Holding(s) in Company
December 03 2010 - 11:25AM
UK Regulatory
TIDMBSRT
RNS Number : 3767X
Baker Steel Resources Trust Ltd
03 December 2010
+----------------+--------------------+--+----+----------------------------+--------+
| | |
+----------------------------------------+------------------------------------------+
| | |
+----------------------------------------+------------------------------------------+
| TR-1 NOTIFICATION OF MAJOR INTEREST IN SHARESi |
+-----------------------------------------------------------------------------------+
| |
+-----------------------------------------------------------------------------------+
| | |
+---------------------------------------------+-------------------------------------+
| 1. Identity of the issuer or the underlying | BAKER STEEL RESOURCES TRUST |
| issuer | (ISIN GG00B6686L20) |
| of existing shares to which voting rights | |
| are | |
| attached: ii | |
+---------------------------------------------+-------------------------------------+
| 2 Reason for the notification (please tick the appropriate box or boxes): |
+-----------------------------------------------------------------------------------+
| An acquisition or disposal of voting rights | X |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of qualifying financial instruments which may | |
| result in the acquisition of shares already issued to which voting | |
| rights are attached | |
+--------------------------------------------------------------------------+--------+
| An acquisition or disposal of instruments with similar economic effect | |
| to qualifying financial instruments | |
+--------------------------------------------------------------------------+--------+
| An event changing the breakdown of voting rights | |
+--------------------------------------------------------------------------+--------+
| Other (please | | |
| specify): | | |
+----------------+---------------------------------------------------------+--------+
| 3. Full name of person(s) subject | BAKER STEEL CAPITAL MANAGERS LLP |
| to the | (DISCRETIONARY CLIENTS OF AND ASSOCIATED OR |
| notification obligation: iii | CONNECTED/RELATED PARTIES) |
| | |
+-------------------------------------+---------------------------------------------+
| 4. Full name of shareholder(s) | Genus Dynamic Gold |
| (if different from 3.):iv | Fund |
| | CF Ruffer Baker |
| | Steel Gold Fund |
| | Baker Steel Gold |
| | Fund |
| | Genus Natural |
| | Resources Master |
| | Fund |
| | Baker Steel Capital |
| | Managers LLP |
| | |
| | Baker Steel Capital |
| | Managers (Cayman) |
| | Ltd |
| | |
+-------------------------------------+---------------------------------------------+
| 5. Date of the transaction and date | 30th November 2010 |
| on | |
| which the threshold is crossed or | |
| reached: v | |
+-------------------------------------+---------------------------------------------+
| 6. Date on which issuer notified: | 1st December 2010 |
+-------------------------------------+---------------------------------------------+
| 7. Threshold(s) that is/are crossed | 22% |
| or | |
| reached: vi, vii | |
+-------------------------------------+---------------------------------------------+
| | | | | | |
+----------------+--------------------+--+----+----------------------------+--------+
+--------------+-----------------+----+------+------------+----+--+----------------------+-+-------+----+----------+-------+---------------------+----+--+------------+
| 8. Notified details: |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| A: Voting rights attached to shares viii, ix |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Class/type | Situation previous | Resulting situation after the triggering transaction |
| of | to the triggering | |
| shares | transaction | |
| if possible | | |
| using | | |
| the ISIN | | |
| CODE | | |
+ +--------------------------------------------------+---------------------------------------------------------------------------------------------------+
| | Number | Number | Number | Number | % of voting rights x |
| | of | of | of | of | |
| | Shares | Voting | shares | voting | |
| | | Rights | | rights | |
+ + + +------------------------+-----------------------+--------------------------------------------------+
| | | | Direct | Direct xi | Indirect | Direct | Indirect |
| | | | | | xii | | |
+--------------+-----------------------------+--------------------+------------------------+------------+----------+----------------------------------+---------------+
| GG00B6686L20 | 15,484,500 | 15,484,500 | 14,138,986 | 13,559,670 | 579,316 | 20.53% | 0.88% |
+--------------+ + + + + + + +
| | | | | | | | |
+--------------+-----------------------------+--------------------+------------------------+------------+----------+----------------------------------+---------------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| B: Qualifying Financial Instruments |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Expiration | Exercise/ | Number of voting | % of voting |
| instrument | date xiii | Conversion Period | rights that may be | rights |
| | | xiv | acquired if the | |
| | | | instrument is | |
| | | | exercised/ | |
| | | | converted. | |
+-------------------------------------+-------------------+----------------------------------------+---------------------------------------------+--------------------+
| N/A | | | | |
+-------------------------------------+-------------------+----------------------------------------+---------------------------------------------+--------------------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Resulting situation after the triggering transaction |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Type of financial | Exercise | Expiration | Exercise/ | Number of voting | % of voting rights |
