Amended Statement of Ownership (sc 13g/a)
January 09 2017 - 12:59PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
SCHEDULE
13G/A
Amendment No. 1
Under
the Securities Exchange Act of 1934
CareView
Communications, Inc.
(NAME
OF ISSUER)
Common
Stock
(TITLE
OF CLASS OF SECURITIES)
141743104
(CUSIP
NUMBER)
12/31/2016
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
[X]
Rule 13d-1(b)
|
|
[ ]
Rule 13d-1(c)
|
|
[ ]
Rule 13d-1(d)
|
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided
in a prior cover page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
1
|
NAME
OF REPORTING PERSON
BTIG,
LLC
Condor
Trading LP
S.S.
OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) 00-000000
|
2
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions)
(a)
[ ]
(b)
[ ]
|
3
|
SEC
USE ONLY
|
4
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
Maryland
|
|
5
|
SOLE
VOTING POWER
|
NUMBER
OF
|
|
|
SHARES
|
6
|
SHARED
VOTING POWER 6,426,390
|
BENEFICIALLY
|
|
|
OWNED
BY
|
7
|
SOLE
DISPOSITIVE POWER
|
EACH
|
|
|
REPORTING
|
|
|
PERSON
WITH:
|
8
|
SHARED
DISPOSITIVE POWER 6,426,390
|
|
|
|
9
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,426,390
|
10
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions)
|
11
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
Less
than 5%
|
12
|
TYPE
OF REPORTING PERSON (see instructions)
BD
|
Item
1(a).
|
Name
of Issuer:
|
CareView
Communications, Inc.
Item
1(b).
|
Address
of Issuer’s Principal Executive Offices:
|
405
State Highway 121
Suite
B-240
Lewisville,
TX 75067
Item
2(a).
|
Name
of Person(s) Filing:
|
BTIG,
LLC
Condor
Trading LP
Item
2(b).
|
Address
of Principal Business Office or; if none, residence:
|
600
Montgomery Street, 6
th
Floor
San
Francisco, CA 94111
Maryland
Item
2(d).
|
Title
of Class of Securities:
|
Common
Stock
141743104
|
Item
3.
|
If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
|
|
(a)
|
[X]
Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o).
|
|
|
|
|
(b)
|
[ ]
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
|
|
|
(c)
|
[ ]
Insurance Company as defined in Section 3(a) (19) of the Act (15 U.S.C. 78c).
|
|
|
|
|
(d)
|
[ ]
Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
|
|
|
|
|
(e)
|
[ ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
|
|
|
|
|
(f)
|
[ ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
|
|
|
|
|
(g)
|
[X]
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
|
|
|
|
|
(h)
|
[ ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
|
|
|
(i)
|
[ ]
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
|
|
|
|
|
(j)
|
[ ]
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
|
Provide
the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in
Item 1.
|
(a)
|
Amount
Beneficially Owned
|
6,426,390
|
(b)
|
Percent
of Class Less than 5%
|
|
|
|
|
(c)
|
Number
of shares as to which such person has: 6,426,390
|
|
(i)
|
sole
power to vote or to direct the vote
|
|
|
|
|
|
|
(ii)
|
shared
power to vote or to direct the vote
|
|
|
|
6,426,390
|
|
|
(iii)
|
sole
power to dispose or to direct the disposition of
|
|
|
|
|
|
|
(iv)
|
shared
power to dispose or to direct the disposition of
|
|
|
|
6,426,390
|
|
Item
5.
|
Ownership
of Five Percent or Less of a Class:
|
|
|
|
If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following: [X]
|
|
|
Item
6.
|
Ownership
of More than Five Percent on behalf of Another Person: N/A
|
|
|
Item
7.
|
Identification
and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: N/A
|
|
|
Item
8.
|
Identification
and Classification of Members of the Group: N/A
|
|
|
Item
9.
|
Notice
of Dissolution of Group: N/A
|
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
Signature
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
|
DATE:
01/09/2017
|
|
|
|
|
BY:
|
/s/
Scott Kovalik
|
Careview Communications (QB) (USOTC:CRVW)
Historical Stock Chart
From Aug 2024 to Sep 2024
Careview Communications (QB) (USOTC:CRVW)
Historical Stock Chart
From Sep 2023 to Sep 2024