Specialized Disclosure Report (sd)
May 31 2016 - 4:54PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
Conflict Minerals Disclosure
ESPEY MFG. & ELECTRONICS CORP.
(Exact Name of Registrant as Specified
in Charter)
NEW YORK
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001-04383
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14-1387171
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(State or Other Jurisdiction of
Incorporation)
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(Commission File Number)
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(IRS Employer Identification
Number)
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233 Ballston Avenue,
Saratoga Springs, New York
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12866
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(Address of Principal Executive Offices)
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(Zip Code)
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Patrick
Enright, Jr.
President and CEO
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(518) 245-4400
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(Name and telephone number, including area code, of the person to contact in connection with this report.)
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Check the appropriate box to indicate the rule pursuant
to which this form is being filed, and provide the period to which the information in this form applies:
ý
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.
Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
With respect to the reporting period from
January 1, 2015 to December 31, 2015 Espey Mfg. and Electronics Corporation (the “Company”) has determined that “conflict
minerals” (as defined in Section 1, Item 1.01(d)(3) of Form SD) are necessary to the functionality or production of products
that the Company has manufactured and contracted to manufacture.
After exercising due diligence, the Company
is unable to determine whether or not some products qualify as DRC conflict free, and as a result, these products are “DRC
conflict undeterminable” as defined in Item 1.0(d)(5) of Form SD.
In accordance with Rule 13p-1 promulgated
under the Securities Exchange Act of 1934, as amended (“Rule13p-1”), and this Specialized Disclosure Report on Form
SC (this “Form”), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this form.
A copy of this Form is publicly available at
http://www.espey.com
Item 1.02 Exhibit
In accordance with Rule 13p-1, and this
Form SD, the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01 to this Form.
Section 2 – Exhibits
Item 2.01 Exhibits
Exhibit
1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act
of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 31, 2016
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ESPEY MFG. & ELECTRONICS CORP.
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By:
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/s/ Patrick Enright, Jr.
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Patrick Enright, Jr.
President and CEO
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