TIDMTHR
RNS Number : 9422G
Thor Mining PLC
10 March 2015
Tuesday, 10 March 2015
THOR MINING PLC
Thor Mining PLC ("Thor" or the "Company")
The Directors of Thor Mining PLC (AIM, ASX: THR) today released
the following announcement on the Australian Securities Exchange
("ASX") as required under the listing rules of the ASX.
Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
Information or documents not available now must be given to ASX
as soon as available. Information and documents given to ASX become
ASX's property and may be made public.
Introduced 01/07/96 Origin: Appendix 5 Amended 01/07/98,
01/09/99, 01/07/00, 30/09/01, 11/03/02, 01/01/03, 24/10/05,
01/08/12
Name of entity
Thor Mining PLC
---------------
ABN
121 117 673
-----------
We (the entity) give ASX the following information.
Part 1 -- All issues
You must complete the relevant sections (attach sheets if there
is not enough space).
1 +Class of +securities Ordinary shares / CDIs
issued or to be
issued
2 Number of +securities Transfers of Nil AIM listed
issued or to be shares on the AIM Market
issued (if known) of the London Stock Exchange
or maximum number to ASX listed CDI's, during
which may be issued the period 7 February
2015 to 6 March 2015.
3 Principal terms This represents:
of the +securities Transfer - transfers of
(eg, if options, Nil AIM listed shares
exercise price on the AIM Market of the
and expiry date; London Stock Exchange
if partly paid to ASX listed CDI's, during
+securities, the the period 7 February
amount outstanding 2015 to 6 March 2015.
and due dates
for payment; if
+convertible securities,
the conversion
price and dates
for conversion)
---------------------------------
4 Do the +securities Yes.
rank equally in
all respects from
the date of allotment
with an existing
+class of quoted
+securities?
If the additional
securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
---------------------------------
5 Issue price or N/A
consideration
---------------------------------
Purpose of the Transfer of Nil AIM listed
issue ordinary shares on the
6 (If issued as AIM Market of the London
consideration Stock Exchange to ASX
for the acquisition listed CDI's.
of assets, clearly
identify those
assets)
---------------------------------
Is the entity Yes
an +eligible entity
6a that has obtained
security holder
approval under
rule 7.1A?
If Yes, complete
sections 6b -
6h in relation
to the +securities
the subject of
this Appendix
3B, and comply
with section 6i
---------------------------------
The date the security 6 November 2014
holder resolution
6b under rule 7.1A
was passed
---------------------------------
Number of +securities N/A
issued without
6c security holder
approval under
rule 7.1
---------------------------------
Number of +securities N/A
issued with security
6d holder approval
under rule 7.1A
---------------------------------
Number of +securities N/A
issued with security
6e holder approval
under rule 7.3,
or another specific
security holder
approval (specify
date of meeting)
---------------------------------
Number of securities N/A
issued under an
6f exception in rule
7.2
---------------------------------
If securities N/A
issued under rule
6g 7.1A, was issue
price at least
75% of 15 day
VWAP as calculated
under rule 7.1A.3?
Include the issue
date and both
values. Include
the source of
the VWAP calculation.
---------------------------------
If securities N/A
were issued under
6h rule 7.1A for
non-cash consideration,
state date on
which valuation
of consideration
was released to
ASX Market Announcements.
---------------------------------
Calculate the Refer attached Annexure
entity's remaining 1
6i issue capacity
under rule 7.1
and rule 7.1A
- complete Annexure
1 and release
to ASX Market
Announcements
---------------------------------
7 Dates of entering (a) Transfers: 7 February
+securities into 2015 to 6 March 2015.
uncertificated
holdings or despatch
of certificates
---------------------------------
Number +Class
-------------- -------------------------
Number and +class
of all +securities
quoted on ASX
(including the
securities in Ordinary Shares
8 section 2 if applicable) 1,097,362,621 quoted by
ASX ("THR" as
CDIs) as at 6
418,750,000 March 2015.
Ordinary Shares
quoted by
ASX ("THR" as
CDIs) as at 6
March 2015, held
in voluntary escrow
until 27 October
2015.
-------------- -------------------------
Ordinary Shares
admitted to the
AIM Market of
the London Stock
Exchange, as at
6 March 2015.
2.0 pence Unlisted
Warrants expiring
21 June 2015.
(Held by Associates).
2.0 cent Unlisted
Options expiring
27 September 2015.
(Held by Employees).
0.7428 cent unlisted
options expiring
19 March 2016.
(Held by issuer
of debt facility).
0.5963 cent unlisted
options expiring
Number and +class 3 June 2016.
of all +securities 1,536,978,590 (Held by issuer
not quoted on 4,000,000 of debt facility).
