Company: HopFed Bancorp Inc. (HFBC) 
   Participation: HopFed received preliminary approval and is eligible to 
   receive an investment of up to $18.4 million. HopFed has 30 days to decide 
   whether to participate. 
   Date of disclosure: Nov. 20 
   Notes: The new capital would raise HopFed's Heritage Bank's Tier 1 capital 
   ratio to about 9.1% from 7.25% and its total risk-based capital ratio to 
   about 13.7% from 10.8%. 
 
   Company: Indiana Community Bancorp (INCB) 
   Participation: Indiana Community received preliminary approval of its 
   application for $21.5 million. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: International Bancshares Corp. (IBOC) 
   Participation: International received preliminary approval to sell $216 
   million in preferred shares and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: On Oct. 27, the bank's board approved resolutions to amend bank 
   by-laws to allow issuing preferred shares and called for a special 
   shareholder meeting, scheduled for Dec. 19, to approve the move. 
 
   Company: LNB Bancorp Inc. (LNBB) 
   Participation: LNB received preliminary approval for a $25.2 million 
   investment. 
   Date of disclosure: Nov. 20 
   Notes: LNB expects the transaction to close by year's end. 
 
   Company: M&T Bank Corp. (MTB) 
   Participation: M&T received preliminary approval for its application to 
   issue $600 million of preferred shares. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Peapack-Gladstone Financial Corp. (PGC) 
   Participation: Peapack-Gladstone receieved preliminary approval to sell 
   $28.7 million of preferred shares and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: Peapack-Gladstone must obtain shareholder approval to amend the 
   company's charter to authorize issuing preferred stock. 
 
   Company: Raymond James Financial Inc. (RJF) 
   Participation: Raymond James confirmed that it applied to participate. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Sandy Spring Bancorp Inc. (SASR) 
   Participation: Sandy Spring received preliminary approval for the U.S. 
   Treasury to buy up to $83 million in senior preferred stock and receive 
   warrants to buy up to about $12.5 million of common shares. 
   Date of disclosure: Nov. 20 
   Notes: The new capital would raise Sandy Spring's Tier 1 capital ratio to 
   about 12.68% and its total risk-based capital ratio to about 13.93%. 
 
   Company: Southwest Bancorp Inc. (OKSB) 
   Participation: Southwest Bancorp received preliminary approval to sell up 
   to $70 million in preferred shares and related warrants for the purchase of 
   $10.5 million of common stock. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Wainwright Bank & Trust Co. (WAIN) 
   Participation: Wainwright received preliminary approval for a $22 million 
   investment. 
   Date of disclosure: Nov. 20 
   Notes: The new capital will increase Wainwright's leverage capital ratio to 
   9.04% from 6.81%, its Tier 1 risk-based capital ratio to 12.07% from 9.1% 
   and its total risk-based capital ratio 13.79% from 10.82%. 
 
   Company: Wilshire Bancorp Inc. (WIBC) 
   Participation: Wilshire received preliminary approval for the U.S. Treasury 
   to invest about $62 million in senior preferred stock and related warrants. 
   Date of disclosure: Nov. 20 
   Notes: n/a 
 
   Company: Boston Private Financial Holdings Inc. (BPFH) 
   Participation: Boston Private received preliminary approval for an 
   investment of about $150 million. 
   Date of disclosure: Nov. 19 
   Notes: n/a 
 
   Company: CVB Financial Corp. (CVBF) 
   Participation: CVB received preliminary approval for up to $130 million. 
   Date of disclosure: Nov. 19 
   Notes: n/a 
 
   Company: Security Bank Corp. (SBKC) 
   Participation: Security Bank has applied and believes it may be eligible to 
   receive about $21.8 million to $65.5 million. 
   Date of disclosure: Nov. 19 
   Notes: Security Bank will hold a shareholders' meeting in the fourth 
   quarter to seek approval to amend its articles of incorporation to allow 
   for the issuance of preferred stock and to increase the number of 
   authorized common shares. 
 
   Company: Susquehanna Bancshares Inc. (SUSQ) 
   Participation: Susquehanna received preliminary approval to issue $300 
   million in preferred shares and warrants to buy $45 million in common 
   stock. 
   Date of disclosure: Nov. 19 
   Notes: The new capital will raise the company's Tier 1 capital ratio to 
   11.4% from 8.63% at Sept. 30. 
 
   Company: Capital One Financial Corp. (COF) 
   Participation: Capital One sold $3.56 billion in preferred stock and issued 
   a warrant to buy 12.7 million commons shares at an initial exercise price 
   of $42.13 a share. 
   Date of disclosure: Nov. 18 
   Notes: On Oct. 27, Capital One announced receiving approval. 
 
   Company: Iberiabank Corp. (IBKC) 
   Participation: Iberiabank received preliminary approval for up to $115 
   million. 
   Date of disclosure: Nov. 18 
   Notes: Iberiabank said it continues to weigh the merits and costs 
   associated with the program. 
 
   Company: Integra Bank Corp. (IBNK) 
   Participation: Integra applied to participate. 
   Date of disclosure: Nov. 18 
   Notes: n/a

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