Securities and Exchange Commission, Washington, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
Arkanova Energy Corp.
(Name of Issuer)
Common Stock, $0.001 Par Value
(Title of Class
of Securities)
040732 109
(CUSIP Number)
Pierre Mulacek
c/o
305 Camp Craft Road, Suite 525, Austin, TX 78746
(Name, Address and
Telephone Number of Person Authorized to Receive Notices and Communications)
December 14, 2012
(Date of Event Which
Requires Filing of This Statement)
If the filing person has previously filed a statement on
Schedule 13G to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of §§ 240.13d -1(e), 240.13d -1(f) or
240.13d -1(g), check the following box. [ ]
| Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See Rule
13d-7 for other parties to whom copies are to be sent.
|
* The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of section 18 of the
Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
SCHEDULE 13D
1
|
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Pierre Mulacek |
2
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP*
(a) [ ]
(b) [ ] |
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (See
Instructions)
PF |
5
|
CHECK IF DISCLOSURE OF LEGAL
PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)
[ ] |
6
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Mr. Mulacek is a citizen of the United States. |
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH |
7
|
SOLE VOTING
POWER
7,137,500 shares
of common stock (1) |
8
|
SHARED VOTING
POWER
Nil |
9
|
SOLE DISPOSITIVE
POWER
7,137,500 shares
of common stock (1) |
| 10 |
SHARED DISPOSITIVE
POWER
Nil |
11
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
7,137,500 shares of common stock (1) |
12
|
CHECK BOX IF
THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See
Instructions)
N/A [ ] |
13
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (11)
13.17% (2) based on 54,182,267 shares of common stock
issued and outstanding as of September 4, 2014 |
14
|
TYPE OF REPORTING PERSON (See
Instructions)
IN |
_____________________________________
1 Includes 5,587,500
shares of common stock and 1,550,000 stock options exercisable within 60 days.
2 Shares of common stock subject to Mr. Mulacek’s options currently
exercisable, or or exercisable within 60 days, are deemed outstanding for
purposes of computing the percentage ownership by Mr. Mulacek.
Page 3
This SCHEDULE 13D is being filed on behalf of Pierre Mulacek
(the “Reporting Person”) relating to the shares of common stock, par
value $0.001 of Arkanova Energy Corp., a corporation existing under the laws of
the State of Nevada (the “Issuer”).
Item 1. Security and Issuer
This Statement relates to shares of common stock with $0.001
par value of the Issuer. The principal executive offices of the Issuer are
located at 305 Camp Craft Road, Suite 525 Austin, TX 78746.
Item 2. Identity and Background
| (a) |
Pierre Mulacek |
| |
|
| (b) |
Mr. Mulacek’s residential address is 1208 Marly Way,
Austin, TX 78733 |
| |
|
| (c) |
Mr. Mulacek’s principal occupation is the President,
Chief Executive Officer and a Director of the Issuer. |
| |
|
| (d) |
During the last five years, Mr. Mulacek has not been
convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors). |
| |
|
| (e) |
During the last five years, Mr. Mulacek was not a party
to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state
securities laws or finding any violation with respect to such
laws. |
| |
|
| (f) |
Mr. Mulacek’s citizenship is
American. |
Item 3. Source and Amount of Funds or Other Considerations
Prior to December 2012, the Reporting Person held an aggregate
total of 587,500 shares of common stock.
In December 2012, the Reporting Person purchased an aggregate
total of 4,000,000 shares of common stock at a price of $0.10 per share for
aggregate gross proceeds of $400,000, as detailed below, paid from his personal
funds. Since 2012, the Reporting Person has purchased 1,000,000 shares of common
stock on August 29, 2014, as detailed below:
Title of Security |
Transaction Date |
No. of Securities
Purchased |
Price Per Share
or
Unit |
Balance |
|
| common stock |
12/14/2012 |
2,000,000 |
$0.10 |
2,587,500 |
| common stock |
12/19/2012 |
1,000,000 |
$0.10 |
3,587,500 |
| common stock |
12/21/2012 |
1,000,000 |
$0.10 |
4,587,500 |
| common stock |
8/29/2014 |
1,000,000 |
$0.0498 |
5,587,500 |
The Reporting Person has 1,500,000 stock options exercisable
within the next 60 days.