ASX (including 600,000 0.1 pence Unlisted
the securities 84,141,088 Warrants expiring
in section 2 if 62,887,808 22 September 2016.
9 applicable) 26,763,987 (Held by an Associate).
-------------- -------------------------
10 Dividend policy No Policy
(in the case of
a trust, distribution
policy) on the
increased capital
(interests)
-----------------------------------------
Part 2 -- Bonus issue or pro rata issue - Not Applicable
Part 3 -- Quotation of securities
You need only complete this section if you are applying for
quotation of securities
34 Type of securities
(tick one)
(a) ü Securities described in Part 1
-------
(b) All other securities
Example: restricted securities at the
end of the escrowed period, partly
paid securities that become fully paid,
employee incentive share securities
when restriction ends, securities issued
on expiry or conversion of convertible
securities
Entities that have ticked box 34(a)
Additional securities forming a new class of securities
Tick to indicate you
are providing the information
or documents
35 If the +securities are +equity securities,
the names of the 20 largest holders
of the additional +securities, and
the number and percentage of additional
+securities held by those holders
36 If the +securities are +equity securities,
a distribution schedule of the additional
+securities setting out the number
of holders in the categories
1 - 1,000
1,001 - 5,000
5,001 - 10,000
10,001 - 100,000
100,001 and over
37 A copy of any trust deed for the additional
+securities
Entities that have ticked box 34(b)
38 Number of securities
for which +quotation
is sought
39 Class of +securities
for which quotation
is sought
----------------------------
40 Do the +securities
rank equally in
all respects from
the date of allotment
with an existing
+class of quoted
+securities?
If the additional
securities do
not rank equally,
please state:
* the date from which they do
* the extent to which they participate for the next
dividend, (in the case of a trust, distribution) or
interest payment
* the extent to which they do not rank equally, other
than in relation to the next dividend, distribution
or interest payment
41 Reason for request
for quotation
now
Example: In the
case of restricted
securities, end
of restriction
period
(if issued upon
conversion of
another security,
clearly identify
that other security)
----------------------------
Number +Class
------------- -------------
42 Number and +class
of all +securities
quoted on ASX
(including the
securities in
clause 38)
------------- -------------
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute
discretion. ASX may quote the +securities on any conditions it
decides.
2 We warrant the following to ASX.
-- The issue of the +securities to be quoted complies with the
law and is not for an illegal purpose.
-- There is no reason why those +securities should not be granted +quotation.
-- An offer of the (+) securities for sale within 12 months
after their issue will not require disclosure under section 707(3)
or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from
subscribers for the securities in order to be able to give this
warranty
-- Section 724 or section 1016E of the Corporations Act does not
apply to any applications received by us in relation to any
+securities to be quoted and that no-one has any right to return
any +securities to be quoted under sections 737, 738 or 1016F of
the Corporations Act at the time that we request that the
+securities be quoted.
-- If we are a trust, we warrant that no person has the right to
return the +securities to be quoted under section 1019B of the
Corporations Act at the time that we request that the +securities
be quoted.
3 We will indemnify ASX to the fullest extent permitted by law
in respect of any claim, action or expense arising from or
connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this
form. If any information or document not available now, will give
it to ASX before +quotation of the +securities begins. We
acknowledge that ASX is relying on the information and documents.
We warrant that they are (will be) true and complete.
