Initial Statement of Beneficial Ownership (3)
December 30 2020 - 11:17AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Dyes Alexander |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/15/2020
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3. Issuer Name and Ticker or Trading Symbol
RING ENERGY, INC. [REI]
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(Last)
(First)
(Middle)
4220 CENTER STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) VP Engineering & Corp Strategy / |
(Street)
HOUSTON, TX 77007
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 200000 (1) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This common stock is restricted and was granted pursuant to the Executive Employment and Severance Agreement by and between the Company and Mr. McKinney, dated as of September 30, 2020. These restricted stock units vest over a period of three (3) years, such vesting period to begin on October 1, 2020, and shall be subject to the terms and conditions of the award agreements pursuant to which they are granted. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Dyes Alexander 4220 CENTER STREET HOUSTON, TX 77007 |
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| VP Engineering & Corp Strategy |
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Signatures
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/s/ Alexander Dyes | | 12/30/2020 |
**Signature of Reporting Person | Date |
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