General Electric Company Director/PDMR Shareholding (9184V)
July 26 2018 - 9:41AM
UK Regulatory
TIDMGEC
RNS Number : 9184V
General Electric Company
26 July 2018
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 ----------------------------------
OMB Number: 3235-0287
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Estimated average burden
hours per response: 0.5
Filed pursuant to Section 16(a) of the Securities Exchange ----------------------------------
Act of 1934
or Section 30(h) of the Investment Company Act of 1940
Check this
box if no
longer subject
to Section
16. Form
4 or Form
5 obligations
may continue.
See Instruction
1(b).
1. Name and Address of Reporting 2. Issuer Name and Ticker or Trading 5. Relationship of Reporting
Person(*) CULP H LAWRENCE JR Symbol Person(s) to Issuer
GENERAL ELECTRIC CO [ GE ] (Check all applicable) X Director 10% Owner
(Last) (First) (Middle) Officer Other (specify
GENERAL ELECTRIC COMPANY (give title below)
41 FARNSWORTH STREET below)
(Street) BOSTON MA 02210
(City) (State) (Zip)
-------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------
3. Date of Earliest Transaction
(Month/Day/Year)
07/24/2018
---------------------------------------------------------------------------------------------------------------------------------------------------------------------- ---------- ------------ --------------- ---------- ----------------------------------
4. If Amendment, Date of Original 6. Individual or Joint/Group
Filed (Month/Day/Year) Filing (Check Applicable Line) X Form filed by One Reporting
Person
Form filed by More than
One Reporting Person
------------ ------------ ------------------ ------------------ --------- -------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security (Instr. 3) 2. Transaction 2A. 3. Transaction 4. Securities Acquired 5. Amount 6. 7. Nature
Date Deemed Code (A) or Disposed of Securities Ownership of Indirect
(Month/Day/Year) Execution (Instr. Of (D) (Instr. 3, Beneficially Form: Beneficial
Date, 8) 4 and 5) Owned Following Direct Ownership
if any Reported (D) or (Instr.
(Month/Day/Year) Transaction(s) Indirect 4)
(Instr. 3 (I)
and 4) (Instr.
4)
--------------------------------------------------------------------------------------- ------------------ ------------------ ----------------------------- -------------------------- ----------------------------- ---------- ----------------------------------
Code V Amount (A) Price
or
(D)
------------ ------------ ------------------ ------------------ --------- ----- ------------------ ------------------ -------------- ------------- -------- ---- ---------- ------------ --------------- ---------- ----------------------------------
By holding
Common Stock 07/24/2018 P 191,000 A $13.04(1) 360,800 I company
--------------------------------------------------------------------------------------- -------------------------------------- -------------- ------------- -------- ---- ---------- ----------------------------- ---------- ----------------------------------
Common Stock 12,592 I By family
trusts
--------------------------------------------------------------------------------------- -------------- ------------- -------- ---- ---------- ----------------------------- ---------- ----------------------------------
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
1. Title of 2. 3. Transaction 3A. 4. Transaction 5. Number 6. Date 7. Title and Amount 8. Price 9. Number 10. 11. Nature
Derivative Conversion Date Deemed Code (Instr. of Derivative Exercisable of Securities of of derivative Ownership of Indirect
Security or (Month/Day/Year) Execution 8) Securities and Expiration Underlying Derivative Derivative Securities Form: Beneficial
(Instr. Exercise Date, Acquired Date (Month/Day/Year) Security (Instr. Security Beneficially Direct Ownership
3) Price if any (A) or Disposed 3 and 4) (Instr. Owned (D) (Instr.
of (Month/Day/Year) of (D) (Instr. 5) Following or 4)
Derivative 3, 4 and Reported Indirect
Security 5) Transaction(s) (I)
(Instr. (Instr.
4) 4)
------------- ------------ ------------------- ------------------ ----------------- --------------------------------------- ---------------------------- -------------------------- ------------ --------------- ---------- ----------------------------------
Amount
Date Expiration or Number
Code V (A) (D) Exercisable Date Title of Shares
--------- ------ ------------------ ------------------- -------------- ---------------------------------------------------------------------------- -------------- ---------- ------------ --------------- ---------- ----------------------------------
Explanation of Responses:
1. The price reported is a weighted average price. These shares were purchased in multiple
transactions ranging from $12.92 to $13.12, inclusive. The Reporting Person undertakes to
provide to the Company, any security holder of the Company or the staff of the Securities
and Exchange Commission, upon request, full information regarding the number of shares purchased
at each separate price within the range.
Remarks:
Brian Sandstrom 07/25/2018
on
behalf of H.
Lawrence
Culp, Jr.
** Signature of Date
Reporting
Person
Reminder: Report on a separate line for each class of securities beneficially owned directly
or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required
to respond unless the form displays a currently valid OMB Number.
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END
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