UBS AG (EPT) Form 8.5 (EPT/RI) - Shaftesbury Plc (8752Q)
February 23 2023 - 6:14AM
UK Regulatory
TIDMSHB
RNS Number : 8752Q
UBS AG (EPT)
23 February 2023
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this Shaftesbury Plc
form relates:
Use a separate form for each offeror/offeree
---------------------------------------
(c) Name of the party to the offer with which exempt principal trader is Shaftesbury Plc
connected:
---------------------------------------
(d) Date dealing undertaken: 22 February 2023
---------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
---------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Buy 1874 4.16000 GBP 4.12000 GBP
----------------- ------------------------ ----------------------- -----------------------
25p ordinary Sell 48248 4.18937 GBP 4.11969 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary CFD Long 3023 4.127587 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 107 4.142907 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 225 4.151585 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 489 4.139063 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1687 4.152875 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 906 4.11988962472406 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 221 4.14199095022624 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 295 4.148383 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 4130 4.138101 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1473 4.11988458927359 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1345 4.142 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 610 4.13884 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1998 4.140558 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 6935 4.11988464311464 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1286 4.14199844479005 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 20 4.149303 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 132 4.138072 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 108 4.11990740740741 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 43 4.14209302325581 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 385 4.148351 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 1914 4.11988505747126 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 615 4.12006504065041 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 385 4.11968831168831 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 459 4.1893715 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 6905 4.12 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 3521 4.164512 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 2587 4.153723 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 4634 4.14023 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 23 4.122 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 284 4.141761 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Long 188 4.13867 GBP
-------------------- ----------------------- ----------------------- ---------------------
25p ordinary CFD Short 74 4.12 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 23 February 2023
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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