Form 8.5 (EPT/RI) - Glantus Holdings Plc
August 01 2023 - 3:42AM
UK Regulatory
TIDMGLAN
Ap34
FORM 38.5(a) (EPT/RI)
IRISH TAKEOVER PANEL
DEALING DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH
TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2022
BY A CONNECTED EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS AND DEALING IN
A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
(a) Name of exempt principal trader: Shore Capital
Stockbrokers
Limited
--------------------------------------------------------------- -------------
(b) Name of offeror/offeree in relation to whose relevant Glantus
securities this form relates: Holdings Plc
Use a separate form for each offeror/offeree
--------------------------------------------------------------- -------------
(c) Name of the party to the offer with which exempt Glantus
principal trader is connected: (Note 1) Holdings Plc
--------------------------------------------------------------- -------------
(d) Date dealing undertaken: 31 July 2023
--------------------------------------------------------------- -------------
(e) In addition to the company in 1(b) above, is the
exempt principal trader also making disclosures in No
respect of any other party to the offer?
If it is a cash offer or possible cash offer, state
"N/A"
--------------------------------------------------------------- -------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER (Note 2)
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
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(a) Purchases and sales
Class of Purchases/ Total Highest Lowest
relevant sales number price per price per
security of unit paid/ unit paid/
(Note 3) securities received received
--------- ---------- ----------- ----------- -----------
Equities Purchases 50,000 19.1p 19.1p
--------- ---------- ----------- ----------- -----------
Equities Sales 11,759 21.875p 19.6875p
--------- ---------- ----------- ----------- -----------
(b) Cash-settled derivative transactions
Class Product Nature of Number Price
of description dealing of per
relevant e.g. CFD e.g. opening/closing reference unit (Note
security a long/short securities 5)
position, (Note
increasing/reducing 4)
a
long/short
position
--------- ------------ --------------------- ----------- -----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry Option
relevant description purchasing, of price per e.g. date money
security e.g. call option selling, securities unit American, paid/
varying etc. to which European received
option etc. per unit
relates
(Note 4)
--------- ----------------- ------------- ----------- ---------- ---------- ------ ---------
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against (Note 5)
--------- ----------------- ----------- ----------- --------------
(d) Other dealings (including transactions in respect of new securities)
Class of relevant security Nature of Details Price per unit
dealing (if applicable)
e.g. subscription, (Note 5)
conversion,
exercise
-------------------------- ------------------- ------- ----------------
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or
any agreement or understanding, formal or informal,
relating to relevant securities which may be an inducement
to deal or refrain from dealing entered into by the
exempt principal trader making the disclosure and
any party to the offer or any person acting in concert
with a party to the offer:
Irrevocable commitments and letters of intent should
not be included. If there are no such agreements,
arrangements or understandings, state "none"
-----------------------------------------------------------
None
-----------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person
relating to the voting rights of any relevant securities
under any option referred to on this form or relating
to the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
referred to on this form is referenced. If none, this
should be stated.
-----------------------------------------------------------
Date of disclosure: 01/08/2023
-------------------- -----------------
Contact name: Clare Gamble-Dale
-------------------- -----------------
Telephone number: 02076016132
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Public disclosures under Rule 38 of the Rules must be made to a
Regulatory Information Service.
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NOTES ON FORM 38.5(a)
1. See the definition of "connected principal trader" in Rule 2.2 of Part A of the Rules.
2. See the definition of "dealing" in Rule 2.1 of Part A of the Rules.
3. See the definition of "relevant securities" in Rule 2.1 of Part A of the Rules.
4. See Rule 2.5(d) of Part A of the Rules.
5. If the economic exposure to changes in the price of securities is limited, for example, by virtue of a stop loss arrangement relating to a spread bet, full details must be given.
6. If details included in a disclosure under Rule 38 are incorrect, they should be corrected as soon as practicable in a subsequent disclosure. Such disclosure should state clearly that it corrects details disclosed previously, identify the disclosure or disclosures being corrected, and provide sufficient detail for the reader to understand the nature of the corrections. In the case of any doubt, the Panel should be consulted.
For full details of disclosure requirements, see Rules 8 and 38
of the Rules. If in doubt, consult the Panel.
References in these notes to "the Rules" are to the Irish
Takeover Panel Act, 1997, Takeover Rules, 2022.
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