| instrument | price | date xvii | Conversion | rights instrument | xix, xx |
| | | | period | refers to | |
| | | | xviii | | |
+--------------------------------+-----------+-----------------+---------------------------+-------------------------------+------------------------------------------+
| N/A | | | | | Nominal | Delta |
| | | | | | | |
+ + + + + +-----------------------------+------------+
| | | | | | | |
+--------------------------------+-----------+-----------------+---------------------------+-------------------------------+-----------------------------+------------+
| |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Total (A+B+C) |
+---------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Number of voting rights | Percentage of voting rights |
+----------------------------------------------------------------------------------------+----------------------------------------------------------------------------+
| 14,138,986 | 21.41% |
+----------------------------------------------------------------------------------------+----------------------------------------------------------------------------+
| | | | | | | | | | | | | | | | | |
+--------------+-----------------+----+------+------------+----+--+----------------------+-+-------+----+----------+-------+---------------------+----+--+------------+
+--------------------------------------+-----------+------------------------------+
| 9. Chain of controlled undertakings through which the voting rights and/or the |
| financial instruments are effectively held, if applicable: xxi |
+---------------------------------------------------------------------------------+
| |
+---------------------------------------------------------------------------------+
| |
+---------------------------------------------------------------------------------+
| Proxy Voting: |
+---------------------------------------------------------------------------------+
| 10. Name of the proxy holder: | |
+--------------------------------------------------+------------------------------+
| 11. Number of voting rights proxy holder will | |
| cease | |
| to hold: | |
+--------------------------------------------------+------------------------------+
| 12. Date on which proxy holder will cease to | |
| hold | |
| voting rights: | |
+--------------------------------------------------+------------------------------+
| |
+---------------------------------------------------------------------------------+
| 13. Additional information: | BAKER STEEL CAPITAL MANAGERS LLP |
+--------------------------------------+------------------------------------------+
| 14. Contact name: | ANEIL BHATT |
+--------------------------------------+------------------------------------------+
| 15. Contact telephone number: | 020 7389 8239 |
+--------------------------------------+------------------------------------------+
| | | |
+--------------------------------------+-----------+------------------------------+
+-------------------------------------+--------------------------------------+
| Note: Annex should only be submitted to the FSA not the issuer |
+----------------------------------------------------------------------------+
| Annex: Notification of major interests in sharesxxii |
+----------------------------------------------------------------------------+
| |
+----------------------------------------------------------------------------+
| A: Identity of the persons or legal entity subject to the notification |
| obligation |
+----------------------------------------------------------------------------+
| Full name | BAKER STEEL CAPITAL MANAGERS LLP |
| (including legal form of legal | |
| entities) | |
| | |
+-------------------------------------+--------------------------------------+
| Contact address | 3rd FLOOR, 86 JERMYN STREET, LONDON |
| (registered office for legal | SW1Y 6JD |
| entities) | |
| | |
+-------------------------------------+--------------------------------------+
| Phone number & email | 020 7389 0009 / |
| | confirmations@bakersteelcap.com |
| | |
+-------------------------------------+--------------------------------------+
| Other useful information | PRIYA MUKHERJEE - COO |
| (at least legal representative for | |
| legal persons) | |
| | |
+-------------------------------------+--------------------------------------+
| | |
+-------------------------------------+--------------------------------------+
| B: Identity of the notifier, if applicable |
+----------------------------------------------------------------------------+
| Full name | AS ABOVE |
| | |
+-------------------------------------+--------------------------------------+
| Contact address | |
| | |
+-------------------------------------+--------------------------------------+
| Phone number & email | |
| | |
+-------------------------------------+--------------------------------------+
| Other useful information | |
| (e.g. functional relationship with | |
| the person or legal entity subject | |
| to the notification obligation) | |
+-------------------------------------+--------------------------------------+
| |
+----------------------------------------------------------------------------+
| C: Additional information |
+----------------------------------------------------------------------------+
| The disposal of shares was by Genus Dynamic Gold Fund |
+----------------------------------------------------------------------------+
| For notes on how to complete form TR-1 please see the FSA website. |
+-------------------------------------+--------------------------------------+
This information is provided by RNS
The company news service from the London Stock Exchange
END
HOLTJBFTMBTMBBM
Baker Steel Resources (LSE:BSRT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Baker Steel Resources (LSE:BSRT)
Historical Stock Chart
From Jul 2023 to Jul 2024
