EPT Disclosure - Kraft Foods Inc
February 02 2010 - 6:57AM
UK Regulatory
TIDM41PZ TIDMCBRY
RNS Number : 5359G
Deutsche Bank AG
02 February 2010
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
+------------------------------+----------------------------------------------+
| Name of exempt principal | Deutsche Bank Securities Inc |
| trader | |
+------------------------------+----------------------------------------------+
| Company dealt in | Kraft Foods Inc |
+------------------------------+----------------------------------------------+
| Class of relevant security | US500575N1046 |
| to which the dealings being | |
| disclosed relate (Note 1) | |
+------------------------------+----------------------------------------------+
| Date of dealing | 01/02/2010 |
+------------------------------+----------------------------------------------+
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
+------------------------------+------------------------------------------+-----------------------+
| | Long | Short |
| | | |
+------------------------------+------------------------------------------+-----------------------+
| | Number | Number |
| | (%) | (%) |
+------------------------------+------------------------------------------+-----------------------+
| (1) Relevant securities | 775,991 0.05 | -1,466,317 |
| | | -0.10 |
+------------------------------+------------------------------------------+-----------------------+
| (2) Derivatives (other than | | |
| options) | | |
| | | |
+------------------------------+------------------------------------------+-----------------------+
| (3) Options and agreements | | -1,611,800 |
| to purchase/sell | | -0.11 |
| | | |
+------------------------------+------------------------------------------+-----------------------+
| Total | 775,991 0.05 | -3,078,117 |
| | | -0.21 |
+------------------------------+------------------------------------------+-----------------------+
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 2)
+------------------------------+----------------------+-----------------------+
| Class of relevant security: | Long | Short |
| | | |
+------------------------------+----------------------+-----------------------+
| | Number | Number |
| | (%) | (%) |
+------------------------------+----------------------+-----------------------+
| (1) Relevant securities | | |
| | | |
+------------------------------+----------------------+-----------------------+
| (2) Derivatives (other than | | |
| options) | | |
| | | |
+------------------------------+----------------------+-----------------------+
| (3) Options and agreements | | |
| to purchase/sell | | |
| | | |
+------------------------------+----------------------+-----------------------+
| Total | | |
| | | |
+------------------------------+----------------------+-----------------------+
(c) Rights to subscribe (Note 2)
+------------------------------+----------------------------------------------+
| Class of relevant security: | Details |
| | |
+------------------------------+----------------------------------------------+
| | |
+------------------------------+----------------------------------------------+
3. DEALINGS (Note 3)
(a) Purchases and sales
+---------------+---------------------------------------+----------------------+
| Purchase/sale | Number of securities | Price per unit (Note |
| | | 4) USD |
+---------------+---------------------------------------+----------------------+
| Purchase | 22,817 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 12,200 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 8,300 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 1,700 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 408 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 400 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 400 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 91 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 76 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 52 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 50 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 38 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 10 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 8 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Purchase | 83 | 27.86 |
+---------------+---------------------------------------+----------------------+
| Purchase | 100 | 27.85 |
+---------------+---------------------------------------+----------------------+
| Purchase | 100 | 27.77 |
+---------------+---------------------------------------+----------------------+
| Purchase | 100 | 27.76 |
+---------------+---------------------------------------+----------------------+
| Purchase | 100 | 27.68 |
+---------------+---------------------------------------+----------------------+
| Purchase | 100 | 27.66 |
+---------------+---------------------------------------+----------------------+
| Purchase | 27 | 27.65 |
+---------------+---------------------------------------+----------------------+
| Purchase | 47,160 | |
| TOTAL | | |
+---------------+---------------------------------------+----------------------+
| Sale | 22,817 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Sale | 408 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Sale | 52 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Sale | 50 | 28.06 |
+---------------+---------------------------------------+----------------------+
| Sale TOTAL | 23,327 | |
+---------------+---------------------------------------+----------------------+
(b) Derivatives transactions (other than options)
+--------------+----------------+-----------------------+---------------------+
| Product | Long/short | Number of securities | Price per unit |
| name, | (Note 5) | (Note 6) | (Note 4) |
| e.g. CFD | | | |
+--------------+----------------+-----------------------+---------------------+
| | | | |
| | | | |
+--------------+----------------+-----------------------+---------------------+
