|
|
48
|
|
|
|
48,105
|
|
|
0.75%, 12/15/13
|
|
|
48
|
|
|
|
48,173
|
|
|
0.75%, 6/15/14
|
|
|
48
|
|
|
|
48,280
|
|
|
1.00%, 7/15/13
|
|
|
48
|
|
|
|
47,953
|
|
|
1.00%, 5/15/14
|
|
|
48
|
|
|
|
48,132
|
|
|
1.00%, 8/31/16
|
|
|
26
|
|
|
|
26,959
|
|
|
1.25%, 2/15/14
|
|
|
47
|
|
|
|
47,987
|
|
|
1.25%, 9/30/15
|
|
|
26
|
|
|
|
26,578
|
|
|
1.50%, 6/30/16
|
|
|
26
|
|
|
|
26,802
|
|
|
1.50%, 8/31/18
|
|
|
26
|
|
|
|
27,458
|
|
|
1.75%, 3/31/14
|
|
|
47
|
|
|
|
47,743
|
|
|
1.75%, 7/31/15
|
|
|
107
|
|
|
|
111,088
|
|
8
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Principal
Amount
(000’s omitted)
|
|
|
Value
|
|
|
1.75%, 5/15/22
|
|
$
|
285
|
|
|
$
|
290,974
|
|
|
1.875%, 6/30/15
|
|
|
25
|
|
|
|
26,324
|
|
|
2.00%, 1/31/16
|
|
|
25
|
|
|
|
26,501
|
|
|
2.00%, 11/15/21
|
|
|
1,328
|
|
|
|
1,391,908
|
|
|
2.125%, 5/31/15
|
|
|
25
|
|
|
|
26,241
|
|
|
2.125%, 2/29/16
|
|
|
25
|
|
|
|
26,530
|
|
|
2.125%, 8/15/21
|
|
|
1,814
|
|
|
|
1,925,709
|
|
|
2.375%, 8/31/14
|
|
|
71
|
|
|
|
73,416
|
|
|
2.375%, 9/30/14
|
|
|
25
|
|
|
|
25,970
|
|
|
2.375%, 10/31/14
|
|
|
25
|
|
|
|
26,008
|
|
|
2.375%, 7/31/17
|
|
|
25
|
|
|
|
26,858
|
|
|
2.375%, 5/31/18
|
|
|
25
|
|
|
|
27,110
|
|
|
2.50%, 4/30/15
|
|
|
25
|
|
|
|
26,119
|
|
|
2.625%, 7/31/14
|
|
|
71
|
|
|
|
73,287
|
|
|
2.625%, 12/31/14
|
|
|
25
|
|
|
|
26,019
|
|
|
2.625%, 4/30/16
|
|
|
65
|
|
|
|
70,028
|
|
|
2.625%, 1/31/18
|
|
|
59
|
|
|
|
64,891
|
|
|
2.625%, 8/15/20
|
|
|
1,502
|
|
|
|
1,663,322
|
|
|
2.625%, 11/15/20
|
|
|
489
|
|
|
|
541,075
|
|
|
2.75%, 11/30/16
|
|
|
86
|
|
|
|
93,753
|
|
|
2.75%, 5/31/17
|
|
|
104
|
|
|
|
113,704
|
|
|
2.75%, 12/31/17
|
|
|
24
|
|
|
|
26,872
|
|
|
2.75%, 2/28/18
|
|
|
24
|
|
|
|
26,907
|
|
|
2.75%, 2/15/19
|
|
|
298
|
|
|
|
332,278
|
|
|
2.875%, 3/31/18
|
|
|
24
|
|
|
|
26,972
|
|
|
3.125%, 10/31/16
|
|
|
88
|
|
|
|
96,889
|
|
|
3.125%, 4/30/17
|
|
|
179
|
|
|
|
199,221
|
|
|
3.125%, 5/15/19
|
|
|
291
|
|
|
|
331,945
|
|
|
3.125%, 5/15/21
|
|
|
1,000
|
|
|
|
1,145,422
|
|
|
3.25%, 6/30/16
|
|
|
24
|
|
|
|
26,314
|
|
|
3.25%, 7/31/16
|
|
|
54
|
|
|
|
60,002
|
|
|
3.25%, 12/31/16
|
|
|
24
|
|
|
|
26,466
|
|
|
3.375%, 11/15/19
|
|
|
286
|
|
|
|
332,000
|
|
|
3.50%, 5/31/13
|
|
|
46
|
|
|
|
46,660
|
|
|
3.50%, 5/15/20
|
|
|
754
|
|
|
|
883,064
|
|
|
3.625%, 8/15/19
|
|
|
392
|
|
|
|
460,197
|
|
|
3.625%, 2/15/20
|
|
|
870
|
|
|
|
1,025,304
|
|
|
3.625%, 2/15/21
|
|
|
1,084
|
|
|
|
1,284,591
|
|
|
3.75%, 11/15/18
|
|
|
280
|
|
|
|
328,411
|
|
|
4.00%, 2/15/15
|
|
|
24
|
|
|
|
25,635
|
|
|
4.25%, 11/15/14
|
|
|
24
|
|
|
|
25,540
|
|
|
4.25%, 8/15/15
|
|
|
23
|
|
|
|
25,759
|
|
|
4.50%, 2/15/16
|
|
|
23
|
|
|
|
25,916
|
|
|
4.50%, 5/15/17
|
|
|
22
|
|
|
|
26,303
|
|
|
5.125%, 5/15/16
|
|
|
22
|
|
|
|
25,791
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
14,032,159
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total U.S. Treasury Obligations
(identified cost $17,404,665)
|
|
|
|
|
|
$
|
17,826,601
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds
(2)
— 20.8%
|
|
|
|
|
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Equity Funds — 3.0%
|
|
|
|
|
|
|
|
|
|
Consumer Discretionary Select Sector SPDR Fund
|
|
|
24,289
|
|
|
$
|
1,154,456
|
|
|
Vanguard Extended Market ETF
|
|
|
6,738
|
|
|
|
402,326
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,556,782
|
|
|
|
|
|
|
|
|
|
|
|
|
Corporate Bond Funds — 12.7%
|
|
|
|
|
|
|
|
|
|
iShares iBoxx $ High Yield Corporate Bond Fund
|
|
|
23,816
|
|
|
$
|
2,216,079
|
|
|
iShares iBoxx $ Investment Grade Corporate Bond Fund
|
|
|
17,438
|
|
|
|
2,129,703
|
|
|
SPDR Barclays High Yield Bond ETF
|
|
|
54,763
|
|
|
|
2,221,187
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
6,566,969
|
|
|
|
|
|
|
|
|
|
|
|
|
Municipal Bond Funds — 5.1%
|
|
|
|
|
|
|
|
|
|
iShares S&P National AMT-Free Municipal Bond Fund
|
|
|
23,135
|
|
|
$
|
2,638,778
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,638,778
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(identified cost $10,094,678)
|
|
|
|
|
|
$
|
10,762,529
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 2.0%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Interest
(000’s omitted)
|
|
|
Value
|
|
|
Eaton Vance Cash Reserves Fund, LLC, 0.13%
(3)
|
|
$
|
1,018
|
|
|
$
|
1,018,036
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $1,018,036)
|
|
|
|
|
|
$
|
1,018,036
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.1%
(identified cost $48,038,314)
|
|
|
|
|
|
$
|
51,213,986
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Assets, Less Liabilities — 0.9%
|
|
|
|
|
|
$
|
450,953
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets — 100.0%
|
|
|
|
|
|
$
|
51,664,939
|
|
|
|
|
|
|
|
|
|
|
|
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
|
|
|
|
|
|
|
|
|
|
|
PC
|
|
-
|
|
Participation Certificate
|
|
(1)
|
Non-income producing security.
|
|
(2)
|
The Fund is permitted to invest in certain Exchange-Traded Funds (ETFs) in excess of the limits set forth in the 1940 Act in reliance upon exemptive relief provided to
the ETFs by the Securities and Exchange Commission and meeting certain conditions set forth in the exemptive orders.
|
|
(3)
|
Affiliated investment company available to Eaton Vance portfolios and funds which invests in high quality, U.S. dollar denominated money market instruments. The rate
shown is the annualized seven-day yield as of November 30, 2012. Net income allocated from the investment in Eaton Vance Cash Reserves Fund, LLC for the fiscal year to date ended November 30, 2012 was $666.
|
10
The Fund did not have any open financial instruments at November 30, 2012.
