For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are Crystal Amber Fund Limited
attached:ii
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result
in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to
qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify): ):
3. Full name of person(s) subject to the Aviva plc & its subsidiaries
notification obligation:iii
Registered Holder:
BNY (Nominees) Limited 33,000*
BNY Norwich Union Nominees Limited 650,000*
Chase GA Group Nominees Limited 4,810,777*
4. Full name of shareholder(s)
(if different from 3.):iv
Vidacos Nominees Limited 27,000*
* denotes direct interest
Chase Nominees Limited 30,000
5. Date of the transaction and date on
which the threshold is crossed or 25 October 2013
reached: v
6. Date on which issuer notified: 28 October 2013
4% to 7% Change at Direct Interest Level
7. Threshold(s) that is/are crossed or and <5% to >5% Change at Combined Interest
reached: vi, vii Level
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type Situation previous Resulting situation after the triggering transaction
of to the triggering
shares transaction
if possible Number Number Number Number of voting % of voting rights x
using of of of shares rights
the ISIN Shares Voting
CODE Rights
Direct Direct xi Indirect xii Direct Indirect
Ordinary
Shares
3,050,777 3,050,777 5,550,777 5,520,777 30,000 7.15% 0.04%
GG00B1Z2SL48
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial Expiration Exercise/ Number of voting % of voting
instrument date xiii Conversion Period xiv rights that may be rights
acquired if the
instrument is
exercised/ converted.
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments xv, xvi
Resulting situation after the triggering transaction
Type of Exercise Expiration Exercise/ Number of voting rights % of voting
financial price date xvii Conversion instrument refers to rights xix, xx
instrument period xviii
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
5,550,777 7.19%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
The voting rights are managed and controlled by Aviva Investors Global Services
Limited, with the following chain of controlled undertakings:-
Aviva Investors Global Services Limited:
Aviva plc (Parent Company)
Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc)
Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group
Holdings Limited)
Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva
Investors Holdings Limited)
Proxy Voting:
10. Name of the proxy holder: See Section 4
11. Number of voting rights proxy holder will cease
to hold:
12. Date on which proxy holder will cease to hold
voting rights:
13. Additional information: Figures are based total number of voting rights of
77,170,153, as per the Company's Transactions in Shares
announcement of 25 October 2013.
14. Contact name: Neil Whittaker, Aviva Plc
15. Contact telephone number: 01603 684420