Amended Statement of Ownership (sc 13g/a)
February 12 2020 - 5:02PM
Edgar (US Regulatory)
THE
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. 1)*
Neonode
Inc.
(Name
of Issuer)
Common
Stock, par value, $0.001 per share
(Title
of Class of Securities)
64051M709
(CUSIP
Number)
December 31, 2019
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐ Rule 13d-1(d)
*The
remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the Notes).
CUSIP
No. 64051M709
|
|
|
(1)
|
Names
of reporting persons:
Carl
Grevelius
|
(2)
|
Check
the appropriate box if a member of a group (see instructions)
(a)
☐
(b)
☐
|
(3)
|
SEC
use only
|
(4)
|
Citizenship
or place of organization:
Sweden
|
Number
of
shares
beneficially
owned
by
each
reporting
person
with
|
(5)
|
Sole
voting power:
470,622
|
(6)
|
Shared
voting power:
0
|
(7)
|
Sole
dispositive power:
470,622
|
(8)
|
Shared
dispositive power:
0
|
(9)
|
Aggregate
amount beneficially owned by each reporting person:
470,622
|
(10)
|
Check
if the aggregate amount in row (9) excludes certain shares (see instructions):
☐
|
(11)
|
Percent
of class represented by amount in row (9):
5.3%
|
(12)
|
Type
of reporting person (see instructions):
IN
|
|
|
|
|
|
|
Item 1(a). Name of issuer:
Neonode Inc.
Item
1(b). Address of issuer’s principal executive offices:
Storgatan
23C, 11455, Stockholm, Sweden
Item
2(a). Name of person filing:
Carl Grevelius
Item
2(b). Address of principal business office or, if none, residence:
Hojdstigen
4, 181 31, Lidingo, Sweden
Item
2(c). Citizenship:
Sweden
Item
2(d). Title of Class of Securities:
Common Stock, par value $0.001 per share
Item
2(e). CUSIP No.:
64051M709
Item
3.
Not
Applicable.
Item
4. Ownership
|
(a)
|
Amount
beneficially owned: 470,622
|
|
(b)
|
Percent
of class: 5.3%
|
|
(c)
|
Number
of shares as to which the person has:
|
|
(i)
|
sole
power to vote or to direct the vote: 470,622
|
|
(ii)
|
shared
power to vote or to direct the vote: 0
|
|
(iii)
|
sole
power to dispose or to direct the disposition of: 470,622
|
|
(iv)
|
shared
power to dispose or to direct the disposition of : 0
|
Item
5. Ownership of Five Percent or Less of a Class
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following ☐.
Item
6. Ownership of More Than Five Percent on Behalf of Another Person
Not
Applicable.
Item
7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
or Control Person
Not
Applicable.
Item
8. Identification and Classification of Members of the Group
Not
Applicable.
Item
9. Notice of Dissolution of Group
Not
Applicable.
Item
10. Certification
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are
not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than
activities solely in connection with a nomination under §240.14a-11.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
February 12, 2020
|
By:
|
/s/
Carl Grevelius
|
|
Name:
|
Carl
Grevelius
|
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
4
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