EPT Disclosure Cadbury plc
January 27 2010 - 8:42AM
UK Regulatory
TIDMBARC TIDMCBRY
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Cadbury plc
Class of relevant security 10p Ordinary
to which the dealings being
disclosed relate (Note 1)
Date of dealing 26 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 0 0.00% 37,067 0.00%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 68,500 0.00% 103,400 0.01%
to purchase/sell
Total 68,500 0.00% 140,467 0.01%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number Number
(%) (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Sale 100 53.29
Sale 300 53.29333333
Sale 600 53.37723333
Sale 200 53.265
Sale 3,446 53.22213871
Sale 500 53.07
Sale 7,855 53.28482877
Sale 2,600 53.25961538
Sale 2,484 53.23116747
Sale 25,000 53.3218
Sale 1,800 53.29555556
Sale 1,000 53.325
Sale 200 53.29
Sale 100 53.14
Sale 500 53.31602
Sale 7,432 53.31133881
Sale 1,200 53.35
Sale 200 53.23
Sale 100 53.29
Sale 5,236 53.14563407
Sale 5,127 53.23034433
Sale 400 53.07
Sale 1,800 53.06
Sale 6,500 53.18969231
Sale 6,395 53.15875684
Sale 2,942 53.23251869
Sale 1,500 53.005333
Sale 13,276 53.0298373
Sale 88,526 53.00405757
Sale 25,900 53.04741313
Sale 2,400 53.0654
Purchase 23,445 53.27878539
Purchase 817 53.0694
Purchase 55 53.14
Purchase 712 53.33578652
Purchase 2,398 53.32791493
Purchase 1,000 53.322
Purchase 19,190 53.32015633
Purchase 3,000 53.305
Purchase 100 53.45
Purchase 1,700 53.32588235
Purchase 400 53.2225
Purchase 200 53.45
Purchase 100 53.45
Purchase 23,164 53.18344394
Purchase 5,236 53.14563407
Purchase 13,276 53.029837
Purchase 2,400 53.06541667
Purchase 25,900 53.047413
Purchase 1,500 53.00533333
Purchase 88,526 53.004058
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying the option European per unit
etc. relates etc. (Note 4)
(Note 6)
Put Option Selling 1,000 45 American 20/02/2010 0.1
Call Option Selling 300 50 American 19/06/2010 3.3
Put Option Purchasing 100 50 American 20/02/2010 0.3
Put Option Purchasing 900 50 American 20/02/2010 0.3
Put Option Purchasing 700 55 American 20/02/2010 1.9
Call Option Purchasing 5,000 55 American 19/06/2010 0.45
Call Option Purchasing 100 55 American 18/09/2010 0.65
Call Option Purchasing 800 55 American 20/02/2010 0.1
Call Option Purchasing 700 50 American 20/02/2010 3.1
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 27 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, e.g. Expiry date
name, or securities price American,
e.g. call purchased to which (Note 2) European
option the option (USD) etc.
or
derivative
relates
Put Option Sold 300 50 American 20/03/2010
Put Option Sold 12,700 60 American 20/03/2010
Put Option Sold 18,600 55 American 20/03/2010
Put Option Sold 3,600 45 American 18/09/2010
Put Option Sold 11,200 50 American 20/02/2010
Put Option Sold 6,900 45 American 19/06/2010
Put Option Sold 5,100 45 American 20/02/2010
Put Option Sold 22,000 45 American 20/03/2010
Put Option Sold 2,500 60 American 20/02/2010
Call Option Sold 1,400 60 American 20/03/2010
Call Option Sold 500 50 American 19/06/2010
Call Option Sold 18,600 50 American 20/03/2010
Put Option Purchased 7,200 50 American 19/06/2010
Put Option Purchased 1,900 55 American 18/09/2010
Put Option Purchased 2,100 50 American 18/09/2010
Put Option Purchased 900 55 American 20/02/2010
Call Option Purchased 1,000 60 American 19/06/2010
Call Option Purchased 4,800 55 American 18/09/2010
Call Option Purchased 100 45 American 20/03/2010
Call Option Purchased 4,300 55 American 19/06/2010
Call Option Purchased 5,700 55 American 20/02/2010
Call Option Purchased 12,900 50 American 20/02/2010
Call Option Purchased 27,600 55 American 20/03/2010
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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