Rule 8.3 - Shaftesbury Plc
March 02 2023 - 6:57AM
UK Regulatory
TIDMSHB
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Investec Wealth & Investment
Limited
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(b) Owner or controller of interests
and short positions disclosed, if different N/A
from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s),
settlor and beneficiaries must be named.
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(c) Name of offeror/offeree in relation
to whose relevant securities this form Shaftesbury Plc
relates:
Use a separate form for each offeror/offeree
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(d) If an exempt fund manager connected N/A
with an offeror/offeree, state this
and specify identity of offeror/offeree:
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(e) Date position held/dealing undertaken: 1st March 2023
For an opening position disclosure,
state the latest practicable date prior
to the disclosure
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(f) In addition to the company in 1(c) Yes -- Capital & Counties
above, is the discloser making disclosures Properties Plc -- 2nd
in respect of any other party to the March 2023
offer?
If it is a cash offer or possible cash
offer, state "N/A"
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2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
------------------------------ -----------------------------------
Interests Short positions
------------------------------ ---------------- -----------------
Number % Number %
------------------------------ --------- ----- ------------ ---
(1) Relevant securities
owned and/or controlled: 6,264,367 1.63%
------------------------------ --------- ----- ------------ ---
(2) Cash-settled derivatives:
------------------------------ --------- ----- ------------ ---
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell:
------------------------------ --------- ----- ------------ ---
TOTAL: 6,264,367 1.63%
------------------------------ --------- ----- ------------ ---
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security
in relation to which subscription
right exists:
----------------------------------
Details, including nature of
the rights concerned and relevant
percentages:
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of securities Price per unit
security
----------------- ------------- -------------------- --------------
Ordinary Shares Sale 2,500 401.1612P
Ordinary Shares Sale 10,000 401.5P
Ordinary Shares Sale 500 402P
Ordinary Shares Sale 4,500 402.2P
Ordinary Shares Sale 5,218 402.851P
----------------- ------------- -------------------- --------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of Price per
security e.g. CFD e.g. opening/closing reference unit
a long/short position, securities
increasing/reducing
a long/short position
----------------- ------------------- ----------------------- ----------- ---------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. American, date money
security e.g. call selling, to which per unit European paid/
option varying etc. option etc. received
relates per unit
------------ ------------ ------------- -------------- --------- --------------- ------ ---------
(ii) Exercise
Class of relevant Product description Exercising/ Number of Exercise price
security e.g. call option exercised against securities per unit
----------------- ------------------- ------------------ ---------- --------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
----------------- ------------------- ------- ----------------
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant
securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure
and any party to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent should not
be included. If there are no such agreements, arrangements
or understandings, state "none"
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N/A
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding,
formal or informal, between the person making the disclosure
and any other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal
of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
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N/A
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
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Date of disclosure: 2nd March 2023
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Contact name: Phil Beardwell FCSI
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Telephone number: 020 7597 1356
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Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at
https://www.globenewswire.com/Tracker?data=Aq4zLVnO-ENCrMIvjsrIuw3m8tSlU7INoHnqY3GsQ3AjjEzW4dJepEaqzEEu42nJNo38372YwescDRmJ7P60dhFkeT3VbUwxV9SlixsPVAco0EqyuhjWndQwLHLz0OwSDCxemH9UGkx5euxvTDDK6Q==
monitoring@thetakeoverpanel.org.uk. The Panel's Market Surveillance
Unit is available for consultation in relation to the Code's
disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
https://www.globenewswire.com/Tracker?data=BF5j7WlsAqDZe5lWwSAlJ0f1G3oUbHkfMYU-k6QCJAUDXPy4yWLmrPlVdZIZzU1axMtMS1kWz9OgtiG5BDRXeSoPy-WsLIoCGWvFqbV0hFP9ckOj-2idNiGnnpg2F6F-
www.thetakeoverpanel.org.uk.
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