Smiths Group PLC Holding(s) in Company (9777F)
February 26 2018 - 12:30PM
UK Regulatory
TIDMSMIN
RNS Number : 9777F
Smiths Group PLC
26 February 2018
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the
relevant issuer and to the FCA in Microsoft Word
format if possible)
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1a. Identity of the issuer SMITHS GROUP PLC
or the underlying issuer
of existing shares to which
voting rights are attached:
--------------------------------------------- ---------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
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2. Reason for the notification (please mark the
appropriate box or boxes with an "X")
--------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify):
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3. Details of person subject to the notification
obligation
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Name Harris Associates L.P.
--------------------------------------------- ---------------------------------------------
City and country of registered Wilmington, DE, USA
office (if applicable)
--------------------------------------------- ---------------------------------------------
4. Full name of shareholder(s) (if different from
3)
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Name
--------------------------------------------- ---------------------------------------------
City and country of registered
office (if applicable)
--------------------------------------------- ---------------------------------------------
5. Date on which the threshold 22/02/2018
was crossed or reached:
--------------------------------------------- ---------------------------------------------
6. Date on which issuer 23/02/2018
notified (DD/MM/YYYY):
--------------------------------------------- ---------------------------------------------
7. Total positions of person(s) subject to the
notification obligation:
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% of voting % of voting Total of Total number
rights rights through both in of voting
attached financial % rights of
to shares instruments issuer
(total (total of (8.A +
of 8.A) 8.B.1 + 8.B.2) 8.B)
--------------------------- ---------------- ----------------- ----------- -------------
Resulting
situation
on the date
on which
threshold
was crossed
or reached 5.01% 5.01% 395,749,271
--------------------------- ---------------- ----------------- ----------- -------------
Position
of previous
notification
(if applicable) 4.83% 4.83%
--------------------------- ---------------- ----------------- ----------- -------------
8. Notified details of the resulting situation
on the date on which the threshold was crossed
or reached:
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A: Voting rights attached to shares
--------------------------------------------------------------------------------------------------
Class/type Number of voting rights % of voting rights
of shares
ISIN code
(if possible)
----------------- --------------------------------------------- --------------------------------
Direct Indirect Direct Indirect
(Art 9 (Art 10 of Directive (Art (Art 10
of Directive 2004/109/EC) (DTR5.2.1) 9 of of Directive
2004/109/EC) Directive 2004/109/EC)
(DTR5.1) 2004/109/EC) (DTR5.2.1)
(DTR5.1)
----------------- --------------- ---------------------------- --------------- ---------------
GB00B1WY2338
Ordinary
Shares 19,816,317 5.01%
----------------- --------------- ---------------------------- --------------- ---------------
SUBTOTAL
8.A 19,816,317 5.01%
----------------- --------------------------------------------- --------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that may rights
instrument Period be acquired if
the instrument
is exercised/converted
----------------- --------------- ------------- ------------------------------ ---------------
SUBTOTAL
8.B.1
------------- ------------------------------ ---------------
B 2: Financial Instruments with similar economic
effect according to Art. 13(1)(b) of Directive
2004/109/EC (DTR5.3.1.1 (b))
--------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Physical Number % of voting
financial date Conversion or cash of voting rights
instrument Period settlement rights
----------------- --------------- ------------- ------------- --------------- ---------------
SUBTOTAL
8.B.2
------------- --------------- ---------------
9. Information in relation to the person subject
to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation
is not controlled by any natural person or legal
entity and does not control any other undertaking(s)
holding directly or indirectly an interest in
the (underlying) issuer.
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Full chain of controlled undertakings through X
which the voting rights and/or the financial
instruments are effectively held starting with
the ultimate controlling natural person or legal
entity (please add additional rows as necessary)
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Name % of voting % of voting Total of both
rights if rights through if it equals
it equals financial or is higher
or is higher instruments than the notifiable
than the notifiable if it equals threshold
threshold or is higher
than the notifiable
threshold
----------------------- ---------------------- ---------------------- ----------------------
Harris Associates
L.P. 5.01% 5.01%
----------------------- ---------------------- ---------------------- ----------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
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The number and % of voting
rights held
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The date until which the
voting rights will be held
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11. Additional information:
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Place of completion Chicago
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Date of completion 23/02/2018
---------------------- -----------------------------------------------------------------------
Annex: Notification of major holdings (to be filed
with the FCA only)
A: Identity of the person subject to the notification
obligation
---------------------------------------------------------------
Full name (including Harris Associates L.P.
legal form for legal
entities)
--------------------------------- ----------------------------
Contact address (registered 1209 N Orange St
office for legal entities) Wilmington, DE 19801
USA
--------------------------------- ----------------------------
E-Mail
--------------------------------- ----------------------------
Phone number / Fax number Phone:
Fax:
--------------------------------- ----------------------------
Other useful information
(at least legal representative
for legal persons)
--------------------------------- ----------------------------
B: Identity of the notifier, if applicable
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Full name Sarah Eng
--------------------------------- ----------------------------
Contact address 111 S. Wacker Drive, Suite
4600, Chicago, IL 60606
USA
--------------------------------- ----------------------------
E-Mail seng@harrisassoc.com
--------------------------------- ----------------------------
Phone number / Fax number Phone: 312-646-3320
Fax:
--------------------------------- ----------------------------
Other useful information Compliance Officer
(e.g. functional relationship
with the person or legal
entity subject to the
notification obligation)
--------------------------------- ----------------------------
C: Additional information
---------------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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