Smart Metering Systems PLC Holding(s) in Company (6357V)
December 04 2019 - 3:52AM
UK Regulatory
TIDMSMS
RNS Number : 6357V
Smart Metering Systems PLC
04 December 2019
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to
the FCA in Microsoft Word format if possible)(i)
1a. Identity of the issuer or the underlying Smart Metering Systems Plc
issuer of existing shares to which voting
rights are attached(ii) :
--------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer (please mark with
an "X" if appropriate)
Non-UK issuer
----
2. Reason for the notification (please mark the appropriate box or boxes
with an "X")
An acquisition or disposal of voting rights X
----
An acquisition or disposal of financial instruments
----
An event changing the breakdown of voting rights
----
Other (please specify)(iii) :
----
3. Details of person subject to the notification obligation(iv)
Name SFM UK Management LLP
City and country of registered office London, United Kingdom
(if applicable)
4. Full name of shareholder(s) (if different from 3.)(v)
Name Bank of America Merrill Lynch
Citigroup
Credit Suisse
Goldman Sachs
JP Morgan
Morgan Stanley
--------------------------------------------
City and country of registered office London, United Kingdom
(if applicable)
--------------------------------------------
5. Date on which the threshold was crossed 2 December 2019
or reached(vi) :
--------------------------------------------
6. Date on which issuer notified (DD/MM/YYYY): 4 December 2019
--------------------------------------------
7. Total positions of person(s) subject to the notification obligation
% of voting % of voting rights Total of both Total number
rights attached through financial in % (8.A + of voting rights
to shares (total instruments 8.B) of issuer(vii)
of 8. A) (total of 8.B
1 + 8.B 2)
------------------ --------------------- -------------- --------------------
Resulting situation
on the date on
which threshold
was crossed or
reached 4.23% 0 4.23% 112,792,143
------------------ --------------------- -------------- --------------------
Position of previous
notification (if
applicable) 5.32% 0 5.32%
------------------ --------------------- -------------- --------------------
8. Notified details of the resulting situation on the date on which the
threshold was crossed or reached(viii)
A: Voting rights attached to shares
Class/type Number of voting rights(ix) % of voting rights
of
shares
ISIN code (if
possible)
Direct Indirect Direct Indirect
(Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive
2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
------------------------------
GB00B4X1RC86 0 4,775,959 0 4.23%
------------------------ ------------------------------ ------------------------- ---------------------
SUBTOTAL 8.
A 4,775,959 4.23%
-------------------------------------------------------- ------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
(DTR5.3.1.1 (a))
Type of Expiration Exercise/ Number of voting % of voting rights
financial date(x) Conversion Period(xi) rights that may be
instrument acquired if the instrument
is
exercised/converted.
----------- ----------------------------------- --------------------------------- ---------------------
SUBTOTAL 8. B 1
----------------------------------- --------------------------------- ---------------------
B 2: Financial Instruments with similar economic effect according to Art.
13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of Expiration Exercise/ Physical or Number of % of voting rights
financial date(x) Conversion cash voting rights
instrument Period (xi) settlement(xii)
---------------- ---------------------- ------------------------ --------------------
SUBTOTAL 8.B.2
----------------------------- ------------------------ --------------------
9. Information in relation to the person subject to the notification obligation
(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by
any natural person or legal entity and does not control any other undertaking(s)
holding directly or indirectly an interest in the (underlying) issuer(xiii)
Full chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held starting with the ultimate
controlling natural person or legal entity(xiv) (please add additional
rows as necessary)
Name(xv) % of voting rights % of voting rights Total of both if it
if it equals or through financial equals or is higher
is higher than instruments if it than the notifiable
the notifiable equals or is higher threshold
threshold than the notifiable
threshold
-------------------- ---------------------- -----------------------
Soros Fund Management
LLC 4.23% 4.23%
-------------------- ---------------------- -----------------------
SFM UK Holdings Limited 4.23% 4.23%
-------------------- ---------------------- -----------------------
SFM UK Management LLP 4.23% 4.23%
-------------------- ---------------------- -----------------------
10. In case of proxy voting, please identify:
Name of the proxy holder
-----------------------------------------------
The number and % of voting rights held
-----------------------------------------------
The date until which the voting rights
will be held
-----------------------------------------------
11. Additional information(xvi)
Place of completion London, United Kingdom
Date of completion 4 December 2019
-----------------------
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contact rns@lseg.com or visit www.rns.com.
END
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