Lombard Medical Technologies PLC Holding(s) in Company (9032A)
March 26 2013 - 8:32AM
UK Regulatory
TIDMLMT
RNS Number : 9032A
Lombard Medical Technologies PLC
26 March 2013
For filings with the FSA include the
annex
For filings with issuer exclude the
annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
----------------------------------------------------------------------------------------------------------------------------
1. Identity of the issuer or the underlying Lombard Medical Technologies PLC
issuer
of existing shares to which voting rights
are
attached: (ii)
------------------------------------------------------------------------ --------------------------------------------------
2 Reason for the notification (please tick the appropriate box or boxes):
----------------------------------------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
------------------------------------------------------------------------------------------------------------------- -------
An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
------------------------------------------------------------------------------------------------------------------- -------
An event changing the breakdown of voting rights
------------------------------------------------------------------------------------------------------------------- -------
Other (please
specify):
----------------------- ------------------------------------------------------------------------------------------ -------
3. Full name of person(s) subject Abingworth LLP
to the Abingworth Bioventures V Co-Invest
notification obligation: (iii) Growth Equity Fund LP ("AGE")
Abingworth Bioventures V LP ("ABV V")
--------------------------------------------------------------- -----------------------------------------------------------
4. Full name of shareholder(s) Bank of New York (Nominees) Limited
(if different from 3.):(iv) (as nominee for AGE and ABV V)
--------------------------------------------------------------- -----------------------------------------------------------
5. Date of the transaction and date 22 March 2013
on
which the threshold is crossed
or
reached: (v)
--------------------------------------------------------------- -----------------------------------------------------------
6. Date on which issuer notified: 26 March 2013
--------------------------------------------------------------- -----------------------------------------------------------
7. Threshold(s) that is/are crossed Above 11%--AGE
or Above 7%--ABV V
reached: (vi, vii) Above 18%--Abingworth LLP
--------------------------------------------------------------- -----------------------------------------------------------
8. Notified details: Abingworth LLP
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ------------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- ------------------ ----------------- ---------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ---- ------- ------ ----- ---------------- -------- ------------- ----------- ------------
Lombard
Medical
Technologies
PLC
ISIN
(GB00B0Q5QP56)
20p Ords 5,714,285 18.92%
------------------ ----------------- ---------------- -------- ------------- ----------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------------- --------------- --------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
----------------- ---------------- ------------- -------------------- --------------------------- ---------------------
Nominal Delta
----------------- ---------------- ------------- -------------------- --------------------------- ------------ -------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ --------------------------------------------------------
5,714,285 18.92%
------------------------------------------------------------------ --------------------------------------------------------
8. Notified details: Abingworth Bioventures V Co-Invest Growth Equity
Fund LP
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ------------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- ------------------ ----------------- ---------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ---- ------- ------ ----- ---------------- ------------ --------- ----------- ------------
Lombard
Medical
Technologies
PLC
ISIN
(GB00B0Q5QP56)
20 p Ords 3,428,571 3,428,571 11.35%
------------------ ----------------- ---------------- ------------ --------- ----------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------------- --------------- --------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
----------------- ---------------- ------------- -------------------- --------------------------- ---------------------
Nominal Delta
----------------- ---------------- ------------- -------------------- --------------------------- ------------ -------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ --------------------------------------------------------
3,428,571 11.35%
------------------------------------------------------------------ --------------------------------------------------------
8. Notified details: Abingworth Bioventures V LP
----------------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
----------------------------------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the triggering
of to the triggering transaction
shares transaction
if possible
using
the ISIN CODE
--------------- ------------------------------------- --------------------------------------------------------------------
Number Number Number Number of voting % of voting rights
of of of shares rights (x)
Shares Voting
Rights
--------------- ------------------ ----------------- ---------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
--------------- ---- ------- ------ ----- ---------------- ------------ --------- ----------- ------------
Lombard
Medical
Technologies
PLC
ISIN
(GB00B0Q5QP56)
20p Ords 2,285,714 7.57%
------------------ ----------------- ---------------- ------------ --------- ----------- ------------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date (xiii) Conversion Period rights that may rights
(xiv) be
acquired if the
instrument is
exercised/ converted.
-------------------------- --------------- --------------------------- --------------------------- ---------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting rights
financial price date (xvii) Conversion rights instrument (xix, xx)
instrument period refers to
(xviii)
----------------- ---------------- ------------- -------------------- --------------------------- ---------------------
Nominal Delta
----------------- ---------------- ------------- -------------------- --------------------------- ------------ -------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------------------------------ --------------------------------------------------------
2,285,714 7.57%
------------------------------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
----------------------------------------------------------------------------------------------------------------------------
Abingworth Bioventures V Co-Invest Growth Equity Fund LP (which holds
3,428,571 shares in the company (11.35%)) and Abingworth Bioventures
V LP (which holds 2,285,714 shares in the company (7.57%)) are both managed
by Abingworth LLP.
Proxy Voting:
----------------------------------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
---------------------------------------------------------------------------------- ----------------------------------------
11. Number of voting rights proxy holder will
cease
to hold:
---------------------------------------------------------------------------------- ----------------------------------------
12. Date on which proxy holder will cease to
hold
voting rights:
---------------------------------------------------------------------------------- ----------------------------------------
13. Additional information:
------------------------------------------------------------------ --------------------------------------------------------
14. Contact name: John Heard
------------------------------------------------------------------ --------------------------------------------------------
15. Contact telephone number: 0207 534 1500
------------------------------------------------------------------ --------------------------------------------------------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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