FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Horowitz Frederick J
2. Issuer Name and Ticker or Trading Symbol

KID BRANDS, INC [ KID ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

C/O KID BRANDS, INC., ONE MEADOWLANDS PLAZA, 8TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

9/17/2013
(Street)

EAST RUTHERFORD, NJ 07073
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.10 stated value   9/17/2013     P    737   A $1.30   737   I   by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00   (1)
Common Stock, $0.10 stated value   9/17/2013     P    736   A $1.30   736   I   by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96   (2)
Common Stock, $0.10 stated value   9/18/2013     P    10801   A $1.318   11538   I   by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00   (1)
Common Stock, $0.10 stated value   9/18/2013     P    10802   A $1.318   11538   I   by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96   (2)
Common Stock, $0.10 stated value                  15000   (3) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  These shares are held in a trust for the benefit of the reporting person's son. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
( 2)  These shares are held in a trust for the benefit of the reporting person's daughter. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
( 3)  Includes: (i) 5,000 unvested restricted stock units ("RSUs") granted on July 10, 2013 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing July 10, 2014; (ii) 4,000 unvested RSUs (out of an original grant of 5,000 RSUs on August 14, 2012 pursuant to the EIP, which vest ratably over a five-year period commencing August 14, 2013); and (iii) 3,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).

Remarks:
Exhibit List:
Exhibit 24- Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Horowitz Frederick J
C/O KID BRANDS, INC.
ONE MEADOWLANDS PLAZA, 8TH FLOOR
EAST RUTHERFORD, NJ 07073
X



Signatures
/s/ Jodie Simon Friedman, Attorney in Fact 9/19/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Kid Brands (CE) (USOTC:KIDBQ)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Kid Brands (CE) Charts.
Kid Brands (CE) (USOTC:KIDBQ)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Kid Brands (CE) Charts.