Initial Statement of Beneficial Ownership (3)
April 17 2020 - 9:26AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Karpus Management, Inc. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/8/2020
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3. Issuer Name and Ticker or Trading Symbol
WESTERN ASSET INFLATION-LINKED INCOME FUND [WIA]
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(Last)
(First)
(Middle)
183 SULLY'S TRAIL, |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
PITTSFORD, NY 14534
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock (1) | 7369928 | D (2) | |
Common Stock (1) | 189125 | D (3) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | This Form 3 is filed by Karpus Management, Inc., d/b/a Karpus Investment Management ("Karpus") and George W. Karpus (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of common stock. Both Karpus and Mr. Karpus disclaim any beneficial ownership (as that term is defined in SEC Rule 16a-1(2)) of share of the Issuer except to the extent of its or his pecuniary interest, if any, therein. This filing shall not be an admission by either of the Reporting Persons and the filers disclaim any such obligation. |
(2) | Shares of Common Stock beneficially owned by Karpus. |
(3) | Mr. Karpus beneficially owns 25,525 Shares. In addition, Mr. Karpus may be deemed to beneficially own 163,600 Shares held by The Karpus Family Foundation, Inc. and the Karpus Investment Management Profit Sharing Plan Fund B - Conservative Bond Fund. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Karpus Management, Inc. 183 SULLY'S TRAIL PITTSFORD, NY 14534 |
| X |
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KARPUS GEORGE W C/O KARPUS MANAGEMENT, INC. 183 SULLY'S TRAIL PITTSFORD, NY 14534 |
| X |
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Signatures
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Karpus Management, Inc. by /s/ Daniel L. Lippincott, CFA, Director of Investment Personnel and Sr. Tax-Sensitive Mgr. | | 4/17/2020 |
**Signature of Reporting Person | Date |
George W. Karpus | | 4/17/2020 |
**Signature of Reporting Person | Date |
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