The cost and unrealized appreciation (depreciation) of investments of the Fund at November 30, 2012, as determined on a federal income tax basis,
were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
48,037,014
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
3,494,185
|
|
|
Gross unrealized depreciation
|
|
|
(317,213
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
3,176,972
|
|
|
|
|
|
|
|
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the
assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
|
•
|
|
Level 1 — quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Fund’s investments, which are carried at
value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Discretionary
|
|
$
|
1,401,946
|
|
|
$
|
280,439
|
|
|
$
|
—
|
|
|
$
|
1,682,385
|
|
|
Consumer Staples
|
|
|
2,876,784
|
|
|
|
975,156
|
|
|
|
—
|
|
|
|
3,851,940
|
|
|
Energy
|
|
|
1,447,139
|
|
|
|
148,568
|
|
|
|
—
|
|
|
|
1,595,707
|
|
|
Financials
|
|
|
1,950,784
|
|
|
|
—
|
|
|
|
—
|
|
|
|
1,950,784
|
|
|
Health Care
|
|
|
3,699,970
|
|
|
|
1,133,287
|
|
|
|
—
|
|
|
|
4,833,257
|
|
|
Industrials
|
|
|
1,902,125
|
|
|
|
259,180
|
|
|
|
—
|
|
|
|
2,161,305
|
|
|
Information Technology
|
|
|
2,165,571
|
|
|
|
—
|
|
|
|
—
|
|
|
|
2,165,571
|
|
|
Materials
|
|
|
376,889
|
|
|
|
370,929
|
|
|
|
—
|
|
|
|
747,818
|
|
|
Telecommunication Services
|
|
|
490,071
|
|
|
|
309,423
|
|
|
|
—
|
|
|
|
799,494
|
|
|
Utilities
|
|
|
1,818,559
|
|
|
|
—
|
|
|
|
—
|
|
|
|
1,818,559
|
|
|
Total Common Stocks
|
|
$
|
18,129,838
|
|
|
$
|
3,476,982
|
*
|
|
$
|
—
|
|
|
$
|
21,606,820
|
|
|
U.S. Treasury Obligations
|
|
$
|
—
|
|
|
$
|
17,826,601
|
|
|
$
|
—
|
|
|
$
|
17,826,601
|
|
|
Exchange-Traded Funds
|
|
|
10,762,529
|
|
|
|
—
|
|
|
|
—
|
|
|
|
10,762,529
|
|
|
Short-Term Investments
|
|
|
—
|
|
|
|
1,018,036
|
|
|
|
—
|
|
|
|
1,018,036
|
|
|
Total Investments
|
|
$
|
28,892,367
|
|
|
$
|
22,321,619
|
|
|
$
|
—
|
|
|
$
|
51,213,986
|
|
|
*
|
Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the
close of trading in their applicable foreign markets.
|
The Fund held no investments or other financial instruments as of
August 31, 2012 whose fair value was determined using Level 3 inputs. At November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the
Fund’s most recent financial statements included in its semiannual or annual report to shareholders.
11
Eaton Vance
Richard Bernstein Equity Strategy Fund
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 89.9%
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Aerospace & Defense — 1.6%
|
|
|
|
|
|
|
|
|
|
Boeing Co. (The)
|
|
|
7,637
|
|
|
$
|
567,276
|
|
|
Honeywell International, Inc.
|
|
|
12,952
|
|
|
|
794,346
|
|
|
Precision Castparts Corp.
|
|
|
6,911
|
|
|
|
1,267,408
|
|
|
Raytheon Co.
|
|
|
12,599
|
|
|
|
719,781
|
|
|
United Technologies Corp.
|
|
|
17,798
|
|
|
|
1,425,798
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,774,609
|
|
|
|
|
|
|
|
|
|
|
|
|
Automobiles — 1.3%
|
|
|
|
|
|
|
|
|
|
Ford Motor Co.
|
|
|
106,284
|
|
|
$
|
1,216,952
|
|
|
Hyundai Motor Co.
|
|
|
4,067
|
|
|
|
847,463
|
|
|
Toyota Motor Corp.
|
|
|
41,400
|
|
|
|
1,782,564
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,846,979
|
|
|
|
|
|
|
|
|
|
|
|
|
Beverages — 2.4%
|
|
|
|
|
|
|
|
|
|
Asahi Group Holdings, Ltd.
|
|
|
35,500
|
|
|
$
|
798,929
|
|
|
Coca-Cola Co. (The)
|
|
|
68,692
|
|
|
|
2,604,801
|
|
|
Diageo PLC
|
|
|
37,828
|
|
|
|
1,128,304
|
|
|
Kirin Holdings Co., Ltd.
|
|
|
58,000
|
|
|
|
713,058
|
|
|
PepsiCo, Inc.
|
|
|
27,736
|
|
|
|
1,947,344
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,192,436
|
|
|
|
|
|
|
|
|
|
|
|
|
Biotechnology — 2.6%
|
|
|
|
|
|
|
|
|
|
Amgen, Inc.
|
|
|
27,894
|
|
|
$
|
2,476,987
|
|
|
Biogen Idec, Inc.
(1)
|
|
|
10,661
|
|
|
|
1,589,448
|
|
|
Celgene Corp.
(1)
|
|
|
15,603
|
|
|
|
1,226,240
|
|
|
Gilead Sciences, Inc.
(1)
|
|
|
20,135
|
|
|
|
1,510,125
|
|
|
Isis Pharmaceuticals, Inc.
(1)
|
|
|
116,134
|
|
|
|
1,068,433
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,871,233
|
|
|
|
|
|
|
|
|
|
|
|
|
Chemicals — 1.1%
|
|
|
|
|
|
|
|
|
|
Dow Chemical Co. (The)
|
|
|
35,842
|
|
|
$
|
1,082,070
|
|
|
Monsanto Co.
|
|
|
18,708
|
|
|
|
1,713,466
|
|
|
Potash Corp. of Saskatchewan, Inc.
|
|
|
16,482
|
|
|
|
637,643
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,433,179
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Banks — 6.8%
|
|
|
|
|
|
|
|
|
|
Associated Banc-Corp.
|
|
|
23,711
|
|
|
$
|
304,686
|
|
|
Bank of the Ozarks, Inc.
|
|
|
27,213
|
|
|
|
864,829
|
|
|
City Holding Co.
|
|
|
21,142
|
|
|
|
710,371
|
|
|
Columbia Banking System, Inc.
|
|
|
38,242
|
|
|
|
660,057
|
|
|
Community Bank System, Inc.
|
|
|
26,945
|
|
|
|
724,282
|
|
|
F.N.B. Corp.
|
|
|
117,531
|
|
|
|
1,269,335
|
|
|
First Financial Bancorp
|
|
|
42,828
|
|
|
|
622,291
|
|
|
First Financial Bankshares, Inc.
|
|
|
21,748
|
|
|
|
846,215
|
|
|
First Midwest Bancorp, Inc.
|
|
|
104,668
|
|
|
|
1,308,350
|
|
|
FirstMerit Corp.
|
|
|
25,240
|
|
|
|
355,379
|
|
|
Glacier Bancorp, Inc.
|
|
|
86,199
|
|
|
|
1,252,471
|
|
|
Huntington Bancshares, Inc.
|
|
|
48,185
|
|
|
|
296,338
|
|
|
MB Financial, Inc.
|
|
|
15,282
|
|
|
|
297,082
|
|
|
National Penn Bancshares, Inc.
|
|
|
124,855
|
|
|
|
1,182,377
|
|
|
Old National Bancorp
|
|
|
92,726
|
|
|
|
1,088,603
|
|
1
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
PacWest Bancorp
|
|
|
37,756
|
|
|
$
|
940,502
|
|
|
Park National Corp.
|
|
|
4,628
|
|
|
|
291,980
|
|
|
PrivateBancorp, Inc.
|
|
|
20,912
|
|
|
|
342,748
|
|
|
S&T Bancorp, Inc.
|
|
|
37,610
|
|
|
|
638,242
|
|
|
Susquehanna Bancshares, Inc.
|
|
|
131,164
|
|
|
|
1,348,366
|
|
|
Texas Capital Bancshares, Inc.
