FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

CARTWRIGHT HENRY E 		2. Issuer Name and Ticker or Trading Symbol

U-SWIRL, INC. [ SWRL ] 		5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Pres. & Chairman of the Board
(Last)          (First)          (Middle)

1175 AMERICAN PACIFIC DRIVE, SUITE C 		3. Date of Earliest Transaction (MM/DD/YYYY)

11/2/2012
(Street)

HENDERSON, NV 89074
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/2/2012     J (4)    3000   A   (4) 198000   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options (Right to Buy)   $0.42                      (1) 5/16/2016   Common Stock   175000     175000   D    
Options (Right to Buy)   $0.28                      (2) 11/17/2016   Common Stock   54000     54000   D    
Options (Right to Buy)   $0.28                      (3) 11/17/2016   Common Stock   5000     5000   I   By spouse.  

Explanation of Responses:
( 1)  Options granted as compensation. 50% of the options vest on 5/16/2012 with the remaining 50% vesting on 5/16/2013.
( 2)  Options granted as compensation. 27,000 options vest on 11/17/12 with the remaining 27,000 options vesting on 11/17/13.
( 3)  Options granted to Mr. Cartwright's spouse as compensation. 2,500 options vest on 11/17/12 with the remaining 2,500 options vesting on 11/17/13.
( 4)  Shares granted as compensation.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
CARTWRIGHT HENRY E
1175 AMERICAN PACIFIC DRIVE, SUITE C
HENDERSON, NV 89074 		X
Pres. & Chairman of the Board

Signatures
Henry E. Cartwright 11/2/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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