Item 4. Purpose of Transaction
The Reporting Person acquired the securities of the Issuer for
investment purposes. Depending on market conditions and other factors, the
Reporting Person may acquire additional securities of the Issuer as he deems
appropriate, whether in open market purchases, privately negotiated transactions
or otherwise. The Reporting Person also reserves the right to dispose of some or
all of the securities in the open market, in privately negotiated transactions
to third parties or otherwise.
Page 4
The Reporting Person expects to evaluate on an ongoing basis
his investment in the Issuer, and may from time to time acquire additional or
dispose of securities of the Issuer (in each case, depending upon general
investment policies, market conditions and other factors) or formulate other
purposes, plans or proposals regarding the Issuer or the securities held by the
Reporting Person to the extent deemed advisable in light of general investment
policies, market conditions and other factors. Any such acquisitions or
dispositions may be made, subject to applicable law, in open market
transactions, privately negotiated transactions or, in the case of dispositions,
pursuant to a registration statement. The Reporting Person may act independently
in evaluating and effecting any such transactions.
As of the date hereof, except as described above, the Reporting
Person does not have any plans or proposals which relate to or would result in:
| |
(a) |
The acquisition by any person of additional securities of
the issuer, or the disposition of securities of the issuer; |
| |
|
|
| |
(b) |
An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries; |
| |
|
|
| |
(c) |
A sale or transfer of a material amount of assets of the
issuer or any of its subsidiaries; |
| |
|
|
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(d) |
Any change in the present board of directors or
management of the issuer, including any plans or proposals to change the
number or term of directors or to fill any existing vacancies on the
board; |
| |
|
|
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(e) |
Any material change in the present capitalization or
dividend policy of the issuer; |
| |
|
|
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(f) |
Any other material change in the issuer's business or
corporate structure, including but not limited to, if the issuer is a
registered closed-end investment company, any plans or proposals to make
any changes in its investment policy for which a vote is required by
section 13 of the Investment Company Act of 1940; |
| |
|
|
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(g) |
Changes in the issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition of
control of the issuer by any person; |
| |
|
|
| |
(h) |
Causing a class of securities of the issuer to be
delisted from a national securities exchange or to cease to be authorized
to be quoted in an inter-dealer quotation system of a registered national
securities association; |
| |
|
|
| |
(i) |
A class of equity securities of the issuer becoming
eligible for termination of registration pursuant to section 12(g)(4) of
the Act; or |
| |
|
|
| |
(j) |
Any action similar to any of those enumerated
above. |
Item 5. Interest in Securities of the Issuer
| (a) |
The aggregate number and percentage of common stock of
the Issuer beneficially owned by the Reporting Person equals 7,137,500
shares of common stock, or 11.3% of the Issuer, based on 54,182,267 shares
of common stock outstanding as of September 4, 2014. |
| |
|
| (b) |
All of the 7,137,500 shares of common stock are
registered in the name of Pierre Mulacek. The Reporting Person hase the
sole power to vote or direct the vote, and to dispose or direct the
disposition, of 7,137,500 shares of common stock of the Issuer. No person,
other than the Reporting Person, is known to have the right to receive or
the power to direct the receipt of dividends from, or the proceeds from
the sale of, the 7,137,500 shares of common stock of the
Issuer. |
Page 5
| (c) |
Other than described above, the Reporting Person has not
effected any transaction in the shares of common stock of the Issuer in
the past 60 days. |
| |
|
| (d) |
No other person is known to have the right to receive or
the power to direct the receipt of dividends from, or the proceeds from
the sale of, these securities. |
| |
|
| (e) |
The Reporting Person has not ceased to be beneficial
owner of more than 5% of the shares of common
stock. |
Item 6. Contracts, Arrangements, Understandings or
Relationships with Respect to Securities of the Issuer
There are no contracts, arrangements, understandings or
relationships between the Reporting Person and any other person with respect to
any securities of the Issuer.
Item 7. Material to Be Filed as Exhibits
None.
Page 6
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief I certify that the information set forth in this statement is true,
complete and correct.
September 8, 2014
/s/ Pierre Mulacek
Signature
Pierre Mulacek
Name/Title
The original statement shall be signed by each person on whose
behalf the statement is filed or his authorized representative. If the statement
is signed on behalf of a person by his authorized representative (other than an
executive officer or general partner of this filing person), evidence of the
representative’s authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
Attention: Intentional misstatements or omissions of fact
constitute Federal criminal violations
(See 18 U.S.C. 1001).
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