Barclays PLC Form 8.5 (EPT/NON-RI)SHAFTESBURY PLC (4237Q)
February 20 2023 - 3:26AM
UK Regulatory
TIDMBARC TIDMSHB
RNS Number : 4237Q
Barclays PLC
20 February 2023
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES
LTD
(b) Name of offeror/offeree in relation SHAFTESBURY PLC
to whose
relevant securities this form relates:
---------------------------------------------------- ----------------------------------------------
(c) Name of the party to the offer with Capital & Counties Properties
which exempt plc
principal trader is connected
---------------------------------------------------- ----------------------------------------------
(d) Date position held/dealing undertaken: 17 Feb 2023
---------------------------------------------------- ----------------------------------------------
(e) In addition to the company in 1(b) YES:
above, is the exempt principal
CAPITAL & COUNTIES PROPERTIES
trader making disclosures in respect PLC
of any other party to the offer?
---------------------------------------------------- ----------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of
the offeror or offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
----------------------
Number (%) Number (%)
--------- ---------- ----------
(1) Relevant securities owned and/or controlled: 1,465,451 0.38% 791,988 0.21%
----------- --------- ---------- ----------
(2) Cash-settled derivatives: 574,528 0.15% 1,375,006 0.36%
----------- --------- ---------- ----------
(3) Stock-settled derivatives (including
options) and agreements to purchase/sell: 96,705 0.02% 0 0.00%
----------- --------- ---------- ----------
TOTAL: 2,136,684 0.55% 2,166,994 0.56%
----------- --------- ---------- ----------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
----------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class Purchase/sale Total number Highest Lowest price per unit
of relevant of price per
unit paid/received
security securities
paid/received
25p ordinary Purchase 112306 4.1900 GBP 4.1515 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary Sale 56219 4.1902 GBP 4.1476 GBP
--------------- ----------------- ---------------- ----------------------------------------------
(b) Cash-settled derivative transactions
Class Product Nature of Number of Price per
of description dealing
reference unit
relevant
securities
security
25p ordinary CFD Decreasing Long 1,036 4.1903 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Long 57,701 4.1520 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 1 4.1540 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 1 4.1560 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 2 4.1800 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 31 4.1639 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 154 4.1512 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 857 4.1500 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 1,000 4.1476 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 2,165 4.1499 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Decreasing Short 37,469 4.1900 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Long 69 4.1639 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary CFD Increasing Long 681 4.1825 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Long 855 4.1660 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary CFD Increasing Long 5,736 4.1597 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 628 4.1427 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 1,034 4.1702 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 1,072 4.1702 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 1,659 4.1588 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 7,120 4.1900 GBP
--------------- ----------------- ---------------- ----------------------------------------------
25p ordinary SWAP Increasing Short 36,327 4.1778 GBP
--------------- ----------------- ---------------- ----------------------------------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class Product Exercising/ Number of Exercise price per
of relevant description exercised
against securities unit
security
(d) Other dealings (including subscribing for new securities)
Class Nature Details Price per unit (if
of relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options
or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option;
or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) Yes
attached?
Date of disclosure: 20 Feb 2023
----------------------------------------------
Contact name: Large Holdings Regulatory
Operations
----------------------------------------------
Telephone number: 020 3134 7213
----------------------------------------------
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1 KEY INFORMATION
-------------------------------------------------------------------- ----------------------------------------------
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES
LTD
----------------------------------------------
are being disclosed:
-------------------------------------------------- ---------------- ----------- --------- ---------- ----------
Name of offeror/offeree in relation to whose SHAFTESBURY PLC
----------------------------------------------
relevant securities this from relates:
-------------------------------------------------------------------- ----------- --------- ---------- ----------
2 OPTIONS AND DERIVATIVES
-------------------------------------------------------------------- ----------------------------------------------
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per
unit
security varying to which
etc
option
relates
----------------------------------------------------------------- ----------- --------- ---------- ----------
25p ordinary Exchangeable Long 96,705 n/a n/a 30-Mar-26
Bond
------------------------------- ----------------- ---------------- ----------- --------- ---------- ----------
3 AGREEMENTS TO PURCHASE OR
SELL ETC.
-------------------------------------------------------------------- ----------------------------------------------
Full details should be given so that the nature of the interest or
position can be fully
understood:
------------------------------- ---------------------------------- ----------- --------- ---------- ----------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEOPPUAPPUPWURU
(END) Dow Jones Newswires
February 20, 2023 03:26 ET (08:26 GMT)
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Oct 2024 to Nov 2024
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Nov 2023 to Nov 2024
