Holding(s) in Company
July 20 2007 - 8:36AM
UK Regulatory
RNS Number:5995A
Lombard Medical Technologies PLC
20 July 2007
TR-1: NOTIFICATION OF MAJOR INTERESTS IN SHARES
(1). Identity of the issuer or the underlying issuer of existing shares to which
voting rights are attached:
LOMBARD MEDICAL TECHNOLOGIES PLC
2. Reason for the notification (please state Yes/No): ( )
An acquisition or disposal of voting rights: (YES)
An acquisition or disposal of financial instruments which may result
in the acquisition of shares already issued to which voting rights are
attached: (NO)
An event changing the breakdown of voting rights: (NO)
Other (please specify) : (NO)
change in issued capital
3. Full name of person(s) subject to the notification obligation:
JENNISON HEALTH SCIENCES FUND, A SERIES OF THE JENNISON SECTOR FUNDS, INC.
(DIRECT OWNER); JENNISON ASSOCIATES LLC (INVESTMENT MANAGER WITH VOTING
CONTROL); OTHER PERSONS NAMED IN ITEM 9 (CHAIN OF CONTROLLING UNDERTAKINGS);
PRUDENTIAL FINANCIAL, INC. (ULTIMATE PARENT);
4. Full name of shareholder(s) (if different from 3.):
5. Date of the transaction and date on which the threshold is crossed or reached
if different):
JULY 10, 2007
6. Date on which issuer notified:
JULY 19, 2007
7. Threshold(s) that is/are crossed or reached:
5%
8. Notified details:
A: Voting rights attached to shares
Class/type of shares Situation previous to
if possible using the the Triggering
ISIN CODE transaction
Number of shares Number of voting Rights
ORDINARY SHARES 0 0
Resulting situation after the triggering transaction
Class/type of shares Number of shares Number of voting rights % of voting rights
if possible using
the ISIN CODE
ORDINARY SHARES 4,000,000 Direct Indirect Direct Indirect
4,000,000* 0 8% 0%
*JENNISON HEALTH SCIENCES FUND HAS DIRECT OWNERSHIP OF THESE VOTING RIGHTS.
JENNISON ASSOCIATES LLC AS INVESTMENT MANAGER OF THE FUND HAS INDIRECT
OWNERSHIP OF THESE VOTING RIGHTS UNDER DTR 5.2.1(e) AND (h). THE OTHER
PERSONS MAKING NOTIFICATION, WHICH ARE CONTROLLING UNDERTAKINGS OF
JENNISON ASSOCIATES LLC, HAVE INDIRECT OWNERSHIP UNDER DTR 5.2.1(e)
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Date Exercise/Conversion Number of voting % of voting
financial Period/ Date rights that may be rights
instrument acquired if the
instrument is
exercised/
converted.
Total (A+B)
Number of voting rights % of voting rights
4,000,000 8%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
PRUDENTIAL FINANCIAL, INC. OWNS 100% OF PRUDENTIAL ASSET MANAGEMENT
HOLDING COMPANY LLC, WHICH OWNS 100% OF PRUDENTIAL INVESTMENT MANAGEMENT, INC.,
WHICH OWNS 100% OF THE EQUITY INTERESTS IN JENNISON ASSOCIATES LLC.
JENNISON ASSOCIATES LLC IS THE INVESTMENT MANAGER OF JENNISON HEALTH
SCIENCES FUND AND HAS INDIRECT VOTING POWER OVER SHARES OWNED BY THE FUND.
THIS NOTIFICATION BY A PARENT UNDERTAKING IS INTENDED TO COVER THE
NOTIFICATION OBLIGATIONS OF THE CONTROLLED UNDERTAKINGS.
Proxy Voting:
10. Name of the proxy holder: NOT APPLICABLE
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:
MIRRY HWANG, CHIEF LEGAL OFFICER
15. Contact telephone number:
+1 (212) 833-0589
This information is provided by RNS
The company news service from the London Stock Exchange
END
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