Morgan Stanley Securities Limited Form 8.5 (EPT/RI) - Carillion Plc (7281P)
August 21 2014 - 6:32AM
UK Regulatory
TIDMCLLN
RNS Number : 7281P
Morgan Stanley Securities Limited
21 August 2014
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Securities Limited
---------------------------------------------------------------------------------- ----------------------------------
(b) Name of offeror/offeree in relation to whose relevant securities this form CARILLION PLC
relates:
Use a separate form for each offeror/offeree
---------------------------------------------------------------------------------- ----------------------------------
(c) Name of the party to the offer with which exempt principal trader is CARILLION PLC
connected:
---------------------------------------------------------------------------------- ----------------------------------
(d) Date dealing undertaken: 20 AUGUST 2014
---------------------------------------------------------------------------------- ----------------------------------
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code Yes
in respect
of any other party to this offer?
---------------------------------------------------------------------------------- ----------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of Purchases/sales Total number Highest Lowest price
relevant of securities price per per unit
security unit paid/received paid/received
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY PURCHASES 764,133 3.3380 GBP 3.2580 GBP
------------- ---------------- --------------- -------------------- ---------------
50P ORDINARY SALES 655,069 3.3995 GBP 3.2570 GBP
------------- ---------------- --------------- -------------------- ---------------
(b) Derivatives transactions (other than options)
Class of Product Nature of Number of Price
relevant description dealing reference per unit
security e.g. CFD e.g. opening/closing securities
a long/short
position, increasing/reducing
a long/short
position
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,331 3.2580
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,328 3.2600
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 435 3.2610
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 731 3.2620
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,288 3.2630
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 824 3.2640
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 438 3.2650
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 436 3.2660
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 11 3.2663
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 54 3.2663
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 623 3.2663
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 593 3.2670
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 884 3.2680
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 448 3.2710
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 417 3.2730
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 441 3.2750
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 425 3.2770
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,910 3.2830
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 2,253 3.2834
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 172,325 3.2854
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 29 3.2869
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 3,000 3.2895
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 25,625 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 1,115 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 867 3.3130
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD LONG 50,000 3.3995
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 395 3.2672
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 247 3.2673
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 46 3.2673
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 117 3.2713
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 325 3.2778
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 10 3.2780
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 100 3.2790
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 309 3.2798
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 34,383 3.2805
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 2,673 3.2805
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 37,086 3.2807
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 867 3.2826
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 2,204 3.2843
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 79 3.2850
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 1,028 3.2885
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 162,629 3.2889
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 56 3.2894
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 4,354 3.2913
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 36,749 3.2913
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 263 3.2925
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 28,791 3.2949
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 3,390 3.2949
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 1,589 3.2966
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 117 3.2967
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 347 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 3,000 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 862 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 180 3.3000
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 30 3.3040
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 417 3.3290
GBP
------------- ------------- ------------------------------- ------------ ----------
50P ORDINARY CFD SHORT 9,316 3.2850
GBP
------------- ------------- ------------------------------- ------------ ----------
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of relevant description purchasing, of securities price e.g. date money
security e.g. selling, to which per unit American, paid/
call varying option European received
option etc. relates etc. per unit
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- ------------- --------------- ---------- ----------- ------- ----------
(ii) Exercising
Class of relevant Product description Number of Exercise price
security e.g. call option securities per unit
------------------ -------------------- ------------ ---------------
N/A N/A N/A N/A
------------------ -------------------- ------------ ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Details Price per
security dealing e.g. unit (if applicable)
subscription,
conversion
------------------ --------------- -------- ----------------------
N/A N/A N/A N/A
------------------ --------------- -------- ----------------------
The currency of all prices and other monetary amounts should be
stated.
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state "none"
----------------------------------------------------------------------------------------------
None
----------------------------------------------------------------------------------------------
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
-----------------------------------------------------------------------------------------------
None
-----------------------------------------------------------------------------------------------
Date of disclosure: 21 AUGUST 2014
--------------------- --------------------
Contact name: Darren Wickert
--------------------- --------------------
Telephone number: +44 (0)20 7425 6578
--------------------- --------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market
Surveillance Unit is available for consultation in relation to the
Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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