Trinity Capital PLC Holding(s) in Company (1190J)
December 15 2015 - 6:45AM
UK Regulatory
TIDMTRC
RNS Number : 1190J
Trinity Capital PLC
15 December 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the underlying Trinity Capital PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
----------------------------------------------------------- ---------------------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights
------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please As of 26-Nov-2015, the percentage of voting rights X
specify): includes financial instruments with similar economic
effect to Qualifying Financial Instruments as
a result of the implementation of Directive 2013/50/EU
("TD2") in the United Kingdom.
----------------------------------------------------- -----------------------------------------------------------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
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4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund1
------------------------------------------------------- -------------------------------------------------------------
5. Date of the transaction and date Nov-26-2015
on
which the threshold is crossed
or
reached: (v)
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6. Date on which issuer notified: Dec-14-2015
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7. Threshold(s) that is/are crossed > 10%
or
reached: (vi, vii)
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1 Weiss Asset Management LP is the Investment Manager to
Brookdale Global Opportunity Fund and Brookdale International
Partners, L.P.
8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- -------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- --------------- ------------- -------------------------- ---------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ----------- ----------- ------------- ------------- ----------- ------------ -------------
GB00B0ZL5243 19,681,345 19,681,345 19,681,345 19,681,345 n/a 9.35 % n/a
------------- --------------- --------------- ------------- ------------- ----------- ------------ -------------
B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date (xiii) Conversion Period rights that may rights
instrument (xiv) be
acquired if the
instrument is
exercised/ converted.
----------------- ------------- ------------------------------ ---------------------------- -----------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
-----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- --------------- ---------------------------- -------------------------
n/a n/a n/a 4,500,000 Nominal Delta
------------- ------------- ------------- --------------- ---------------------------- ------------ -----------
CFD 2.14 n/a
--------------- ----------- ----------- ----------- ----------- ----------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
------------------------------------------------- --------------------------------------------------------------------
24,181,345 11.49 %
------------------------------------------------- --------------------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
--------------------------------------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 16,960,660 voting rights/financial
instruments (8.06%)
Brookdale Global Opportunity Fund: 7,220,685 voting rights/financial
instruments (3.43 %)
Proxy Voting:
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10. Name of the proxy holder:
----------------------------------------------------------------------- -------------------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------------------------- -------------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information: Please note: This notification is
being furnished to the issuer pursuant
to paragraph 83.1 of the issuer's
Articles of Association dated 19 December
2008. It is provided on a TR-1 form
for convenience purposes only and
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