Trinity Capital PLC Holding(s) in Company (3814H)
June 19 2013 - 5:50AM
UK Regulatory
TIDMTRC
RNS Number : 3814H
Trinity Capital PLC
19 June 2013
For filings with the FCA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or the underlying Trinity Capital PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
---------------------------------------------------- ------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
--------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
--------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
--------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
--------------------------------------------------------------------------------- -------
Other (please
specify):
------------------ ------------------------------------------------------------- -------
3. Full name of person(s) subject Weiss Asset Management LP
to the
notification obligation: (iii)
------------------------------------------ ----------------------------------------------
4. Full name of shareholder(s) Brookdale International Partners, L.P.,
(if different from 3.):(iv) Brookdale Global Opportunity Fund
------------------------------------------ ----------------------------------------------
5. Date of the transaction and date Jun-17-2013
on
which the threshold is crossed
or
reached: (v)
------------------------------------------ ----------------------------------------------
6. Date on which issuer notified: Jun-18-2013
------------------------------------------ ----------------------------------------------
7. Threshold(s) that is/are crossed <11%
or
reached: (vi, vii)
------------------------------------------ ----------------------------------------------
i Weiss Asset Management LP is the Investment Manager to
Brookdale Global Opportunity Fund and Brookdale International
Parterns, L.P.
8. Notified details:
---------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
---------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- -----------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
------------- --------------- ------------------ ------------- ------------------------- -----------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ---- ------- ------ ----- --- ------------- -------------- --------- -------------- -------------
GB00B0ZL5243 25,023,991 25,023,991 21,048,991 21,048,991 n/a 10.00 % n/a
------------- --------------- ------------------ ------------- -------------- --------- -------------- -------------
B: Qualifying Financial Instruments
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
--------------------- --------------- -------------------------------- --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
---------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
---------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
--------------- ------------- ------------- ------------------ ------------------------------ ------------------------
Total (A+B+C)
---------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------------------------------- ----------------------------------------------------------
21,048,991 10.00 %
--------------------------------------------------------------- ----------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
---------------------------------------------------------------------------------------
Brookdale International Partners, L.P.: 15,414,323 voting rights (7.33
%)
Brookdale Global Opportunity Fund: 5,634,668 voting rights (2.68 %)
Proxy Voting:
---------------------------------------------------------------------------------------
10. Name of the proxy holder:
----------------------------------------------------- --------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
----------------------------------------------------- --------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
----------------------------------------------------- --------------------------------
Please note: This notification is
13. Additional information: not being filed with the FCA, and
is being furnished to the issuer pursuant
to paragraph 83.1 of the issuer's
Articles of Association dated 19 December
2008
---------------------------------------- ---------------------------------------------
14. Contact name: Georgiy Nikitin
---------------------------------------- ---------------------------------------------
15. Contact telephone number: +1-617-778-7725
---------------------------------------- ---------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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