(1)
|
|
|
25,443
|
|
|
|
1,145,953
|
|
|
UMB Financial Corp.
|
|
|
19,036
|
|
|
|
806,746
|
|
|
Umpqua Holdings Corp.
|
|
|
83,929
|
|
|
|
978,612
|
|
|
United Bankshares, Inc.
|
|
|
34,806
|
|
|
|
859,708
|
|
|
Wintrust Financial Corp.
|
|
|
33,612
|
|
|
|
1,236,585
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
20,372,108
|
|
|
|
|
|
|
|
|
|
|
|
|
Commercial Services & Supplies — 0.6%
|
|
|
|
|
|
|
|
|
|
ADT Corp. (The)
(1)
|
|
|
7,777
|
|
|
$
|
356,964
|
|
|
Covanta Holding Corp.
|
|
|
18,160
|
|
|
|
342,861
|
|
|
Tetra Tech, Inc.
(1)
|
|
|
11,195
|
|
|
|
288,383
|
|
|
Tyco International, Ltd.
|
|
|
15,555
|
|
|
|
441,296
|
|
|
Waste Connections, Inc.
|
|
|
10,359
|
|
|
|
341,018
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,770,522
|
|
|
|
|
|
|
|
|
|
|
|
|
Communications Equipment — 0.6%
|
|
|
|
|
|
|
|
|
|
Cisco Systems, Inc.
|
|
|
36,146
|
|
|
$
|
683,521
|
|
|
QUALCOMM, Inc.
|
|
|
19,306
|
|
|
|
1,228,248
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,911,769
|
|
|
|
|
|
|
|
|
|
|
|
|
Computers & Peripherals — 2.3%
|
|
|
|
|
|
|
|
|
|
Apple, Inc.
|
|
|
9,497
|
|
|
$
|
5,558,404
|
|
|
EMC Corp.
(1)
|
|
|
39,287
|
|
|
|
975,103
|
|
|
Hewlett-Packard Co.
|
|
|
28,851
|
|
|
|
374,775
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
6,908,282
|
|
|
|
|
|
|
|
|
|
|
|
|
Construction & Engineering — 0.9%
|
|
|
|
|
|
|
|
|
|
Dycom Industries, Inc.
(1)
|
|
|
16,843
|
|
|
$
|
302,500
|
|
|
EMCOR Group, Inc.
|
|
|
11,413
|
|
|
|
374,917
|
|
|
Granite Construction, Inc.
|
|
|
12,930
|
|
|
|
395,658
|
|
|
MasTec, Inc.
(1)
|
|
|
20,275
|
|
|
|
463,081
|
|
|
Primoris Services Corp.
|
|
|
25,336
|
|
|
|
366,865
|
|
|
Quanta Services, Inc.
(1)
|
|
|
13,175
|
|
|
|
340,706
|
|
|
Tutor Perini Corp.
(1)
|
|
|
26,131
|
|
|
|
336,045
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,579,772
|
|
|
|
|
|
|
|
|
|
|
|
|
Diversified Telecommunication Services — 2.2%
|
|
|
|
|
|
|
|
|
|
AT&T, Inc.
|
|
|
76,795
|
|
|
$
|
2,621,013
|
|
|
CenturyLink, Inc.
|
|
|
39,649
|
|
|
|
1,539,967
|
|
|
Telefonica SA
|
|
|
89,651
|
|
|
|
1,177,690
|
|
|
Verizon Communications, Inc.
|
|
|
32,712
|
|
|
|
1,443,254
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
6,781,924
|
|
|
|
|
|
|
|
|
|
|
|
|
Electric Utilities — 4.9%
|
|
|
|
|
|
|
|
|
|
American Electric Power Co., Inc.
|
|
|
35,411
|
|
|
$
|
1,510,279
|
|
|
Duke Energy Corp.
|
|
|
26,214
|
|
|
|
1,672,977
|
|
|
Edison International
|
|
|
29,889
|
|
|
|
1,359,352
|
|
|
Entergy Corp.
|
|
|
18,341
|
|
|
|
1,165,387
|
|
|
Exelon Corp.
|
|
|
41,700
|
|
|
|
1,260,174
|
|
|
FirstEnergy Corp.
|
|
|
35,609
|
|
|
|
1,511,958
|
|
|
NextEra Energy, Inc.
|
|
|
30,145
|
|
|
|
2,071,263
|
|
|
PPL Corp.
|
|
|
45,080
|
|
|
|
1,323,098
|
|
|
Southern Co. (The)
|
|
|
35,992
|
|
|
|
1,567,452
|
|
|
Xcel Energy, Inc.
|
|
|
46,661
|
|
|
|
1,262,180
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
14,704,120
|
|
|
|
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Electrical Equipment — 1.0%
|
|
|
|
|
|
|
|
|
|
Acuity Brands, Inc.
|
|
|
5,746
|
|
|
$
|
380,098
|
|
|
AZZ, Inc.
|
|
|
11,388
|
|
|
|
434,111
|
|
|
Emerson Electric Co.
|
|
|
17,302
|
|
|
|
869,079
|
|
|
Encore Wire Corp.
|
|
|
12,003
|
|
|
|
376,174
|
|
|
Generac Holdings, Inc.
|
|
|
11,974
|
|
|
|
390,712
|
|
|
Global Power Equipment Group, Inc.
|
|
|
15,011
|
|
|
|
225,465
|
|
|
Hubbell, Inc., Class B
|
|
|
4,842
|
|
|
|
407,938
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,083,577
|
|
|
|
|
|
|
|
|
|
|
|
|
Electronic Equipment, Instruments & Components — 0.3%
|
|
|
|
|
|
|
|
|
|
Corning, Inc.
|
|
|
81,794
|
|
|
$
|
1,000,341
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,000,341
|
|
|
|
|
|
|
|
|
|
|
|
|
Energy Equipment & Services — 0.9%
|
|
|
|
|
|
|
|
|
|
Cameron International Corp.
(1)
|
|
|
7,591
|
|
|
$
|
409,535
|
|
|
Halliburton Co.
|
|
|
11,497
|
|
|
|
383,425
|
|
|
National Oilwell Varco, Inc.
|
|
|
7,944
|
|
|
|
542,575
|
|
|
Noble Corp.
|
|
|
15,411
|
|
|
|
531,525
|
|
|
Schlumberger, Ltd.
|
|
|
11,854
|
|
|
|
848,984
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,716,044
|
|
|
|
|
|
|
|
|
|
|
|
|
Food & Staples Retailing — 3.6%
|
|
|
|
|
|
|
|
|
|
Costco Wholesale Corp.
|
|
|
16,373
|
|
|
$
|
1,702,628
|
|
|
CVS Caremark Corp.
|
|
|
41,595
|
|
|
|
1,934,583
|
|
|
Kroger Co. (The)
|
|
|
53,866
|
|
|
|
1,413,444
|
|
|
Sysco Corp.
|
|
|
41,858
|
|
|
|
1,324,806
|
|
|
Tesco PLC
|
|
|
131,936
|
|
|
|
688,275
|
|
|
Wal-Mart Stores, Inc.
|
|
|
27,738
|
|
|
|
1,997,691
|
|
|
Walgreen Co.
|
|
|
20,715
|
|
|
|
702,445
|
|
|
Whole Foods Market, Inc.
|
|
|
12,027
|
|
|
|
1,122,841
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,886,713
|
|
|
|
|
|
|
|
|
|
|
|
|
Food Products — 4.1%
|
|
|
|
|
|
|
|
|
|
Archer-Daniels-Midland Co.
|
|
|
43,103
|
|
|
$
|
1,150,850
|
|
|
General Mills, Inc.
|
|
|
37,928
|
|
|
|
1,554,668
|
|
|
Green Mountain Coffee Roasters, Inc.
(1)
|
|
|
12,031
|
|
|
|
441,177
|
|
|
H.J. Heinz Co.
|
|
|
23,309
|
|
|
|
1,362,644
|
|
|
Kellogg Co.
|
|
|
28,478
|
|
|
|
1,579,390
|
|
|
Kraft Foods Group, Inc.
