Carillion PLC Holding(s) in Company (3502U)
April 06 2016 - 4:35AM
UK Regulatory
TIDMCLLN
RNS Number : 3502U
Carillion PLC
06 April 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
--------------------------------------------------
1. Identity of the issuer or Carillion plc
the underlying issuer
of existing shares to which
voting rights are
attached: (ii)
----------------------------------------------------------- ------------------------
2 Reason for the notification (please tick the appropriate
box or boxes):
-------------------------------------------------------------------------------------
An acquisition or disposal of voting rights X
------------------------------------------------------------ -----------------------
An acquisition or disposal of qualifying financial
instruments which may result in the acquisition
of shares already issued to which voting rights
are attached
------------------------------------------------------------ -----------------------
An acquisition or disposal of instruments with
similar economic effect to qualifying financial
instruments
------------------------------------------------------------ -----------------------
An event changing the breakdown of voting rights
------------------------------------------------------------ -----------------------
Other (please
specify):
---------------------------------------------------------- -----------------------
3. Full name of person(s) Brewin Dolphin Limited
subject to the
notification obligation:
(iii)
----------------------------------------------------------- ------------------------
4. Full name of shareholder(s)
(if different from 3.):(iv)
----------------------------------------------------------- ------------------------
5. Date of the transaction 04 April 2016
and date on
which the threshold is
crossed or
reached: (v)
----------------------------------------------------------- ------------------------
6. Date on which issuer 06 April 2016
notified:
----------------------------------------------------------- ------------------------
7. Threshold(s) that is/are
crossed or
reached: (vi, vii) 5%
----------------------------------------------------------- ------------------------
8. Notified details:
----------------------------------------------------------------------------------------------------------------------
A: Voting rights attached to shares (viii, ix)
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Class/type Situation previous Resulting situation after the
of to the triggering triggering transaction
shares transaction
if possible
using
the ISIN
CODE
------------- ----------------------------------- ------------------------------------------------------------------
Number Number Number Number of % of voting
of of of shares voting rights (x)
Shares Voting rights
Rights
------------- ---------------- ----------------- -------------- ----------------------- -------------------------
Direct Direct Indirect Direct Indirect
(xi) (xii)
------------- ------------ ------------- -------------- --------- ------------ ------------ -----------
ORD GBP0.50 21,495,554 21,495,554 N/A N/A 21,527,231 N/A 5.0034%
---------------- ----------------- -------------- --------- ------------ ------------ -----------
GB0007365546
------------- ------------ ------------- ------------ ------- ------------ -------- ---------
B: Qualifying Financial Instruments
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Expiration Exercise/ Number of voting % of voting
financial date Conversion rights that rights
instrument (xiii) Period (xiv) may be
acquired if
the
instrument
is
exercised/
converted.
----------------- -------------- --------------------------------- ------------------------- ---------------------
C: Financial Instruments with similar economic effect
to Qualifying Financial Instruments (xv, xvi)
----------------------------------------------------------------------------------------------------------------------
Resulting situation after the triggering transaction
----------------------------------------------------------------------------------------------------------------------
Type of Exercise Expiration Exercise/ Number of voting % of voting
financial price date Conversion rights instrument rights (xix,
instrument (xvii) period refers to xx)
(xviii)
--------------- -------------- --------------- ---------------- ------------------------- -----------------------
Nominal Delta
--------------- -------------- --------------- ---------------- ------------------------- ------------ ---------
Total (A+B+C)
----------------------------------------------------------------------------------------------------------------------
Number of voting rights Percentage of voting rights
---------------------------------------------------- ----------------------------------------------------------------
21,527,231 5.0034%
---------------------------------------------------- ----------------------------------------------------------------
9. Chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held, if applicable:
(xxi)
----------------------------------------------------------------------------------------------------
Indirect - Brewin Nominees (Channel
Islands) Limited - 532,940 0.1239 %
Indirect - Brewin Nominees Limited
- Individual Designations 115,575 0.0269 %
Indirect - Brewin Nominees Limited
A/c NOM 8,898,935 2.0683 %
Indirect - Brewin Nominees Limited
A/c ISA 4,738,934 1.1014 %
Indirect - Brewin Nominees Limited
A/c GROSS 3,079,256 0.7157 %
Indirect - Brewin Nominees Limited
A/c CHARITY 4,153,028 0.9652 %
Indirect - Brewin Nominees Limited
A/c OFFBOND 8,563 0.0020 %
GRAND TOTAL 21,527,231 5.0034 %
Proxy Voting:
----------------------------------------------------------------------------------------------------
10. Name of the proxy holder:
------------------------------------------------------------------ --------------------------------
11. Number of voting rights proxy
holder will cease
to hold:
------------------------------------------------------------------ --------------------------------
12. Date on which proxy holder
will cease to hold
voting rights:
------------------------------------------------------------------ --------------------------------
13. Additional information: Figures based on shares
in issue of 430,254,629
The indirect voting rights
under (9) relate to shares
held in client portfolios,
managed by those firms,
under discretionary investment
management agreements.
------------------------------------------------------------------ --------------------------------
14. Contact name: Graham Brabbs
------------------------------------------------------------------ --------------------------------
15. Contact telephone number: 0191 230 7190
(MORE TO FOLLOW) Dow Jones Newswires
April 06, 2016 04:35 ET (08:35 GMT)
------------------------------------------------------------------ --------------------------------
Note: Annex should only be submitted to the FCA not
the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject
to the notification obligation
----------------------------------------------------------------------------------------------------
Full name Brewin Dolphin Limited
(including legal form of
legal entities)
------------------------------------------------------------------ --------------------------------
Contact address Time Central, Gallowgate,
(registered office for legal Newcastle-upon-Tyne,
entities) NE1 4SR
------------------------------------------------------------------ --------------------------------
Phone number & email 0191 230 7190
Graham.Brabbs@brewin.co.uk
------------------------------------------------------------------ --------------------------------
Other useful information
(at least legal representative
for legal persons)
------------------------------------------------------------------ --------------------------------
B: Identity of the notifier, if applicable
----------------------------------------------------------------------------------------------------
Full name
------------------------------------------------------------------ --------------------------------
Contact address
------------------------------------------------------------------ --------------------------------
Phone number & email
------------------------------------------------------------------ --------------------------------
Other useful information
(e.g. functional relationship
with the person or legal
entity subject to the notification
obligation)
------------------------------------------------------------------ --------------------------------
C: Additional information
----------------------------------------------------------------------------------------------------
For notes on how to complete form TR-1 please see
the FCA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLLIFVTSFIRIIR
(END) Dow Jones Newswires
April 06, 2016 04:35 ET (08:35 GMT)
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