JPMorgan Japan Smaller Co Tst PLC Holding(s) in Company (4115O)
May 27 2015 - 10:56AM
UK Regulatory
TIDMJPS TIDMJPSS
RNS Number : 4115O
JPMorgan Japan Smaller Co Tst PLC
27 May 2015
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES
-----------------------------------------------
1. Identity of the issuer or JPMorgan Japan Smaller
the underlying issuer Companies Trust plc
of existing shares to which
voting rights are
attached:
--------------------------------------------------------- -------------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
------------------------------------------------------------------------------------------
An acquisition or disposal of voting rights yes
---------------------------------------------------------- ------------------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
---------------------------------------------------------- ------------------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
---------------------------------------------------------- ------------------------------
An event changing the breakdown of voting rights
---------------------------------------------------------- ------------------------------
Other (please
specify):
-------------------------------------------------------- ------------------------------
3. Full name of person(s) 1607 Capital Partners, LLC
subject to the
notification obligation:
--------------------------------------------------------- -------------------------------
4. Full name of shareholder(s) Northern Trust 2,459,816
(if different from 3.): Bny Mellon 1,744,524
State Street 702,290
--------------------------------------------------------- -------------------------------
5. Date of the transaction May 22, 2015
and date on
which the threshold is
crossed or
reached:
--------------------------------------------------------- -------------------------------
6. Date on which issuer May 26, 2015
notified:
--------------------------------------------------------- -------------------------------
7. Threshold(s) that is/are
crossed or
reached: 11%
--------------------------------------------------------- -------------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------
A: Voting rights attached to shares
----------------------------------------------------------------------------------------------------
Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
-------------- -------------------------- --------------------------------------------------------
Number Number Number Number of voting % of voting
of of of shares rights rights (x)
Shares Voting
Rights
-------------- ------------ ------------ ------------ --------------------- -------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
GB0003165817 5,144,006 5,144,006 4,906,630 10.51%
-------------- ------------ ------------ ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument Period may be
acquired if
the
instrument
is
exercised/
converted.
-------------- ------------ -------------------------- --------------------- -------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights
instrument period refers to
-------------- ------------ ------------ ------------ --------------------- -------------------
Nominal Delta
-------------- ------------ ------------ ------------ --------------------- -------- ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
------------------------------------------ --------------------------------------------------------
Same as A
------------------------------------------ --------------------------------------------------------
9. Chain of controlled undertakings through which the
voting rights and/or the
financial instruments are effectively held, if applicable:
------------------------------------------------------------------
Proxy Voting:
------------------------------------------------------------------
10. Name of the proxy holder:
--------------------------------------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
--------------------------------------------------------------
12. Date on which proxy holder will
cease to hold
voting rights:
--------------------------------------------------------------
13. Additional information:
------------------------------------------------------------ ----
14. Contact name:
------------------------------------------------------------ ----
15. Contact telephone number:
------------------------------------------------------------ ----
Note: Annex should only be submitted to the FSA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to
the notification obligation
-----------------------------------------------------------------
Full name 1607 Capital Partners, LLC
(including legal form of
legal entities)
------------------------------------ ---------------------------
Contact address 4991 Lake Brook Dr., Suite
(registered office for legal 125
entities) Glen Allen, VA, USA 23060
------------------------------------ ---------------------------
Phone number & email 804-525-1741
bhuntley@1607capital.com
------------------------------------ ---------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------ ---------------------------
B: Identity of the notifier, if applicable
-----------------------------------------------------------------
Full name Bryan Huntley
------------------------------------ ---------------------------
Contact address Same as above
------------------------------------ ---------------------------
Phone number & email Same as above
------------------------------------ ---------------------------
Other useful information Chief Compliance Officer
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------ ---------------------------
C: Additional information
-----------------------------------------------------------------
For notes on how to complete form TR-1 please see the
FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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