(1)
|
|
|
9,345
|
|
|
|
422,581
|
|
|
Mead Johnson Nutrition Co.
|
|
|
16,988
|
|
|
|
1,158,412
|
|
|
Mondelez International, Inc., Class A
|
|
|
28,037
|
|
|
|
725,878
|
|
|
Nestle SA
|
|
|
59,232
|
|
|
|
3,877,186
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
12,272,786
|
|
|
|
|
|
|
|
|
|
|
|
|
Health Care Equipment & Supplies — 3.7%
|
|
|
|
|
|
|
|
|
|
Baxter International, Inc.
|
|
|
15,287
|
|
|
$
|
1,013,070
|
|
|
Becton, Dickinson and Co.
|
|
|
19,290
|
|
|
|
1,478,964
|
|
|
Covidien PLC
|
|
|
21,751
|
|
|
|
1,263,951
|
|
|
Intuitive Surgical, Inc.
(1)
|
|
|
1,645
|
|
|
|
870,205
|
|
|
Medtronic, Inc.
|
|
|
40,172
|
|
|
|
1,691,643
|
|
|
St. Jude Medical, Inc.
|
|
|
35,508
|
|
|
|
1,217,214
|
|
|
Stryker Corp.
|
|
|
30,915
|
|
|
|
1,674,356
|
|
|
Terumo Corp.
|
|
|
15,200
|
|
|
|
645,890
|
|
|
Zimmer Holdings, Inc.
|
|
|
21,670
|
|
|
|
1,429,570
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
11,284,863
|
|
|
|
|
|
|
|
|
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Health Care Providers & Services — 5.4%
|
|
|
|
|
|
|
|
|
|
Aetna, Inc.
|
|
|
21,607
|
|
|
$
|
933,206
|
|
|
AmerisourceBergen Corp.
|
|
|
39,055
|
|
|
|
1,648,902
|
|
|
Cardinal Health, Inc.
|
|
|
31,439
|
|
|
|
1,271,708
|
|
|
Cigna Corp.
|
|
|
34,354
|
|
|
|
1,795,684
|
|
|
Express Scripts Holding Co.
(1)
|
|
|
31,904
|
|
|
|
1,718,030
|
|
|
HCA Holdings, Inc.
|
|
|
47,861
|
|
|
|
1,519,587
|
|
|
Humana, Inc.
|
|
|
13,645
|
|
|
|
892,519
|
|
|
IPC The Hospitalist Co., Inc.
(1)
|
|
|
14,442
|
|
|
|
545,185
|
|
|
McKesson Corp.
|
|
|
20,012
|
|
|
|
1,890,534
|
|
|
Triple-S Management Corp., Class B
(1)
|
|
|
42,773
|
|
|
|
746,389
|
|
|
UnitedHealth Group, Inc.
|
|
|
40,718
|
|
|
|
2,214,652
|
|
|
WellPoint, Inc.
|
|
|
21,714
|
|
|
|
1,213,813
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
16,390,209
|
|
|
|
|
|
|
|
|
|
|
|
|
Hotels, Restaurants & Leisure — 0.4%
|
|
|
|
|
|
|
|
|
|
McDonald’s Corp.
|
|
|
12,580
|
|
|
$
|
1,094,963
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,094,963
|
|
|
|
|
|
|
|
|
|
|
|
|
Household Products — 2.6%
|
|
|
|
|
|
|
|
|
|
Colgate-Palmolive Co.
|
|
|
10,823
|
|
|
$
|
1,174,296
|
|
|
Kimberly-Clark Corp.
|
|
|
22,013
|
|
|
|
1,886,954
|
|
|
Procter & Gamble Co.
|
|
|
51,039
|
|
|
|
3,564,053
|
|
|
Reckitt Benckiser Group PLC
|
|
|
19,689
|
|
|
|
1,238,431
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,863,734
|
|
|
|
|
|
|
|
|
|
|
|
|
Independent Power Producers & Energy Traders — 0.7%
|
|
|
|
|
|
|
|
|
|
Calpine Corp.
(1)
|
|
|
60,521
|
|
|
$
|
1,044,592
|
|
|
NRG Energy, Inc.
|
|
|
50,736
|
|
|
|
1,070,530
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,115,122
|
|
|
|
|
|
|
|
|
|
|
|
|
Industrial Conglomerates — 0.9%
|
|
|
|
|
|
|
|
|
|
3M Co.
|
|
|
13,872
|
|
|
$
|
1,261,658
|
|
|
General Electric Co.
|
|
|
65,169
|
|
|
|
1,377,021
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,638,679
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet & Catalog Retail — 0.5%
|
|
|
|
|
|
|
|
|
|
Amazon.com, Inc.
(1)
|
|
|
6,009
|
|
|
$
|
1,514,568
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,514,568
|
|
|
|
|
|
|
|
|
|
|
|
|
Internet Software & Services — 1.8%
|
|
|
|
|
|
|
|
|
|
eBay, Inc.
(1)
|
|
|
29,754
|
|
|
$
|
1,571,606
|
|
|
Google, Inc., Class A
(1)
|
|
|
4,309
|
|
|
|
3,009,276
|
|
|
Yahoo! Inc.
(1)
|
|
|
44,381
|
|
|
|
833,032
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,413,914
|
|
|
|
|
|
|
|
|
|
|
|
|
IT Services — 1.8%
|
|
|
|
|
|
|
|
|
|
Accenture PLC, Class A
|
|
|
15,807
|
|
|
$
|
1,073,611
|
|
|
International Business Machines Corp.
|
|
|
9,358
|
|
|
|
1,778,675
|
|
|
MasterCard, Inc., Class A
|
|
|
2,516
|
|
|
|
1,229,519
|
|
|
Visa, Inc., Class A
|
|
|
4,343
|
|
|
|
650,191
|
|
|
Western Union Co.
|
|
|
49,639
|
|
|
|
625,948
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,357,944
|
|
|
|
|
|
|
|
|
|
|
|
|
Life Sciences Tools & Services — 1.0%
|
|
|
|
|
|
|
|
|
|
Agilent Technologies, Inc.
|
|
|
44,083
|
|
|
$
|
1,687,938
|
|
|
Thermo Fisher Scientific, Inc.
|
|
|
19,459
|
|
|
|
1,236,620
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
2,924,558
|
|
|
|
|
|
|
|
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Machinery — 2.4%
|
|
|
|
|
|
|
|
|
|
American Railcar Industries, Inc.
(1)
|
|
|
11,813
|
|
|
$
|
363,014
|
|
|
Caterpillar, Inc.
|
|
|
11,806
|
|
|
|
1,006,343
|
|
|
Deere & Co.
|
|
|
10,909
|
|
|
|
916,901
|
|
|
Fanuc, Ltd.
|
|
|
5,800
|
|
|
|
982,021
|
|
|
FreightCar America, Inc.
|
|
|
13,712
|
|
|
|
288,363
|
|
|
Greenbrier Cos., Inc.
(1)
|
|
|
19,689
|
|
|
|
376,257
|
|
|
Oshkosh Corp.
(1)
|
|
|
14,921
|
|
|
|
437,931
|
|
|
Pentair, Ltd.
|
|
|
3,732
|
|
|
|
180,965
|
|
|
RBC Bearings, Inc.
(1)
|
|
|
7,620
|
|
|
|
355,016
|
|
|
Stanley Black & Decker, Inc.
|
|
|
12,968
|
|
|
|
932,529
|
|
|
Titan International, Inc.
|
|
|
13,961
|
|
|
|
283,827
|
|
|
Trimas Corp.
(1)
|
|
|
15,820
|
|
|
|
409,738
|
|
|
Trinity Industries, Inc.
|
|
|
12,457
|
|
|
|
395,759
|
|
|
Wabash National Corp.
