Lombard Risk Management PLC Holding(s) in Company (4730D)
April 27 2017 - 2:02AM
UK Regulatory
TIDMLRM
RNS Number : 4730D
Lombard Risk Management PLC
27 April 2017
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------
1. Identity of the issuer or LOMBARD RISK MANAGEMENT
the underlying issuer plc
of existing shares to which
voting rights are
attached: (ii)
------------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
----------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
---------------------------------------------------------------- ----------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------------- ----------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------------- ----------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------------- ----------------------------
Other (please
specify):
--------------------------------------------------------- ----- ----------------------------
3. Full name of person(s) JOHN MICHAEL WISBEY
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ---------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ---------------------------------
5. Date of the transaction 19-26 April 2017
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ---------------------------------
6. Date on which issuer 26 April 2017
notified:
----------------------------------------------------------- ---------------------------------
7. Threshold(s) that is/are Below 18% (previously below
crossed or 21%)
reached: (vi, vii)
----------------------------------------------------------- ---------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------ ------------------------- -----------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
------------ ----------- ------------ ------------ ------------------------ -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------ ----------- ------------ ------------ ---------- ------------ -------- ---------
ORDINARY
SHARES 80,500,000 80,50,000 70,687,264 5,295,000 65,392,264 1.32% 16.32%
----------- ------------ ------------ ---------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
------------ ----------- -------------------------- ------------------------ -------------------
OPTIONS @ Sep-2019 Sep 2016-2019 5,500,000 N/A as
14p depends
on total
number
of other
options
in issue
------------ ----------- -------------------------- ------------------------ -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------ ----------- ------------ ------------ ------------------------ -------------------
Nominal Delta
------------ ----------- ------------ ------------ ------------------------ -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
--------------------------------------- -----------------------------------------------------------
70,687,264 not including options 17.65% Based on present
issued capital
--------------------------------------- -----------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Direct : Held in own name and in various nominees
Indirect : 36,011,000 held by Compliana Technologies
Ltd, 22,132,500 held by Advanced Technology Trust and
7,248,764 in SIPP
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------- --------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
------------------------------------------------------------- --------------------------------
13. Additional information: Notification based on total
number of voting rights figure
of 400,593,920 shares in
issue
------------------------------------------------------------- --------------------------------
14. Contact name: JOHN WISBEY
------------------------------------------------------------- --------------------------------
15. Contact telephone number: +44 7747 020949
------------------------------------------------------------- --------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLUNRWRBRASUAR
(END) Dow Jones Newswires
April 27, 2017 02:02 ET (06:02 GMT)
Lombard Risk Management (LSE:LRM)
Historical Stock Chart
From Dec 2024 to Jan 2025
Lombard Risk Management (LSE:LRM)
Historical Stock Chart
From Jan 2024 to Jan 2025
