Advanced Oncotherapy PLC Holding(s) in Company (7558D)
June 23 2023 - 6:05AM
UK Regulatory
TIDMAVO
RNS Number : 7558D
Advanced Oncotherapy PLC
23 June 2023
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BD6SX109
Issuer Name
ADVANCED ONCOTHERAPY PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
3. Details of person subject to the notification obligation
Name
ODEY ASSET MANAGEMENT LLP
City of registered office (if applicable)
London
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
22-Jun-2023
6. Date on which Issuer notified
23-Jun-2023
7. Total positions of person(s) subject to the notification
obligation
% of voting rights % of voting rights Total of both in % Total number of
attached to shares through financial (8.A + 8.B) voting rights held
(total of 8.A) instruments (total in issuer
of 8.B 1 + 8.B 2)
Resulting situation
on the date on
which threshold
was crossed or
reached 9.140000 10.680000 19.820000 106723508
====================== ====================== ====================== ======================
Position of
previous
notification (if
applicable) 9.330000 10.680000 20.010000
====================== ====================== ====================== ======================
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Class/Type of shares Number of direct Number of indirect % of direct voting % of indirect voting
ISIN code(if possible) voting rights (DTR5.1) voting rights rights (DTR5.1) rights (DTR5.2.1)
(DTR5.2.1)
GB00BD6SX109 49223508 0 9.140000 0.000000
====================== ====================== ====================== ======================
Sub Total 8.A 49223508 9.140000%
============================================== ==============================================
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial Expiration date Exercise/conversion period Number of voting rights % of voting rights
instrument that may be acquired if
the instrument is
exercised/converted
Sub Total 8.B1
=========================================== ========================= ==================
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of financial Expiration date Exercise/conversion Physical or cash Number of voting % of voting
instrument period settlement rights rights
Warrant 1 July 2026 Cash 18000000 3.340000
======================================== ================= ================= =================
Warrant 30 march 2026 Cash 8000000 1.490000
======================================== ================= ================= =================
Warrant 31 OCT 2027 Cash 24000000 4.460000
======================================== ================= ================= =================
Warrant 25 February 2025 Cash 7500000 1.390000
======================================== ================= ================= =================
Sub Total 8.B2 57500000 10.680000%
================= =================
9. Information in relation to the person subject to the
notification obligation
1. Person subject to the notification obligation is not
controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Ultimate controlling Name of controlled % of voting rights if % of voting rights Total of both if it
person undertaking it equals or is higher through financial equals or is higher
than the notifiable instruments if it than the notifiable
threshold equals or is higher threshold
than the notifiable
threshold
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
none
12. Date of Completion
23-Jun-2023
13. Place Of Completion
London
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END
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