(1)
|
|
|
48,536
|
|
|
|
392,656
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,321,320
|
|
|
|
|
|
|
|
|
|
|
|
|
Media — 3.5%
|
|
|
|
|
|
|
|
|
|
CBS Corp., Class B
|
|
|
40,117
|
|
|
$
|
1,443,410
|
|
|
Comcast Corp., Class A
|
|
|
22,241
|
|
|
|
826,921
|
|
|
DIRECTV
(1)
|
|
|
18,676
|
|
|
|
928,197
|
|
|
McGraw-Hill Cos., Inc. (The)
|
|
|
23,494
|
|
|
|
1,247,766
|
|
|
News Corp., Class A
|
|
|
69,227
|
|
|
|
1,705,753
|
|
|
Time Warner Cable, Inc.
|
|
|
14,088
|
|
|
|
1,336,810
|
|
|
Time Warner, Inc.
|
|
|
28,657
|
|
|
|
1,355,476
|
|
|
Viacom, Inc., Class B
|
|
|
19,794
|
|
|
|
1,021,568
|
|
|
Walt Disney Co. (The)
|
|
|
15,484
|
|
|
|
768,936
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
10,634,837
|
|
|
|
|
|
|
|
|
|
|
|
|
Metals & Mining — 1.6%
|
|
|
|
|
|
|
|
|
|
BHP Billiton, Ltd.
|
|
|
70,732
|
|
|
$
|
2,547,223
|
|
|
Freeport-McMoRan Copper & Gold, Inc.
|
|
|
17,808
|
|
|
|
694,690
|
|
|
Nucor Corp.
|
|
|
15,912
|
|
|
|
655,256
|
|
|
Rio Tinto PLC
|
|
|
18,872
|
|
|
|
937,118
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,834,287
|
|
|
|
|
|
|
|
|
|
|
|
|
Multi-Utilities — 2.6%
|
|
|
|
|
|
|
|
|
|
Consolidated Edison, Inc.
|
|
|
27,513
|
|
|
$
|
1,534,950
|
|
|
Dominion Resources, Inc.
|
|
|
35,428
|
|
|
|
1,810,725
|
|
|
PG&E Corp.
|
|
|
37,146
|
|
|
|
1,521,129
|
|
|
Public Service Enterprise Group, Inc.
|
|
|
47,718
|
|
|
|
1,435,835
|
|
|
Sempra Energy
|
|
|
21,050
|
|
|
|
1,440,241
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,742,880
|
|
|
|
|
|
|
|
|
|
|
|
|
Multiline Retail — 0.4%
|
|
|
|
|
|
|
|
|
|
Target Corp.
|
|
|
18,851
|
|
|
$
|
1,190,064
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,190,064
|
|
|
|
|
|
|
|
|
|
|
|
|
Oil, Gas & Consumable Fuels — 4.1%
|
|
|
|
|
|
|
|
|
|
Anadarko Petroleum Corp.
|
|
|
7,925
|
|
|
$
|
580,031
|
|
|
Apache Corp.
|
|
|
6,099
|
|
|
|
470,172
|
|
|
BG Group PLC
|
|
|
13,298
|
|
|
|
228,148
|
|
|
BP PLC
|
|
|
143,738
|
|
|
|
997,871
|
|
|
Canadian Natural Resources, Ltd.
|
|
|
8,462
|
|
|
|
243,548
|
|
|
Chevron Corp.
|
|
|
8,089
|
|
|
|
854,926
|
|
|
ConocoPhillips
|
|
|
11,003
|
|
|
|
626,511
|
|
|
Devon Energy Corp.
|
|
|
7,671
|
|
|
|
396,360
|
|
|
EOG Resources, Inc.
|
|
|
5,526
|
|
|
|
649,968
|
|
|
Exxon Mobil Corp.
|
|
|
17,556
|
|
|
|
1,547,386
|
|
5
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Hess Corp.
|
|
|
4,965
|
|
|
$
|
246,314
|
|
|
Husky Energy, Inc.
|
|
|
12,977
|
|
|
|
364,221
|
|
|
Marathon Oil Corp.
|
|
|
18,459
|
|
|
|
569,460
|
|
|
Marathon Petroleum Corp.
|
|
|
12,926
|
|
|
|
769,614
|
|
|
Noble Energy, Inc.
|
|
|
5,532
|
|
|
|
540,753
|
|
|
Occidental Petroleum Corp.
|
|
|
4,378
|
|
|
|
329,269
|
|
|
Peabody Energy Corp.
|
|
|
10,288
|
|
|
|
258,332
|
|
|
Phillips 66
|
|
|
5,501
|
|
|
|
288,087
|
|
|
Plains Exploration & Production Co.
(1)
|
|
|
10,445
|
|
|
|
372,886
|
|
|
Spectra Energy Corp.
|
|
|
11,645
|
|
|
|
325,478
|
|
|
Suncor Energy, Inc.
|
|
|
14,563
|
|
|
|
475,880
|
|
|
Total SA
|
|
|
5,321
|
|
|
|
266,665
|
|
|
Valero Energy Corp.
|
|
|
20,091
|
|
|
|
648,136
|
|
|
Williams Cos., Inc.
|
|
|
11,657
|
|
|
|
382,816
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
12,432,832
|
|
|
|
|
|
|
|
|
|
|
|
|
Personal Products — 0.7%
|
|
|
|
|
|
|
|
|
|
Estee Lauder Cos., Inc. (The), Class A
|
|
|
21,358
|
|
|
$
|
1,244,104
|
|
|
Kao Corp.
|
|
|
27,400
|
|
|
|
753,404
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,997,508
|
|
|
|
|
|
|
|
|
|
|
|
|
Pharmaceuticals — 8.7%
|
|
|
|
|
|
|
|
|
|
Abbott Laboratories
|
|
|
26,354
|
|
|
$
|
1,713,010
|
|
|
Allergan, Inc.
|
|
|
17,968
|
|
|
|
1,666,532
|
|
|
Astellas Pharma, Inc.
|
|
|
19,800
|
|
|
|
1,002,351
|
|
|
AstraZeneca PLC
|
|
|
23,810
|
|
|
|
1,130,933
|
|
|
Bristol-Myers Squibb Co.
|
|
|
33,962
|
|
|
|
1,108,180
|
|
|
Daiichi Sankyo Co., Ltd.
|
|
|
36,200
|
|
|
|
559,704
|
|
|
Eisai Co., Ltd.
|
|
|
17,700
|
|
|
|
743,969
|
|
|
Eli Lilly & Co.
|
|
|
41,900
|
|
|
|
2,054,776
|
|
|
GlaxoSmithKline PLC
|
|
|
75,488
|
|
|
|
1,616,659
|
|
|
Johnson & Johnson
|
|
|
40,837
|
|
|
|
2,847,564
|
|
|
Merck & Co., Inc.
|
|
|
41,838
|
|
|
|
1,853,423
|
|
|
Novartis AG
|
|
|
40,808
|
|
|
|
2,528,763
|
|
|
Novo Nordisk A/S, Class B
|
|
|
5,592
|
|
|
|
886,391
|
|
|
Pfizer, Inc.
|
|
|
107,949
|
|
|
|
2,700,884
|
|
|
Roche Holding AG PC
|
|
|
3,199
|
|
|
|
630,188
|
|
|
Sanofi
|
|
|
15,881
|
|
|
|
1,418,450
|
|
|
Takeda Pharmaceutical Co., Ltd.
|
|
|
19,000
|
|
|
|
869,768
|
|
|
Teva Pharmaceutical Industries, Ltd.
|
|
|
24,104
|
|
|
|
975,472
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
26,307,017
|
|
|
|
|
|
|
|
|
|
|
|
|
Real Estate Investment Trusts (REITs) — 0.5%
|
|
|
|
|
|
|
|
|
|
American Tower Corp.
|
|
|
18,198
|
|
|
$
|
1,363,576
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,363,576
|
|
|
|
|
|
|
|
|
|
|
|
|
Road & Rail — 0.2%
|
|
|
|
|
|
|
|
|
|
Union Pacific Corp.
|
|
|
6,164
|
|
|
$
|
756,816
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
756,816
|
|
|
|
|
|
|
|
|
|
|
|
|
Semiconductors & Semiconductor Equipment — 0.4%
|
|
|
|
|
|
|
|
|
|
Intel Corp.
|
|
|
25,428
|
|
|
$
|
497,626
|
|
|
Texas Instruments, Inc.
|
|
|
26,739
|
|
|
|
787,998
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,285,624
|
|
|
|
|
|
|
|
|
|
|
|
|
Software — 1.8%
|
|
|
|
|
|
|
|
|
|
Activision Blizzard, Inc.
|
|
|
52,478
|
|
|
$
|
600,348
|
|
|
Adobe Systems, Inc.
