Holding(s) in Company
January 13 2009 - 8:11AM
UK Regulatory
Form TR-1 with annex. FSA Version 2.1 updated April 2007
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying Central China Goldfields plc
issuer of existing shares to which voting
rights are attached:
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result no
in the acquisition of shares already issued to which voting rights
are attached
An event changing the breakdown of voting rights no
Other (please specify):______________ no
3. Full name of person(s) subject to City Equities Limited
notification obligation:
4. Full name of shareholder(s) (if
different from 3):
5. Date of transaction (and date on 12 January 2009
which the threshold is crossed or
reached if different):
6. Date on which issuer notified: 12 January 2009
7. Threshold(s) that is/are crossed or 6%
reached:
8: Notified Details
A: Voting rights attached to shares
Class/type Situation Resulting situation after the triggering
of shares previous to the transaction
triggering
If possible transaction
use ISIN
code
Number of Number of Number of Number of voting Percentage of
shares voting shares rights voting rights
rights
Direct Indirect Direct Indirect
GB00B06JK880 nil nil 11,000,000 11,000,000 6.95%
B: Financial Instruments
Resulting situation after the triggering transaction
Type of Expiration Exercise/ No. of voting Percentage of
financial date conversion rights that may voting rights
instrument period/date be acquired (if
the instrument
exercised/
converted)
Total (A+B)
Number of voting rights Percentage of voting rights
11,000,000 6.95%
9. Chain of controlled undertakings through which the voting rights and /or the
financial instruments are effectively held, if applicable:
Proxy Voting:
10. Name of proxy holder:
11. Number of voting rights proxy
holder will cease to hold:
12. Date on which proxy holder will
cease to hold voting rights:
13. Additional information: Placing participation of 11m shares
(fundraising announced on 18 December
2008). These shares were subsequently
sold to certain clients, with City
Equities Limited acting as Principal.
The shares were admitted on 12 January
2009.
14 Contact name: Chris Richards
15. Contact telephone name: 020 7489 5555
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares
A: Identity of the persons or legal entity subject to the notification
obligation
Full name
(including legal form of legal
entities)
Contact address
(registered office for legal entities)
Phone number & email
Other useful information
(at least legal representative for
legal persons)
B: Identity of the notifier, if applicable
Full name
Contact address
Phone number & email
Other useful information
(e.g. functional relationship with the
person or legal entity subject to the
notification obligation)
C: Additional information
END
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