UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 6, 2016
LEGACY EDUCATION ALLIANCE, INC.
(Exact name of registrant as specified in its charter)
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Nevada |
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333-184897 |
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39-2079974 |
(State or other jurisdiction of
incorporation) |
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(Commission File Number) |
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(IRS Employer Identification No.) |
1612 E. Cape Coral Parkway, Cape Coral, Florida 33904
(Address of principal executive offices) (Zip Code)
Registrants telephone number, including area code: (239) 542-0643
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) |
ITEM 8.01 Other Events
Effective January 6, 2016, the Board of Directors (the Board) of Legacy Education Alliance, Inc. (the Company),
appointed Mr. Christian Baeza as Chief Financial Officer (CFO) of the Company.
Mr. Baeza, age 53, was our Interim
CFO from June 2015 and Vice President and Corporate Controller from April 2015. From 2008 to 2014, Mr. Baeza held various senior finance positions, including Director of Financial Reporting and Assistant Corporate Controller, at Kraton
Performance Polymers, Inc., where he played a significant role in its initial public offering in 2009. Mr. Baeza held various finance positions from 2003 to 2008 at Spectra Energy Corp., and was a key member of the leadership team that
successfully transacted a carve-out initial public offering of several of its pipeline and natural gas storage assets in 2007. Mr. Baeza began his career as a member of the accounting and auditing practice at Arthur Andersen LLP from 1995 to
1998 and earned a B.B.A. degree in accounting and finance from Florida International University. Mr. Baeza is also the Chief Financial Officer of Tigrent Inc.
There are no arrangements or understandings between Mr. Baeza and any other persons pursuant to which Mr. Baeza was selected as our
Chief Financial Officer. There are also no family relationships between Mr. Baeza and any director or executive officer of the Company. Additionally, Mr. Baeza has no direct or indirect material interest in any transaction required to be
disclosed pursuant to Item 404(a) or Regulation S-K.
On January 12, 2016, the Company issued a press release announcing the
appointment of Mr. Baeza to Chief Financial Officer. A copy of the press release is filed with this Form 8-K as Exhibit 99.1.
ITEM 9.01 |
FINANCIAL STATEMENTS AND EXHIBITS |
(d) Exhibits
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Exhibit No. |
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Description |
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99.1 |
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Legacy Education Alliance, Inc. Press Release, dated January 12, 2016 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: January 12, 2016
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LEGACY EDUCATION ALLIANCE, INC. |
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By: |
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/s/ Anthony C. Humpage |
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Name: |
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Anthony C. Humpage |
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Title: |
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CEO |
Exhibit 99.1
Legacy Education Alliance Appoints Christian Baeza to Chief Financial Officer
CAPE CORAL, Fla., January 12, 2016 (BUSINESS WIRE) Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading
international provider of practical, high-quality, and value-based educational training on the topics of personal finance, entrepreneurship, real estate, and financial instruments investing, appointed Christian A. J. Baeza to Chief Financial Officer
(CFO) of its Company effective January 1, 2016.
Mr. Baeza was formerly the Companys Interim CFO from June 2015 and Vice
President and Corporate Controller from April 2015. From 2008 to 2014, Mr. Baeza held various senior finance positions, including Director of Financial Reporting and Assistant Corporate Controller, at Kraton Performance Polymers, Inc., where he
played a significant role in its initial public offering in 2009. Mr. Baeza held various finance positions from 2003 to 2008 at Spectra Energy Corp., and was a key member of the leadership team that successfully transacted a carve-out initial
public offering of several of its pipeline and natural gas storage assets in 2007. Mr. Baeza began his career as a member of the accounting and auditing practice at Arthur Andersen LLP from 1995 to 1998 and earned a B.B.A. degree in accounting
and finance from Florida International University. Mr. Baeza is also the Chief Financial Officer of Tigrent Inc.
About Legacy Education Alliance,
Inc.
Legacy Education Alliance, Inc. (http://www.legacyeducationalliance.com) is a leading international provider of practical, high-quality, and
value-based educational training on the topics of personal finance, entrepreneurship, real estate, and financial instruments investing. Legacy Education Alliance was founded in 1996, and through a reverse merger, became a publicly-held company in
November 2014. Today we are a global company with approximately 200 employees that has cumulatively served more than two million students from more than 150 countries and territories over the course of our operating history. We manage our business
in four segments based on geographic location. These segments include our historical core markets of the United States, Canada, and the United Kingdom, with the fourth segment including all other international markets.
We offer our training through a variety of brands including Rich Dad® Education, Brick Buy Brick
; The Independent Woman ; Women in Wealth; Robbie Fowlers Property Academy; Making Money From Property With Martin Roberts ; and Trade Up Investor Education. For more information, visit our website at
www.legacyeducationalliance.com.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and
Section 21E of the Securities Exchange Act of 1934, as amended (the Exchange Act) (which Sections were adopted as part of the Private Securities Litigation Reform Act of 1995). Statements preceded by, followed by or that otherwise
include the words believe, anticipate, estimate, expect, intend, plan, project, prospects, outlook, and similar words or expressions, or
future or conditional verbs such as will, should, would, may, and could are generally forward-looking in nature and not
historical facts. These forward-looking statements involve known and unknown risks, uncertainties and other factors which may cause the Companys actual results, performance or achievements
to be materially different from any anticipated results, performance or achievements. The Company disclaims any intention to, and undertakes no obligation to, revise any forward-looking statements, whether as a result of new information, a future
event, or otherwise. For additional risks and uncertainties that could impact the Companys forward-looking statements, please see the Companys Form 10-K, filed on March 27, 2015, including but not limited to the discussion under
Risk Factors therein, which the Company has filed with the SEC and which may be viewed at http://www.sec.gov.
Investor Contact:
Jon Cunningham
RedChip Companies, Inc.
Tel: 1-800-RED-CHIP (733-2447), ext. 107
Email:jon@redchip.com
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