(1)
|
|
|
27,966
|
|
|
|
967,903
|
|
|
CA, Inc.
|
|
|
42,700
|
|
|
|
946,232
|
|
6
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Microsoft Corp.
|
|
|
69,995
|
|
|
$
|
1,863,267
|
|
|
Oracle Corp.
|
|
|
32,689
|
|
|
|
1,049,317
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
5,427,067
|
|
|
|
|
|
|
|
|
|
|
|
|
Specialty Retail — 0.6%
|
|
|
|
|
|
|
|
|
|
Home Depot, Inc. (The)
|
|
|
17,077
|
|
|
$
|
1,111,200
|
|
|
Lowe’s Companies, Inc.
|
|
|
19,509
|
|
|
|
704,080
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,815,280
|
|
|
|
|
|
|
|
|
|
|
|
|
Textiles, Apparel & Luxury Goods — 0.4%
|
|
|
|
|
|
|
|
|
|
NIKE, Inc., Class B
|
|
|
10,904
|
|
|
$
|
1,062,922
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
1,062,922
|
|
|
|
|
|
|
|
|
|
|
|
|
Thrifts & Mortgage Finance — 1.4%
|
|
|
|
|
|
|
|
|
|
Brookline Bancorp, Inc.
|
|
|
125,041
|
|
|
$
|
1,057,847
|
|
|
Northwest Bancshares, Inc.
|
|
|
101,055
|
|
|
|
1,205,586
|
|
|
Oritani Financial Corp.
|
|
|
79,236
|
|
|
|
1,156,846
|
|
|
Provident Financial Services, Inc.
|
|
|
54,843
|
|
|
|
794,675
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
4,214,954
|
|
|
|
|
|
|
|
|
|
|
|
|
Tobacco — 3.3%
|
|
|
|
|
|
|
|
|
|
Altria Group, Inc.
|
|
|
45,497
|
|
|
$
|
1,538,254
|
|
|
British American Tobacco PLC
|
|
|
30,461
|
|
|
|
1,600,145
|
|
|
Imperial Tobacco Group PLC
|
|
|
18,658
|
|
|
|
746,656
|
|
|
Japan Tobacco, Inc.
|
|
|
31,000
|
|
|
|
929,521
|
|
|
Lorillard, Inc.
|
|
|
11,227
|
|
|
|
1,360,263
|
|
|
Philip Morris International, Inc.
|
|
|
27,376
|
|
|
|
2,460,555
|
|
|
Reynolds American, Inc.
|
|
|
29,567
|
|
|
|
1,292,669
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
9,928,063
|
|
|
|
|
|
|
|
|
|
|
|
|
Trading Companies & Distributors — 0.2%
|
|
|
|
|
|
|
|
|
|
Mitsubishi Corp.
|
|
|
36,400
|
|
|
$
|
692,882
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
692,882
|
|
|
|
|
|
|
|
|
|
|
|
|
Wireless Telecommunication Services — 1.1%
|
|
|
|
|
|
|
|
|
|
China Mobile, Ltd.
|
|
|
124,000
|
|
|
$
|
1,412,397
|
|
|
Crown Castle International Corp.
(1)
|
|
|
15,767
|
|
|
|
1,064,588
|
|
|
Vodafone Group PLC
|
|
|
286,216
|
|
|
|
738,333
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
3,215,318
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $240,528,093)
|
|
|
|
|
|
$
|
270,928,195
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Exchange-Traded Funds — 8.2%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Equity Funds — 8.2%
|
|
|
|
|
|
|
|
|
|
Consumer Discretionary Select Sector SPDR Fund
|
|
|
391,712
|
|
|
$
|
18,618,071
|
|
|
Vanguard Extended Market ETF
|
|
|
104,195
|
|
|
|
6,221,484
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(identified cost $22,555,967)
|
|
|
|
|
|
$
|
24,839,555
|
|
|
|
|
|
|
|
|
|
|
|
7
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 1.6%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Interest
(000’s omitted)
|
|
|
Value
|
|
|
Eaton Vance Cash Reserves Fund, LLC, 0.13%
(2)
|
|
$
|
4,766
|
|
|
$
|
4,766,315
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $4,766,315)
|
|
|
|
|
|
$
|
4,766,315
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments — 99.7%
(identified cost $267,850,375)
|
|
|
|
|
|
$
|
300,534,065
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Assets, Less Liabilities — 0.3%
|
|
|
|
|
|
$
|
800,122
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets — 100.0%
|
|
|
|
|
|
$
|
301,334,187
|
|
|
|
|
|
|
|
|
|
|
|
The percentage shown for each investment category in the Portfolio of Investments is based on net assets.
|
|
|
|
|
|
|
|
|
|
|
PC
|
|
-
|
|
Participation Certificate
|
|
(1)
|
Non-income producing security.
|
|
(2)
|
Affiliated investment company available to Eaton Vance portfolios and funds which invests in high quality, U.S. dollar denominated money market instruments. The rate
shown is the annualized seven-day yield as of November 30, 2012. Net income allocated from the investment in Eaton Vance Cash Reserves Fund, LLC for the fiscal year to date ended November 30, 2012 was $2,339.
|
Country Concentration of Portfolio
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Country
|
|
Percentage of
Net Assets
|
|
|
Value
|
|
|
United States
|
|
|
75.5
|
%
|
|
$
|
227,622,733
|
|
|
United Kingdom
|
|
|
3.7
|
|
|
|
11,050,873
|
|
|
Japan
|
|
|
3.5
|
|
|
|
10,474,061
|
|
|
Switzerland
|
|
|
2.7
|
|
|
|
8,189,923
|
|
|
Australia
|
|
|
0.8
|
|
|
|
2,547,223
|
|
|
Ireland
|
|
|
0.8
|
|
|
|
2,337,562
|
|
|
Canada
|
|
|
0.6
|
|
|
|
1,721,292
|
|
|
France
|
|
|
0.5
|
|
|
|
1,685,115
|
|
|
China
|
|
|
0.5
|
|
|
|
1,412,397
|
|
|
Spain
|
|
|
0.4
|
|
|
|
1,177,690
|
|
|
Israel
|
|
|
0.3
|
|
|
|
975,472
|
|
|
Denmark
|
|
|
0.3
|
|
|
|
886,391
|
|
|
South Korea
|
|
|
0.3
|
|
|
|
847,463
|
|
|
|
|
|
|
|
|
|
|
|
|
Common Stocks
|
|
|
89.9
|
%
|
|
$
|
270,928,195
|
|
|
Exchange-Traded Funds
|
|
|
8.2
|
|
|
|
24,839,555
|
|
|
Short-Term Investments
|
|
|
1.6
|
|
|
|
4,766,315
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments
|
|
|
99.7
|
%
|
|
$
|
300,534,065
|
|
|
|
|
|
|
|
|
|
|
|
8
The Fund did not have any open financial instruments at November 30, 2012.
The cost and unrealized appreciation (depreciation) of investments of the Fund at November 30, 2012, as determined on a federal income tax basis,
were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
268,001,705
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
42,727,461
|
|
|
Gross unrealized depreciation
|
|
|
(10,195,101
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
32,532,360
|
|
|
|
|
|
|
|
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the
assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
|
•
|
|
Level 1 — quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Fund’s investments, which are carried at
value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Consumer Discretionary
|
|
$
|
18,529,586
|
|
|
$
|
2,630,027
|
|
|
$
|
—
|
|
|
$
|
21,159,613
|
|
|
Consumer Staples
|
|
|
37,667,331
|
|
|
|
12,473,909
|
|
|
|
—
|
|
|
|
50,141,240
|
|
|
Energy
|
|
|
13,656,192
|
|
|
|
1,492,684
|
|
|
|
—
|
|
|
|
15,148,876
|
|
|
Financials
|
|
|
25,950,638
|
|
|
|
—
|
|
|
|
—
|
|
|
|
25,950,638
|
|
|
Health Care
|
|
|
51,769,342
|
|
|
|
13,008,538
|
|
|
|
—
|
|
|
|
64,777,880
|
|
|
Industrials
|
|
|
21,943,274
|
|
|
|
1,674,903
|
|
|
|
—
|
|
|
|
23,618,177
|
|
|
Information Technology
|
|
|
27,304,941
|
|
|
|
—
|
|
|
|
—
|
|
|
|
27,304,941
|
|
|
Materials
|
|
|
4,783,125
|
|
|
|
3,484,341
|
|
|
|
—
|
|
|
|
8,267,466
|
|
|
Telecommunication Services
|
|
|
6,668,822
|
|
|
|
3,328,420
|
|
|
|
—
|
|
|
|
9,997,242
|
|
|
Utilities
|
|
|
24,562,122
|
|
|
|
—
|
|
|
|
—
|
|
|
|
24,562,122
|
|
|
Total Common Stocks
|
|
$
|
232,835,373
|
|
|
$
|
38,092,822
|
*
|
|
$
|
—
|
|
|
$
|
270,928,195
|
|
|
Exchange-Traded Funds
|
|
$
|
24,839,555
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
24,839,555
|
|
|
Short-Term Investments
|
|
|
—
|
|
|
|
4,766,315
|
|
|
|
—
|
|
|
|
4,766,315
|
|
|
Total Investments
|
|
$
|
257,674,928
|
|
|
$
|
42,859,137
|
|
|
$
|
—
|
|
|
$
|
300,534,065
|
|
|
*
|
Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the
close of trading in their applicable foreign markets.
|
The Fund held no investments or other financial instruments as of
August 31, 2012 whose fair value was determined using Level 3 inputs. At November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For information on the Fund’s policy regarding the valuation of investments and other significant accounting policies, please refer to the
Fund’s most recent financial statements included in its semiannual or annual report to shareholders.
