Lombard Risk Management PLC Holding(s) in Company (9533D)
July 12 2016 - 6:56AM
UK Regulatory
TIDMLRM
RNS Number : 9533D
Lombard Risk Management PLC
12 July 2016
For filings with the FCA
include the annex
For filings with issuer exclude
the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
---------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or LOMBARD RISK MANAGEMENT
the underlying issuer plc
of existing shares to which
voting rights are
attached: (ii)
--------------------------------------------------------------- ----------------------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
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An acquisition or disposal of voting rights
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An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
-----------------------------------------------------------------------------------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
-----------------------------------------------------------------------------------------------------------
An event changing the breakdown of voting rights
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Other (please Cashbox placing done by Lombard Risk x
specify): to raise GBP8m of new money on a non
pre-emptive basis followed by investment
of GBP223k in 35:1 Open Offer and
reorganization of shareholding
--------------------------------------------------------- ------------------------------------------------
Voting rights came into Rathbones Discretion.
---------------------------------------------------------------------------------------------------------------
3. Full name of person(s) JOHN MICHAEL WISBEY
subject to the
notification obligation:
(iii)
----------------------------------------------------------- --------------------------------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- --------------------------------------------------
5. Date of the transaction
and date on 23 June 2016 - 8 July 2016
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- --------------------------------------------------
6. Date on which issuer
notified: 12 July 2016
----------------------------------------------------------- --------------------------------------------------
7. Threshold(s) that is/are
crossed or Below 23% (previously below
reached: (vi, vii) 30%)
----------------------------------------------------------- --------------------------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if
possible
using
the ISIN
CODE
----------- --------------------------------- ----------------------------------------------------------------------
Number Number Number Number of voting % of voting
of of of rights rights (x)
Shares Voting shares
Rights
----------- --------------- ---------------- -------------- --------------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
----------- ----------- ------------ -------------- ------------- ------------ ------------ -----------
ORDINARY
SHARES 89,188,858 89,188,858 91,737,111 18,216,711 73,520,400 4.55% 18.36%
--------------- ---------------- -------------- ------------- ------------ ------------ -----------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
--------------- ------------- -------------------------------- ----------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
------------- ------------- -------------- ---------------- ----------------------------- -----------------------
Nominal Delta
------------- ------------- -------------- ---------------- ----------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------ --------------------------------------------------------------------
91,737,111 22.912%
------------------------------------------------ --------------------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
-----------------------------------------------------------------------------------------------
Direct: Held in own name and in various nominees
Indirect: 45,000,000 held by Compliana Technologies
Ltd, 22,132,500 held by Advanced Technology Trust and
6,387,900 in SIPP
Proxy Voting:
-----------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------- --------------------------------
11. Number of voting rights proxy
holder will cease to hold:
------------------------------------------------------------- --------------------------------
12. Date on which proxy holder will
cease to hold voting rights:
------------------------------------------------------------- --------------------------------
Notification based on total
13. Additional information: number of voting rights figure
of 400,393,920 shares in
issue
------------------------------------------------------------- --------------------------------
14. Contact name: JOHN WISBEY
------------------------------------------------------------- --------------------------------
15. Contact telephone number: +44 7747 020949
------------------------------------------------------------- --------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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