Current Report Filing (8-k)
April 06 2020 - 4:31PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) April 6, 2020 (March 31, 2020)
Nxt-ID,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
000-54960
|
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46-0678374
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(State
or other jurisdiction
of incorporation)
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
|
Nxt-ID,
Inc.
288
Christian Street
Hangar
C 2nd Floor
Oxford,
CT 06478
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (203) 266-2103
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which
registered
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Common
Stock, par value $0.0001
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NXTD
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The
Nasdaq Stock Market LLC
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Item
2.02
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Results
of Operations and Financial Condition.
|
On
March 31, 2020, Nxt-ID, Inc. (the “Company”) issued a press release announcing its financial and operational results
for the year and quarter ended December 31, 2019. The press release is attached hereto as Exhibit 99.1.
The
information contained in this Form 8-K provided under Item 2.02 and Exhibit 99.1 attached hereto are furnished to, but shall not
be deemed filed with, the Securities and Exchange Commission or incorporated by reference into the Company's filings under the
Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
Item
7.01
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Regulation
FD Disclosure.
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On
April 2, 2020, the Company’s executives held a webcast to deliver investors a presentation of the Company’s yearend
results as well as certain preliminary 2020 trends through the end of the first quarter of 2020. The transcript of the webcast
is hereby furnished as Exhibit 99.2 under Item 9.01, Financial Statements and Exhibits and is incorporated by reference herein.
The
information contained in this Form 8-K provided under Item 7.01 and Exhibit 99.2 attached hereto are furnished to, but shall not
be deemed filed with, the Securities and Exchange Commission or incorporated by reference into the Company's filings under the
Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended.
Forward-Looking
Statements
Exhibits
99.1 and 99.2 contain, and may implicate, forward-looking statements regarding the Company, and includes cautionary statements
identifying important factors that could cause actual results to differ materially from those anticipated.
Item
9.01
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Financial
Statements and Exhibits.
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(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
April 6, 2020
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Nxt-ID,
Inc.
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|
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By:
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/s/
Vincent S. Miceli
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Name:
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Vincent
S. Miceli
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Title:
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Chief
Executive Officer
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2
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