9
Eaton Vance
Worldwide Health Sciences Fund
November 30, 2012 (Unaudited)
Eaton Vance Worldwide Health Sciences Fund (the Fund), a diversified series of Eaton Vance Growth Trust, invests substantially all of its assets in
Worldwide Health Sciences Portfolio (the Portfolio) and owns a pro rata interest in the Portfolio’s net assets. At November 30, 2012, the value of the Fund’s investment in the Portfolio was $991,123,151 and the Fund owned 99.7% of the
Portfolio’s outstanding interests. The Portfolio’s Portfolio of Investments is set forth below.
Worldwide Health Sciences Portfolio
November 30, 2012
PORTFOLIO OF INVESTMENTS (Unaudited)
Common Stocks — 97.33%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Percentage of
Net Assets
|
|
|
Major Capitalization – Europe — 17.02%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Actelion, Ltd.
(2)
|
|
|
514,900
|
|
|
$
|
25,521,282
|
|
|
|
2.57
|
%
|
|
Novartis AG
|
|
|
341,000
|
|
|
|
21,130,861
|
|
|
|
2.13
|
|
|
Roche Holding AG PC
|
|
|
367,000
|
|
|
|
72,297,219
|
|
|
|
7.27
|
|
|
Sanofi
|
|
|
562,000
|
|
|
|
50,196,393
|
|
|
|
5.05
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
169,145,755
|
|
|
|
17.02
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Major Capitalization – Far East — 6.01%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Astellas Pharma, Inc.
|
|
|
400,000
|
|
|
$
|
20,249,522
|
|
|
|
2.04
|
%
|
|
Mitsubishi Tanabe Pharma Corp.
|
|
|
1,433,000
|
|
|
|
19,504,187
|
|
|
|
1.96
|
|
|
Ono Pharmaceutical Co., Ltd.
|
|
|
365,000
|
|
|
|
19,993,064
|
|
|
|
2.01
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
59,746,773
|
|
|
|
6.01
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Major Capitalization – North America — 52.17%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Abbott Laboratories
|
|
|
688,000
|
|
|
$
|
44,720,000
|
|
|
|
4.50
|
%
|
|
Aetna, Inc.
|
|
|
150,000
|
|
|
|
6,478,500
|
|
|
|
0.65
|
|
|
Allergan, Inc.
|
|
|
160,000
|
|
|
|
14,840,000
|
|
|
|
1.49
|
|
|
Baxter International, Inc.
|
|
|
191,000
|
|
|
|
12,657,570
|
|
|
|
1.27
|
|
|
Biogen Idec, Inc.
(2)
|
|
|
160,000
|
|
|
|
23,854,400
|
|
|
|
2.40
|
|
|
BioMarin Pharmaceutical, Inc.
(2)
|
|
|
214,000
|
|
|
|
10,400,400
|
|
|
|
1.05
|
|
|
Bristol-Myers Squibb Co.
|
|
|
780,000
|
|
|
|
25,451,400
|
|
|
|
2.56
|
|
|
Cigna Corp.
|
|
|
94,000
|
|
|
|
4,913,380
|
|
|
|
0.49
|
|
|
Express Scripts Holding Co.
(2)
|
|
|
442,000
|
|
|
|
23,801,700
|
|
|
|
2.39
|
|
|
Gilead Sciences, Inc.
(2)
|
|
|
565,500
|
|
|
|
42,412,500
|
|
|
|
4.27
|
|
|
HCA Holdings, Inc.
|
|
|
920,000
|
|
|
|
29,210,000
|
|
|
|
2.94
|
|
|
Humana, Inc.
|
|
|
145,000
|
|
|
|
9,484,450
|
|
|
|
0.95
|
|
|
Illumina, Inc.
(2)
|
|
|
282,700
|
|
|
|
15,183,817
|
|
|
|
1.53
|
|
|
Life Technologies Corp.
(2)
|
|
|
485,000
|
|
|
|
23,934,750
|
|
|
|
2.41
|
|
|
Merck & Co., Inc.
|
|
|
1,377,000
|
|
|
|
61,001,100
|
|
|
|
6.14
|
|
|
Mylan, Inc.
(2)
|
|
|
764,000
|
|
|
|
20,765,520
|
|
|
|
2.09
|
|
|
Onyx Pharmaceuticals, Inc.
(2)
|
|
|
292,000
|
|
|
|
22,037,240
|
|
|
|
2.22
|
|
|
Pfizer, Inc.
|
|
|
2,127,000
|
|
|
|
53,217,540
|
|
|
|
5.35
|
|
|
Thermo Fisher Scientific, Inc.
|
|
|
162,600
|
|
|
|
10,333,230
|
|
|
|
1.04
|
|
|
UnitedHealth Group, Inc.
|
|
|
261,000
|
|
|
|
14,195,790
|
|
|
|
1.43
|
|
|
Watson Pharmaceuticals, Inc.
(2)
|
|
|
246,000
|
|
|
|
21,650,460
|
|
|
|
2.18
|
|
|
WellPoint, Inc.
|
|
|
250,000
|
|
|
|
13,975,000
|
|
|
|
1.41
|
|
|
Zimmer Holdings, Inc.
|
|
|
213,000
|
|
|
|
14,051,610
|
|
|
|
1.41
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
518,570,357
|
|
|
|
52.17
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Small & Mid Capitalization – Europe — 1.65%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Given Imaging, Ltd.
(2)
|
|
|
430,000
|
|
|
$
|
7,787,300
|
|
|
|
0.78
|
%
|
|
Warner Chilcott PLC, Class A
|
|
|
738,200
|
|
|
|
8,607,412
|
|
|
|
0.87
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
16,394,712
|
|
|
|
1.65
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Security
|
|
Shares
|
|
|
Value
|
|
|
Percentage of
Net Assets
|
|
|
Small & Mid Capitalization – Far East — 9.54%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Biosensors International Group, Ltd.
(2)
|
|
|
13,628,000
|
|
|
$
|
12,997,870
|
|
|
|
1.31
|
%
|
|
China Shineway Pharmaceutical Group, Ltd.
|
|
|
5,560,900
|
|
|
|
8,362,274
|
|
|
|
0.84
|
|
|
Nichi-Iko Pharmaceutical Co., Ltd.
|
|
|
660,000
|
|
|
|
13,069,505
|
|
|
|
1.31
|
|
|
Sawai Pharmaceutical Co., Ltd.
|
|
|
230,000
|
|
|
|
24,855,598
|
|
|
|
2.50
|
|
|
Shandong Weigao Group Medical Polymer Co., Ltd., Class H
|
|
|
12,500,000
|
|
|
|
13,006,303
|
|
|
|
1.31
|
|
|
Towa Pharmaceutical Co., Ltd.
|
|
|
420,000
|
|
|
|
22,577,230
|
|
|
|
2.27
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
94,868,780
|
|
|
|
9.54
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Small & Mid Capitalization – North America — 10.94%
(1)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Affymax, Inc.
(2)
|
|
|
405,000
|
|
|
$
|
9,898,200
|
|
|
|
1.00
|
%
|
|
Dendreon Corp.
(2)
|
|
|
734,800
|
|
|
|
3,269,860
|
|
|
|
0.33
|
|
|
Exact Sciences Corp.
(2)
|
|
|
1,032,300
|
|
|
|
10,126,863
|
|
|
|
1.02
|
|
|
ImmunoGen, Inc.
