Current Report Filing (8-k)
September 23 2020 - 4:32PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
September
23, 2020
Date
of Report (Date of earliest event reported)
PETVIVO
HOLDINGS, INC.
(Exact
name of registrant as specified in its charter)
Nevada
|
|
000-55167
|
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99-0363559
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(State or other jurisdiction
of incorporation)
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|
(Commission
File Number)
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|
(IRS Employer
Identification No.)
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5251
Edina Industrial Blvd.
Edina,
Minnesota
|
|
55439
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(Address
of principal executive offices)
|
|
(Zip
Code)
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(952)
405-6216
Registrant’s
telephone number, including area code
Securities
registered pursuant to Section 12(b) of the Act: None.
Check
the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item
3.02 Unregistered Sales of Equity Securities
On
September 21, 2020, PetVivo Holdings Inc. (the “Company”) closed its private placement offering (the “Offering”)
that was approved by the Board of Directors on June 8, 2020 and offered to select accredited investors, by issuing 904,288 shares
of its common stock at $0.35 per share for gross proceeds of 316,500. Issuance of these securities is exempt from registration
in reliance on Section 4(a)(2) of the Securities Act of 1933.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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PETVIVO
HOLDINGS, INC.
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|
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Date:
September 23, 2020
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By:
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/s/
John Lai
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Name:
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John
Lai
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Title:
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Chief
Executive Officer
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