Current Report Filing (8-k)
June 25 2019 - 11:15AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 6, 2018
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CAPITAL PROPERTIES, INC.
(Exact name of registrant as specified in its charter)
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Rhode Island
(State or other jurisdiction of incorporation)
001-08499
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05-0386287
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(Commission File Number)
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(IRS Employer Identification Number)
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5 Steeple Street, Unit 303
Providence, R.I. 02903
(Address of principal executive offices)
(401) 435-7171
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item 8.01 Other Events
Registrant has determined that during 2018 it incorrectly indicated on several FINRA filings that
dividends paid by the Registrant were “Non-Qualified” for Federal income tax purposes. As a result, one or more broker-dealers issued 1099’s classifying the Registrant’s dividends as Non-Qualified. Registrant’s dividends are Qualified for Federal
income tax purposes. Registrant has requested that broker-dealers issue corrected 1099’s for 2018, where necessary.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its
behalf by the undersigned hereunto duly authorized.
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CAPITAL PROPERTIES, INC.
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Date: June 25, 2019
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By:
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/s/ Stephen J. Carlotti
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Stephen J. Carlotti
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Secretary
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