Citigroup Global Markets Limited Form 8.5 (EPT/RI) (8269V)
October 31 2014 - 6:47AM
UK Regulatory
TIDMTT.
RNS Number : 8269V
Citigroup Global Markets Limited
31 October 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Citigroup Global Markets Limited
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(b) Name of offeror/offeree in relation to whose TUI Travel Plc
relevant securities this form relates:
Use a separate form for each offeror/offeree
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(c)Name of the party to the offer with which exempt TUI AG
principal trader is connected:
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(d) Date dealing undertaken: 30 October 2014
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(e)Has the EPT previously disclosed, YES
or is it today
disclosing, under the Code in respect of any other party to this offer?
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per Lowest price per unit
security securities unit paid/received paid/received
(GBP) (GBP)
------------------------ ------------------ ----------------------- ---------------------- -----------------------
10p ordinary Sale 455,224 4.0080 3.9085
------------------------ ------------------ ----------------------- ---------------------- -----------------------
10p ordinary Purchase 174,897 4.0100 3.9192
------------------------ ------------------ ----------------------- ---------------------- -----------------------
(b) Derivatives transactions (other than options)
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g.TRS e.g. opening/closing a securities (GBP)
long/short position,
increasing/reducing a
long/short position
------------------------ ------------------------ ------------------------ ----------------------- ---------------
Increasing Short
10p ordinary TRS Position 13 3.9192
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Opening Long Position 16,253 3.9104
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Reducing Short Position 257 3.9664
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Opening Long Position 2,851 3.9085
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Opening Long Position 9,551 3.9347
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Opening Long Position 1,226 3.9149
------------------------ ------------------------ ------------------------ ----------------------- ---------------
10p ordinary TRS Reducing Short Position 63 3.9630
------------------------ ------------------------ ------------------------ ----------------------- ---------------
Increasing Long
10p ordinary TRS Position 175 4.0080
------------------------ ------------------------ ------------------------ ----------------------- ---------------
Increasing Short
10p ordinary TRS Position 36 4.0081
------------------------ ------------------------ ------------------------ ----------------------- ---------------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type e.g. Expiry date Option money
relevant description purchasing, securities price per American, paid/
security e.g.call selling, to unit European etc. received per
option varying etc. which option unit
relates
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(ii) Exercising
Class of relevant security Product description Number of Exercise price per unit
e.g. call option securities
--------------------------- -------------------- ------------ ------------------------
(d) Other dealings (including subscribing for new
securities)
Class of relevant security Nature of dealing Details Price per unit
e.g. subscription, conversion (if applicable)
--------------------------- ------------------------------- -------- -----------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
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None
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(b) Agreements, arrangements or understandings relating to
options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
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None
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Date of disclosure: 31 October 2014
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Contact name: Ryan McCabe
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Telephone number: 44(028)90409539
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information
Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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