SAR - Australian Opp Inv
August 28 2001 - 12:55PM
UK Regulatory
RNS Number:0714J
Eastern States Securities Limited
28 August 2001
FORM SAR 5
Date of disclosure....28/08/01
DISCLOSURE UNDER NOTE 3 OF RULE 5 OF THE RULES GOVERNING
SUBSTANTIAL ACQUISITIONS OF SHARES ("SARs")
Date of sale.......24/08/01.................
Sale of............AUSTRALIAN OPPORTUNITIES INVESTMENT TRUST..(name of company)
(1) Class of voting shares Number of shares/rights If rights over shares
(eg ordinary shares) over shares sold sold, as opposed
to the shares
themselves, specify
nature of rights
ORDINARY SHARES 388,387
.................... ................shares .....................
................rights
(2) Resultant total holding Resultant total holding Total percentage
of voting shares (and % of rights over shares
of total voting shares (and % of total voting
in issue) shares in issue)
2,400,000 (19.9 %) ...............( %) .....19.9%...( %)
(3) Party making disclosure......EASTERN STATES SECURITIES LIMITED........
(4) (a) Name of person selling shares or rights over shares NATIONAL LIFE &
PENSIONS (L) LIMITED
and, if different, beneficial owner...............................
(b) Names of any other persons acting by
agreement or understanding (see SAR 5).....MODESTO LIMITED.......
Signed, for and on behalf of the party named in (3) above...................
(Also print name of signatory)....BRAD GODDARD..............................
Telephone and extension number....00 39 335 800 1227........................
For full details of the SARs disclosure requirements, see Rules 3 and 5 of the
SARs. If in doubt, contact the Panel on Takeovers and Mergers,
Tel. No: 020 7382 9026.
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