Barclays PLC Form8.5(EPT/NON-RI)AlfaFinancialSoftwareHldgsAmend (6179E)
June 30 2023 - 11:32AM
UK Regulatory
TIDMBARC TIDMALFA
RNS Number : 6179E
Barclays PLC
30 June 2023
FORM 8.5 (EPT/NON-RI) Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of BARCLAYS CAPITAL SECURITIES LTD
exempt principal
trader:
(b) Name of ALFA FINANCIAL SOFTWARE HOLDINGS PLC
offeror/offeree
in relation
to whose
relevant
securities
this form
relates:
--------------------------- -----------------------------------------------------
(c) Name of Alfa Financial Software Holdings plc
the party
to the offer
with which
exempt
principal
trader is
connected
--------------------------- -----------------------------------------------------
(d) Date position 28 Jun 2023
held/dealing
undertaken:
--------------------------- -----------------------------------------------------
(e) In addition NO
to the company
in 1(b)
above, is
the exempt
principal
trader
making disclosures
in respect
of any other
party to
the offer?
--------------------------- -----------------------------------------------------
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities
of the offeror or offeree
to which the disclosure relates following the dealing
(if any)
Class of relevant 0.1p ordinary
security:
Interests Short Positions
---------------------------------
Number (%) Number (%)
------ ---------- ---------------------
(1) Relevant securities
owned and/or controlled: 3,830,750 1.30% 87,985 0.03%
---------- ------ ---------- ---------------------
(2) Cash-settled
derivatives: 437,223 0.15% 3,803,618 1.29%
---------- ------ ---------- ---------------------
(3) Stock-settled
derivatives (including
options) and agreements
to purchase/sell: 0 0.00% 0 0.00%
---------- ------ ---------- ---------------------
TOTAL: 4,267,973 1.45% 3,891,603 1.32%
---------- ------ ---------- ---------------------
(b) Rights to subscribe for new securities (including directors
and other executive options)
Class of relevant
security in relation
to
which subscription
right exists
Details, including
nature of the rights
concerned and relevant
percentages:
-----------------------------------------------------
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase
and sales
Class of Purchase/sale Total number Highest Lowest price per
relevant of price per unit
unit
security securities paid/received
paid/received
0.1p ordinary Sale 146475 1.9548 1.9473 GBP
GBP
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary Purchase 112593 1.9531 1.9450 GBP
GBP
--------------- -------------- ---------------- --------------------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of Number Price per
description dealing of
relevant unit
reference
security
securities
0.1p ordinary SWAP Decreasing 322 1.9500 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Decreasing 924 1.9498 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Decreasing 4,934 1.9548 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Decreasing 38,587 1.9473 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Decreasing 90,140 1.9492 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Increasing 266 1.9492 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Increasing 759 1.9479 GBP
Short
--------------- -------------- ---------------- --------------------------------------
0.1p ordinary SWAP Increasing 100,000 1.9509 GBP
Short
--------------- -------------- ---------------- --------------------------------------
(c) Stock-settled derivative transactions (including
options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Type Expiry Option
Exercise
of description purchasing, of date money
relevant selling, securities price paid/
security varying etc to which received
per
option unit per
unit
relates
(ii) Exercising
Class of Product Exercising/ Number Exercise price
relevant description exercised of per
against
security securities unit
(d) Other dealings (including subscribing for new
securities)
Class of Nature Details Price per unit (if
relevant of Dealings
applicable)
security
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding,
formal or informal, relating to relevant securities which
may be an inducement to deal or refrain from dealing entered
into by
the exempt principal trader making the disclosure and any
party
to the offer or any person acting in concert with a party
to the offer:
NONE
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between
the exempt principal trader making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights of future acquisition or disposal
of any relevant securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) NO
attached?
Date of disclosure: 30 Jun 2023
--------------------------------------
Contact name: Large Holdings
Regulatory Operations
--------------------------------------
Telephone number: 020 3134 7213
--------------------------------------
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
FEONKKBNPBKDKAN
(END) Dow Jones Newswires
June 30, 2023 11:32 ET (15:32 GMT)
Alfa Financial Software (LSE:ALFA)
Historical Stock Chart
From Jun 2024 to Jul 2024
Alfa Financial Software (LSE:ALFA)
Historical Stock Chart
From Jul 2023 to Jul 2024
