Holding(s) in Company (2031Y)
February 27 2012 - 11:30AM
UK Regulatory
TIDMPHNX TIDMPHNW
RNS Number : 2031Y
Phoenix Group Holdings
27 February 2012
Financial Services Authority
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
----------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Phoenix Group Holdings
issuer
of existing shares to which voting rights
are
attached:
--------------------------------------------------- -----------------------------------
2. Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached.
------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------- -------
Other (please
specify):
-------------------- --------------------------------------------------------- -------
3. Full name of person(s) subject Nicolas Berggruen Charitable Trust
to the (formerly known as the Tarragona Trust)
notification obligation:
----------------------------------------- ---------------------------------------------
4. Full name of shareholder(s) (i) Euroclear Bank
(if different from 3.): (ii) Goldman Sachs Securities Nominees
Ltd (designated a/c ILSEG)
(iii) Pershing Nominees Ltd (designated
a/c PERNY)
----------------------------------------- ---------------------------------------------
23 February 2012
5. Date of the transaction and
date on
which the threshold is crossed
or
reached:
----------------------------------------- ---------------------------------------------
6. Date on which issuer notified: 24 February 2012
----------------------------------------- ---------------------------------------------
7. Threshold(s) that is/are crossed
or
reached: 5%
----------------------------------------- ---------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible
using
the ISIN
CODE
------------- ---------------------------------- -------------------------------------------------------------------
Number Number Number of voting % of voting rights
of of rights
Shares Voting
Rights
------------- ---------------- ---------------- --- ------------------------ -----------------------
Number Direct Indirect Direct Indirect
of shares
------------- --- ------- --- ------- ---------------- ------------ ---------- ---------- -----------
EUR0.0001
ISIN
KYG7091M1096 8,724,239 7,724,239 NIL 7,724,239 NIL 4.43%
------------- ---------------------------------- ---------------- ------------ ---------- ---------- -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Number of voting
Type of financial Expiration Exercise/ rights that may % of voting
instrument date Conversion Period be rights
acquired if the
instrument is
exercised/
converted.
--------------------------- ---------------- --------------------------- --------------------- -------------------
- - - - -
--------------------------- ---------------- --------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of financial Exercise Expiration Exercise/ Number of voting % of voting rights
instrument price date Conversion rights instrument
period refers to
------------------ ---------------- ---------------- ----------- ------------------------ -----------------------
- - - - - Nominal Delta
------------------ ---------------- ---------------- ----------- ------------------------ ---------- -----------
- -
------------- --- ------- --- ------- --- ----------- ----- ----- ---------- ---------- -----------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------- -------------------------------------------------
7,724,239 4.43%
------------------------------------------------------------------- -------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable:
--------------------------------------------------------------------------------------------
Please provide details of any controlled undertakens where the voting rights are held
Proxy Voting:
--------------------------------------------------------------------------------------------
10. Name of the proxy holder: N/A
----------------------------------------------------------- -------------------------------
11. Number of voting rights proxy holder will N/A
cease
to hold:
----------------------------------------------------------- -------------------------------
12. Date on which proxy holder will cease to N/A
hold
voting rights:
----------------------------------------------------------- -------------------------------
N/A
13. Additional information:
---------------------------------------------- --------------------------------------------
14. Contact name: Andrew Caunt,
Greenberg Traurig Maher LLP
---------------------------------------------- --------------------------------------------
15. Contact telephone number: (+ 44) 020 3349 8700
---------------------------------------------- --------------------------------------------
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
---------------------------------------------------------------------------------
Full name Nicolas Berggruen Charitable Trust
(including legal form of legal entities)
------------------------------------------ -------------------------------------
Contact address Greenberg Traurig Maher LLP
(registered office for legal entities) 200 Gray's Inn Road
London WC1X 8HF
------------------------------------------ -------------------------------------
Phone number & email 0203 349 8700 caunta@gtmlaw.com
------------------------------------------ -------------------------------------
Other useful information Greenberg Traurig Maher LLP
(at least legal representative for
legal persons)
------------------------------------------ -------------------------------------
B: Identity of the notifier, if applicable
---------------------------------------------------------------------------------
Full name Greenberg Traurig Maher LLP
------------------------------------------ -------------------------------------
Contact address 200 Gray's Inn Road, London WC1X 8HF
------------------------------------------ -------------------------------------
Phone number & email 0203 349 8700 caunta@gtmlaw.com
------------------------------------------ -------------------------------------
Other useful information Solicitors. Contact Andrew Caunt
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
------------------------------------------ -------------------------------------
C: Additional information
---------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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