DW CATALYST FUND LIMITED - Holding(s) in Company
August 17 2016 - 11:52AM
PR Newswire (US)
For
filings with the FCA include the annex |
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For
filings with issuer exclude the annex |
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TR-1:
NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1.
Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii |
DW Catalyst Fund Limited |
2
Reason for the notification (please tick the appropriate box or
boxes): |
An
acquisition or disposal of voting rights |
X |
An
acquisition or disposal of qualifying financial instruments which
may result in the acquisition of shares already issued to which
voting rights are attached |
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An
acquisition or disposal of instruments with similar economic effect
to qualifying financial instruments |
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An event
changing the breakdown of voting rights |
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Other (please
specify): |
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3. Full
name of person(s) subject to the
notification obligation: iii |
City Financial Investment Company Limited, acting as
Investment Manager of City Financial Multi Asset Diversified Fund,
City Financial Multi Asset Growth Fund, City Financial Multi Asset
Balanced Fund and City Financial Wealth Fund |
4. Full
name of shareholder(s)
(if different from 3.):iv |
BNY Mellon Trust and Depositary as Trustee to City
Financial Multi Asset Diversified Fund, City Financial Multi Asset
Growth Fund, City Financial Multi Asset Balanced Fund and NorTrust
Nominees Ltd. acting as Trustee to City Financial Wealth Fund. |
5. Date
of the transaction and date on
which the threshold is crossed or
reached: v |
17 August 2016 |
6. Date
on which issuer notified: |
17 August 2016 |
7.
Threshold(s) that is/are crossed or
reached: vi, vii |
13% |
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8.
Notified details: |
A:
Voting rights attached to shares viii, ix |
Class/type of
shares
if possible using
the ISIN CODE |
Situation previous
to the triggering
transaction |
Resulting situation after the triggering transaction |
Number
of
Shares |
Number
of
Voting
Rights |
Number
of shares |
Number
of voting
rights |
%
of voting rights x |
Direct |
Direct
xi |
Indirect xii |
Direct |
Indirect |
GG00B4XV9331 |
1,150,446 |
1,150,446 |
1,116,446 |
1,116,446 |
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12.66% |
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B:
Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted. |
% of voting
rights |
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C:
Financial Instruments with similar economic effect to Qualifying
Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial
instrument |
Exercise
price |
Expiration date
xvii |
Exercise/
Conversion period xviii |
Number
of voting rights instrument refers to |
% of
voting rights xix, xx |
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Nominal |
Delta |
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Total
(A+B+C) |
Number
of voting rights |
Percentage of voting rights |
1,116,446 |
12.66% |
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9.
Chain of controlled undertakings through which the voting rights
and/or the
financial instruments are effectively held, if applicable:
xxi |
N/A |
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Proxy
Voting: |
10.
Name of the proxy holder: |
N/A |
11.
Number of voting rights proxy holder will cease
to hold: |
N/A |
12.
Date on which proxy holder will cease to hold
voting rights: |
N/A |
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13. Additional information: |
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14. Contact
name: |
Chris Sturdee |
15. Contact
telephone number: |
0207 451 9600 |
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