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
+-------------+-------------+-------------+----------+-----------+--------+---------------+
| Product | Writing, | Number of | Exercise | Type, | Expiry | Option |
| name, | selling, | securities | price | e.g. | | money |
| e.g. call | purchasing, | to which | | American, | date | paid/received |
| option | varying | the option | | European | | per unit |
| | etc. | relates | | etc. | | (Note 4) |
| | | (Note 6) | | | | |
+-------------+-------------+-------------+----------+-----------+--------+---------------+
(ii) Exercising
+-------------------------+------------------------+--------------------------+
| Product name, e.g. call | Number of securities | Exercise price per unit |
| option | | (Note 4) |
| | | |
+-------------------------+------------------------+--------------------------+
| | | |
| | | |
+-------------------------+------------------------+--------------------------+
(d) Other dealings (including new securities) (Note 3)
+-------------------------+------------------------+--------------------------+
| Nature of transaction | Details | Price per unit (if |
| (Note 7) | | applicable) (Note 4) |
| | | |
+-------------------------+------------------------+--------------------------+
| | | |
| | | |
+-------------------------+------------------------+--------------------------+
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
+------------------------------------------------------------------------------+
| Full details of any agreement, arrangement or understanding between the |
| person disclosing and any other person relating to the voting rights of any |
| relevant securities under any option referred to on this form or relating to |
| the voting rights or future acquisition or disposal of any relevant |
| securities to which any derivative referred to on this form is referenced. |
| If none, this should be stated. |
+------------------------------------------------------------------------------+
| |
| |
| |
+------------------------------------------------------------------------------+
Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO
+--------------------------------------------+---------------------------------+
| Date of disclosure | 02/02/2010 |
+--------------------------------------------+---------------------------------+
| Contact name | Elaine Jeffrey |
+--------------------------------------------+---------------------------------+
| Telephone number | 020 7545 7804 |
+--------------------------------------------+---------------------------------+
| Name of offeree/offeror with which | Kraft Foods Inc |
| connected | |
+--------------------------------------------+---------------------------------+
| Nature of connection (Note 9) | Connected Advisor to Kraft |
| | Foods Inc |
+--------------------------------------------+---------------------------------+
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
+-------------+-----------+--------------+----------+-----------+---------------+
| Product | Written | Number of | Exercise | Type, | Expiry date |
| name, | or | securities | price | e.g. | |
| e.g. call | purchased | to which the | (Note 2) | American, | |
| option | | option or | | European | |
| | | derivative | | etc. | |
| | | relates | | | |
+-------------+-----------+--------------+----------+-----------+---------------+
|Call Option |Purchased | 40,000 | 23 USD | American | 19 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option |Purchased | 60,000 | 24 USD | American | 19 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option |Purchased | 150,000 | 20 USD | American | 21 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option |Purchased | 75,000 | 25 USD | American | 21 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option |Purchased | 100,000 | 25 USD | American | 21 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 64,900 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,300 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,500 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 5,800 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 68,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 76,800 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 3,600 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 10,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 8,500 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,100 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,200 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 400 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 2,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 100 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 21,800 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 100 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,500 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 15,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 400 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,500 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 15,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 15,000 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
| Put Option | Sold | 1,500 | 29 USD | American | 10 Mar 10 |
+-------------+-----------+--------------+----------+-----------+---------------+
|Call Option | Sold | 80,000 | 25 USD | American | 28 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
|Call Option | Sold | 41,000 | 25 USD | American | 28 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
|Call Option | Sold | 41,000 | 25 USD | American | 28 Jan 11 |
+-------------+-----------+--------------+----------+-----------+---------------+
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
This information is provided by RNS
The company news service from the London Stock Exchange
END
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