Statement of Changes in Beneficial Ownership (4)
October 13 2020 - 4:56PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Mills Matt |
2. Issuer Name and Ticker or Trading Symbol
Sailpoint Technologies Holdings, Inc.
[
SAIL
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Revenue Officer |
(Last)
(First)
(Middle)
11120 FOUR POINTS DRIVE, SUITE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/9/2020 |
(Street)
AUSTIN, TX 78726
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/9/2020 | | S | | 14018 | D | $44.6302 (1) | 102769 | D | |
Common Stock | 10/9/2020 | | S | | 99 | D | $45.38 (2) | 102670 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On October 9, 2020, pursuant to a plan of disposition adopted on September 9, 2020 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), Mr, Mills sold 14,018 shares in multiple trades at prices ranging from $44.30 to $45.18 per share. The price reported above reflects the weighted average sale price. Mr. Mills hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 50,286 shares (less any number of shares withheld to satisfy tax obligations in connection with relevant vesting events) may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than October 5, 2021, regardless of whether the maximum number of shares subject to the 10b5-1 Plan have been sold. |
(2) | On October 9, 2020, pursuant to the 10b5-1 Plan, Mr, Mills sold 99 shares in a single trade at a price of $45.38 per share. No more than 50,286 shares (less any number of shares withheld to satisfy tax obligations in connection with relevant vesting events) may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than October 5, 2021, regardless of whether the maximum number of shares subject to the 10b5-1 Plan have been sold. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mills Matt 11120 FOUR POINTS DRIVE SUITE 100 AUSTIN, TX 78726 |
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| Chief Revenue Officer |
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Signatures
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/s/ Christopher G. Schmitt, attorney-in-fact | | 10/13/2020 |
**Signature of Reporting Person | Date |
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