(2)
|
|
|
49,900
|
|
|
|
633,231
|
|
|
|
0.06
|
|
|
Impax Laboratories, Inc.
(2)
|
|
|
502,900
|
|
|
|
10,228,986
|
|
|
|
1.03
|
|
|
Incyte Corp.
(2)
|
|
|
1,260,000
|
|
|
|
22,176,000
|
|
|
|
2.23
|
|
|
MAKO Surgical Corp.
(2)
|
|
|
645,000
|
|
|
|
8,901,000
|
|
|
|
0.90
|
|
|
Medivation, Inc.
(2)
|
|
|
195,000
|
|
|
|
10,169,250
|
|
|
|
1.02
|
|
|
Neurocrine Biosciences, Inc.
(2)
|
|
|
640,200
|
|
|
|
4,788,696
|
|
|
|
0.48
|
|
|
NPS Pharmaceuticals, Inc.
(2)
|
|
|
742,700
|
|
|
|
7,597,821
|
|
|
|
0.76
|
|
|
OraSure Technologies, Inc.
(2)
|
|
|
1,145,000
|
|
|
|
8,816,500
|
|
|
|
0.89
|
|
|
Sequenom, Inc.
(2)
|
|
|
1,800,000
|
|
|
|
8,766,000
|
|
|
|
0.88
|
|
|
VIVUS, Inc.
(2)
|
|
|
295,500
|
|
|
|
3,339,150
|
|
|
|
0.34
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
108,711,557
|
|
|
|
10.94
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Common Stocks
(identified cost $803,804,146)
|
|
|
|
|
|
$
|
967,437,934
|
|
|
|
97.33
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Short-Term Investments — 1.83%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Description
|
|
Interest
(000’s Omitted)
|
|
|
Value
|
|
|
Percentage of
Net Assets
|
|
|
Eaton Vance Cash Reserves Fund, LLC, 0.13%
(3)
|
|
$
|
18,158
|
|
|
$
|
18,158,014
|
|
|
|
1.83
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Short-Term Investments
(identified cost $18,158,014)
|
|
|
|
|
|
$
|
18,158,014
|
|
|
|
1.83
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Total Investments
(identified cost $821,962,160)
|
|
|
|
|
|
$
|
985,595,948
|
|
|
|
99.16
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Other Assets, Less Liabilities
|
|
|
|
|
|
$
|
8,325,877
|
|
|
|
0.84
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Net Assets
|
|
|
|
|
|
$
|
993,921,825
|
|
|
|
100.00
|
%
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
PC
|
|
-
|
|
Participation Certificate
|
|
(1)
|
Major Capitalization is defined as market value of $5 billion or more. Small & Mid Capitalization is defined as market value less than $5 billion.
|
|
(2)
|
Non-income producing security.
|
|
(3)
|
Affiliated investment company available to Eaton Vance portfolios and funds which invests in high quality, U.S. dollar denominated money market instruments. The rate
shown is the annualized seven-day yield as of November 30, 2012. Net income allocated from the investment in Eaton Vance Cash Reserves Fund, LLC for the fiscal year to date ended November 30, 2012 was $5,116.
|
2
The Portfolio did not have any open financial instruments at November 30, 2012.
The cost and unrealized appreciation (depreciation) of investments of the Portfolio at November 30, 2012, as determined on a federal income tax
basis, were as follows:
|
|
|
|
|
|
|
Aggregate cost
|
|
$
|
825,901,028
|
|
|
|
|
|
|
|
|
Gross unrealized appreciation
|
|
$
|
192,980,260
|
|
|
Gross unrealized depreciation
|
|
|
(33,285,340
|
)
|
|
|
|
|
|
|
|
Net unrealized appreciation
|
|
$
|
159,694,920
|
|
|
|
|
|
|
|
Under generally accepted accounting principles for fair value measurements, a three-tier hierarchy to prioritize the
assumptions, referred to as inputs, is used in valuation techniques to measure fair value. The three-tier hierarchy of inputs is summarized in the three broad levels listed below.
|
•
|
|
Level 1 — quoted prices in active markets for identical investments
|
|
•
|
|
Level 2 — other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk,
etc.)
|
|
•
|
|
Level 3 — significant unobservable inputs (including a fund’s own assumptions in determining the fair value of investments)
|
In cases where the inputs used to measure fair value fall in different levels of the fair value hierarchy, the level
disclosed is determined based on the lowest level input that is significant to the fair value measurement in its entirety. The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing
in those securities.
At November 30, 2012, the hierarchy of inputs used in valuing the Portfolio’s investments, which are carried
at value, were as follows:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Asset Description
|
|
Level 1
|
|
|
Level 2
|
|
|
Level 3
|
|
|
Total
|
|
|
Common Stocks
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Major Capitalization - Europe
|
|
$
|
—
|
|
|
$
|
169,145,755
|
|
|
$
|
—
|
|
|
$
|
169,145,755
|
|
|
Major Capitalization - Far East
|
|
|
—
|
|
|
|
59,746,773
|
|
|
|
—
|
|
|
|
59,746,773
|
|
|
Major Capitalization - North America
|
|
|
518,570,357
|
|
|
|
—
|
|
|
|
—
|
|
|
|
518,570,357
|
|
|
Small & Mid Capitalization - Europe
|
|
|
16,394,712
|
|
|
|
—
|
|
|
|
—
|
|
|
|
16,394,712
|
|
|
Small & Mid Capitalization - Far East
|
|
|
—
|
|
|
|
94,868,780
|
|
|
|
—
|
|
|
|
94,868,780
|
|
|
Small & Mid Capitalization - North America
|
|
|
108,711,557
|
|
|
|
—
|
|
|
|
—
|
|
|
|
108,711,557
|
|
|
Total Common Stocks
|
|
$
|
643,676,626
|
|
|
$
|
323,761,308
|
*
|
|
$
|
—
|
|
|
$
|
967,437,934
|
|
|
Short-Term Investments
|
|
$
|
—
|
|
|
$
|
18,158,014
|
|
|
$
|
—
|
|
|
$
|
18,158,014
|
|
|
Total Investments
|
|
$
|
643,676,626
|
|
|
$
|
341,919,322
|
|
|
$
|
—
|
|
|
$
|
985,595,948
|
|
|
*
|
Includes foreign equity securities whose values were adjusted to reflect market trading of comparable securities or other correlated instruments that occurred after the
close of trading in their applicable foreign markets.
|
The Portfolio held no investments or other financial instruments as of
August 31, 2012 whose fair value was determined using
Level 3 inputs. At November 30, 2012, there were no investments transferred between Level 1 and Level 2 during the fiscal year to date then ended.
For information on the Portfolio’s policy regarding the valuation of investments and other significant accounting policies, please refer to the
Portfolio’s most recent financial statements included in its semiannual or annual report to shareholders.
3
Item 2. Controls and Procedures
(a) It is the conclusion of the registrant’s principal executive officer and principal financial officer that the effectiveness of the registrant’s current disclosure controls and procedures
(such disclosure controls and procedures having been evaluated within 90 days of the date of this filing) provide reasonable assurance that the information required to be disclosed by the registrant on this Form N-Q has been recorded, processed,
summarized and reported within the time period specified in the Commission’s rules and forms and that the information required to be disclosed by the registrant on this Form N-Q has been accumulated and communicated to the registrant’s
principal executive officer and principal financial officer in order to allow timely decisions regarding required disclosure.
(b) There have
been no changes in the registrant’s internal controls over financial reporting during the fiscal quarter for which the report is being filed that have materially affected, or are reasonably likely to materially affect the registrant’s
internal control over financial reporting.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
Eaton Vance Growth Trust
|
|
|
|
|
|
|
|
By:
|
|
/s/ Duncan W. Richardson
|
|
|
|
Duncan W. Richardson
|
|
|
|
President
|
|
|
|
|
Date:
|
|
January 25, 2013
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report
has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
|
|
|
|
|
|
|
|
By:
|
|
/s/ Duncan W. Richardson
|
|
|
|
Duncan W. Richardson
|
|
|
|
President
|
|
|
|
|
Date:
|
|
January 25, 2013
|
|
|
|
|
|
|
|
|
By:
|
|
/s/ Barbara E. Campbell
|
|
|
|
Barbara E. Campbell
|
|
|
|
Treasurer
|
|
|
|
|
Date:
|
|
January 25, 2013
|
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