TR-1 Notification of Major Interest Shares (6104L)
August 02 2011 - 11:50AM
UK Regulatory
TIDMBSRT
RNS Number : 6104L
Baker Steel Resources Trust Ltd
02 August 2011
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
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1. Identity of the issuer or the
underlying issuer of existing shares to BAKER STEEL RESOURCES TRUST
which voting rights are attached: (ii) (ISIN GG00B6686L20)
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2 Reason for the notification (please tick the appropriate box or boxes):
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An acquisition or disposal of voting rights X
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An acquisition or disposal of qualifying financial instruments
which may result in the acquisition of shares already issued to
which voting rights are attached
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An acquisition or disposal of instruments with similar economic
effect to qualifying financial instruments
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An event changing the breakdown of voting rights
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Other (please
specify):
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BAKER STEEL CAPITAL MANAGERS LLP
3. Full name of person(s) subject (DISCRETIONARY CLIENTS OF AND
to the ASSOCIATED OR CONNECTED/RELATED
notification obligation: (iii) PARTIES)
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Genus Dynamic Gold Fund
CF Ruffer Baker Steel
Gold Fund
Baker Steel Gold Fund
Genus Natural Resources
Master Fund
Baker Steel Capital
Managers LLP
4. Full name of shareholder(s) Baker Steel Capital
(if different from 3.):(iv) Managers (Cayman) Ltd
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5. Date of the transaction and date
on
which the threshold is crossed or
reached: (v) 28(th) July 2011
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6. Date on which issuer notified: 29(th) July 2011
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7. Threshold(s) that is/are crossed
or
reached: (vi, vii) 21%
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8. Notified details:
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A: Voting rights attached to shares (viii, ix)
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Class/type
of shares if
possible Situation previous
using the to the triggering Resulting situation after the triggering
ISIN CODE transaction transaction
------------- ----------------------------------- ----------------------------------------------------------------------
Number
Number of
of Voting Number Number of voting % of voting rights
Shares Rights of shares rights (x)
------------- --------------- ------------------ ------------- ------------------------ -----------------------------
Direct Indirect
Direct (xi) (xii) Direct Indirect
------------- ---- ------- ------ ----- --- ------------- ------------- --------- ------------- --------------
GG00B6686L20 13,888,694 13,888,694 13,388,694 12,809,378 579,316 19.40% 0.88%
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B: Qualifying Financial Instruments
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Resulting situation after the triggering transaction
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Number of voting
rights that may
be
Exercise/ acquired if the
Type of financial Expiration Conversion Period instrument is % of voting
instrument date (xiii) (xiv) exercised/ converted. rights
--------------------- --------------- ------------------------------- --------------------------- --------------------
N/A
--------------------- --------------- ------------------------------- --------------------------- --------------------
C: Financial Instruments with similar economic effect to Qualifying Financial
Instruments (xv, xvi)
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Resulting situation after the triggering transaction
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Exercise/
Type of Conversion Number of voting
financial Exercise Expiration period rights instrument % of voting rights
instrument price date (xvii) (xviii) refers to (xix, xx)
--------------- ------------- ------------- ------------------ ---------------------------- -------------------------
N/A Nominal Delta
--------------- ------------- ------------- ------------------ ---------------------------- ------------ -----------
Total (A+B+C)
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Number of voting rights Percentage of voting rights
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13,388,694 20.28%
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9. Chain of controlled undertakings through which the voting rights and/or
the
financial instruments are effectively held, if applicable: (xxi)
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will
cease
to hold:
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12. Date on which proxy holder will cease to
hold
voting rights:
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13. Additional information: BAKER STEEL CAPITAL MANAGERS LLP
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14. Contact name: ANEIL BHATT
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15. Contact telephone number: 020 7389 8239
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Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in share
A: Identity of the persons or legal entity subject to the notification
obligation
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Full name (including legal form of BAKER STEEL CAPITAL MANAGERS LLP
legal entities)
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Contact address (registered office 3(rd) FLOOR, 86 JERMYN STREET, LONDON
for legal entities) SW1Y 6JD
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Phone number & email 020 7389 0009 /
confirmations@bakersteelcap.com
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Other useful information PRIYA MUKHERJEE - COO
(at least legal representative for
legal persons)
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B: Identity of the notifier, if applicable
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Full name AS ABOVE
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Contact address
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Phone number & email
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Other useful information
(e.g. functional relationship with
the person or legal entity subject
to the notification obligation)
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C: Additional information
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The disposal of shares was by CF Ruffer Baker Steel Gold Fund
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For notes on how to complete form TR-1 please see the FSA website.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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