Sign here: .............................. Date: 10 March 2015
(Company Secretary)
Print name: Ray Ridge
== == == == ==
Appendix 3B - Annexure 1
Calculation of placement capacity under rule 7.1 and rule 7.1A
for (+) eligible entities
Introduced 01/08/12
Part 1
Rule 7.1 - Issues exceeding 15% of capital
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Step 1: Calculate "A", the base figure from
which the placement capacity is calculated
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Insert number of fully (As at 6 March 2014)
paid ordinary securities
on issue 12 months
before date of issue
or agreement to issue
1,535,661,459
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Add the following:
* Number of fully paid ordinary securities issued in
that 12 month period under an exception in rule 7.2
Issued as a result of
the exercise
* Number of fully paid ordinary securities issued in of warrants
that 12 month period with shareholder approval Issued (12/6/14) 110,000
Issued (30/9/14) 300,223
Issued (15/10/14) 155,555
(all approved on 12
April 2013)
Placement (3/4/14) 142,898,396
(approved 3(rd) April
2014)
Placement (30/5/14)
25,000,000
Placement (8/7/14) 245,800,472
Placement (31/7/14)
354,199,528
(all approved 31(st)
July 2014)
* Number of partly paid ordinary securities that became Acquisition 418,750,000
fully paid in that 12 month period Convert Director Loans
96,685,082
(both issued 29/10/14
Note: & both approved 31 July
* Include only ordinary securities here - other classes 2014)
of equity securities cannot be added
Remuneration (10/11/14)
66,308,276
* Include here (if applicable) the securities the (approved 6 November
subject of the Appendix 3B to which this form is 2014)
annexed
Placement (19/8/14)
46,388,888
* It may be useful to set out issues of securities on (approved 6 November
different dates as separate line items 2014)
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Subtract the number
of fully paid ordinary
securities cancelled
during that 12 month
period 0
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
"A" 2,932,257,879
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Step 2: Calculate 15% of "A"
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
"B" 0.15
[Note: this value cannot
be changed]
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Multiply "A" by 0.15 439,838,682
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Step 3: Calculate "C", the amount of placement
capacity under rule 7.1 that has already
been used
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Insert number of equity Issued 22 October 2014
securities issued or 26,763,987
agreed to be issued (Unlisted Options)
in that 12 month period Issued 28 November 2014
not counting those 120,833,332
issued:
* Under an exception in rule 7.2
* Under rule 7.1A
* With security holder approval under rule 7.1 or rule
7.4
Note:
* This applies to equity securities, unless
specifically excluded - not just ordinary securities
* Include here (if applicable ) the securities the
subject of the Appendix 3B to which this form is
annexed
* It may be useful to set out issues of securities on
different dates as separate line items
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
"C" 147,597,319
------------------------------------------------------------- ---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Step 4: Subtract "C" from ["A" x "B"] to
calculate remaining placement capacity under
rule 7.1
-------------------------------------------------
"A" x 0.15
Note: number must be
same as shown in Step
2 439,838,682
-------------------------- ---------------------
Subtract "C"
Note: number must be
same as shown in Step
3 147,597,319
-------------------------- ---------------------
Total ["A" x 0.15] 292,241,363
- "C" [Note: this is the
remaining placement
capacity under rule
7.1]
-------------------------- ---------------------
Part 2
Rule 7.1A - Additional placement capacity
for eligible entities
-----------------------------------------------------------------------------------------
Step 1: Calculate "A", the base figure from
which the placement capacity is calculated
-----------------------------------------------------------------------------------------
"A"
Note: number must be
same as shown in Step
1 of Part 1 2,932,257,879
-------------------------------------------------------------- -------------------------
Step 2: Calculate 10% of "A"
-----------------------------------------------------------------------------------------
"D" 0.10
Note: this value cannot
be changed
-------------------------------------------------------------- -------------------------
Multiply "A" by 0.10 293,225,787
-------------------------------------------------------------- -------------------------
Step 3: Calculate "E", the amount of placement
capacity under rule 7.1A that has already
been used
-----------------------------------------------------------------------------------------
Insert number of equity Nil
securities issued or
agreed to be issued
in that 12 month period
under rule 7.1A
Notes:
* This applies to equity securities - not just ordinary
securities
* Include here - if applicable - the securities the
subject of the Appendix 3B to which this form is
annexed
* Do not include equity securities issued under rule
7.1 (they must be dealt with in Part 1), or for which
specific security holder approval has been obtained
* It may be useful to set out issues of securities on
different dates as separate line items
-------------------------------------------------------------- -------------------------
"E" Nil
-------------------------------------------------------------- -------------------------
Step 4: Subtract "E" from ["A" x "D"] to
calculate remaining placement capacity under
rule 7.1A
------------------------------------------------------------------------------------------------------
"A" x 0.10
Note: number must be
same as shown in Step
2 293,225,787
------------------------ ----------------------------------------------------------------------------
Subtract "E"
Note: number must be Nil
same as shown in Step
3
------------------------ ----------------------------------------------------------------------------
Total ["A" x 0.10]
- "E" 293,225,787
Note: this is the remaining
placement capacity
under rule 7.1A
------------------------ ----------------------------------------------------------------------------
Enquiries:
Mick Billing +61 (8) 7324 Thor Mining Executive
1935 PLC Chairman
Ray Ridge +61 (8) 7324 Thor Mining CFO/Company
1935 PLC Secretary
Colin Aaronson/ +44 (0) 207 Grant Thornton Nominated
Richard Tonthat/ 383 5100 UK LLP Adviser
Harrison
Clarke
Andrew Monk/ +44 (0) 20 VSA Capital Broker
Bhavesh Patel 3005 5000 Ltd
Alex Walters +44 (0) 7771 Cadogan PR Financial
713608 PR
+44 (0) 207
839 9260
Updates on the Company's activities are regularly posted on
Thor's website www.thormining.com, which includes a facility to
register to receive these updates by email.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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