- Amended Statement of Beneficial Ownership (SC 13D/A)
October 15 2010 - 5:06PM
Edgar (US Regulatory)
UNITED
STATES
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SECURITIES
AND EXCHANGE
COMMISSION
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Washington, D.C. 20549
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SCHEDULE
13D
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Under the
Securities Exchange Act of 1934
(Amendment No. 6)*
Western Asset/Claymore
Inflation-Linked Securities & Income
Fund
(Name of Issuer)
Common
Shares of Beneficial Interest Without Par Value
(Title of Class of Securities)
(CUSIP Number)
Laurie Smiley, Esq.
Arian Colachis, Esq.
Cascade Investment, L.L.C.
2365 Carillon Point
Kirkland, WA 98033
(425) 889-7900
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
(Date of Event which Requires Filing of this Statement)
If
the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box.
o
Note
: Schedules filed in paper format shall
include a signed original and five copies of the schedule, including all
exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
*
The remainder of this cover page shall be
filled out for a reporting persons initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be filed for the purpose of Section 18 of the
Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities
of that section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
CUSIP
No. 95766Q106
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1.
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Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities
only)
Cascade Investment, L.L.C.
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
WC
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5.
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Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e)
o
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6.
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Citizenship
or Place of Organization
State of Washington
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Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
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7.
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Sole
Voting Power
4,516,146
(1)
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8.
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Shared
Voting Power
-0-
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9.
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Sole
Dispositive Power
4,516,146
(1)
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10.
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Shared
Dispositive Power
-0-
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11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
4,516,146
(1)
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12.
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Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
o
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13.
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Percent
of Class Represented by Amount in Row (11)
15.5%
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14.
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Type
of Reporting Person (See Instructions)
OO
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(1)
All Common
Shares held by Cascade Investment, L.L.C. (Cascade) may be deemed to be
beneficially owned by William H. Gates III as the sole member of Cascade.
2
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1.
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Names
of Reporting Persons. I.R.S. Identification Nos. of above persons (entities
only)
William H. Gates III
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2.
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Check
the Appropriate Box if a Member of a Group (See Instructions)
|
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(a)
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o
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(b)
|
o
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3.
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SEC
Use Only
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4.
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Source
of Funds (See Instructions)
WC
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|
5.
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Check
if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or
2(e)
o
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6.
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Citizenship
or Place of Organization
United States of America
|
Number
of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole
Voting Power
4,516,146
(1)
|
8.
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Shared
Voting Power
-0-
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9.
|
Sole
Dispositive Power
4,516,146
(1)
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10.
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Shared
Dispositive Power
-0-
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|
11.
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Aggregate
Amount Beneficially Owned by Each Reporting Person
4,516,146
(1)
|
|
12.
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
o
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13.
|
Percent
of Class Represented by Amount in Row (11)
15.5%
|
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14.
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Type
of Reporting Person (See Instructions)
IN
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|
|
|
|
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(1)
All Common
Shares held by Cascade may be deemed to be beneficially owned by William H.
Gates III as the sole member of Cascade
3
EXPLANATORY NOTE
This
Amendment No. 6 to Schedule 13D (Amendment No. 6) relates to the
Common Shares of Beneficial Interest without par value (the Common Shares) of
Western Asset/Claymore Inflation-Linked Securities and Income Fund (the
Issuer). This Amendment No. 6 is filed to amend and supplement the
Items set forth below of the Reporting Persons Schedule 13D previously filed
with the Securities and Exchange Commission on January 3, 2006, as amended
on April 19, 2006, June 18, 2008, July 7, 2008, July 17,
2008 and October 17, 2008.
Item 3.
Source and Amount of Funds or Other Consideration
During
the past sixty days, Cascade acquired 26,371 Common Shares pursuant to a
dividend reinvestment plan of the Issuer on the dates and at the prices and amounts
set forth below. These acquisitions, together with previous shares purchased
and received pursuant to the Issuers dividend reinvestment plan, resulted in a
1% change in ownership from the last amount reported by the Reporting Persons
on Schedule 13D.
Purchase Date
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Amount of Shares
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Approximate Price per Share
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9/10/10
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13,190
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$12.93
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10/15/10
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13,181
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$12.98
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Other
than the reinvestment of the dividends, Cascade paid no consideration for the
Common Shares it acquired through the Issuers dividend reinvestment plan.
Item 5.
Interest in Securities of Issuer
(a)
See items 11 and 13 of the cover pages to this Schedule 13D for the
aggregate number of shares and percentage of Common Shares beneficially owned
by each of the Reporting Persons.
(b)
See items 7 through 10 of the cover pages to this Schedule 13D for the
number of Common Shares beneficially owned by each of the Reporting Persons as
to which there is sole power to vote or to direct the vote, shared power to
vote or to direct the vote and sole or shared power to dispose or to direct the
disposition.
(c)
See
Item 3 above.
(d)
None.
(e)
Not applicable.
4
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date:
October 15 , 2010
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CASCADE
INVESTMENT, L.L.C.
(1)
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By:
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*
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Name:
Alan Heuberger
(2)
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Title:
Attorney-in-fact for Michael
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Larson, Business Manager
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WILLIAM
H. GATES III
(1)
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By:
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*
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Name:
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Alan
Heuberger
(3)
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Title:
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Attorney-in-fact
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*By:
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/s/Alan
Heuberger
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(1)
This Amendment No. 6
is being filed jointly by the Reporting Persons pursuant to the Joint Filing
Agreement dated January 3, 2006 and included with the signature page to
the Reporting Persons Schedule 13D with respect to the Issuer filed on January 3,
2006, SEC File No. 005-77986, and incorporated by reference herein.
(2)
Duly authorized
under Special Limited Power of Attorney appointing Alan Heuberger
attorney-in-fact, dated August 12, 2008, by and on behalf of Michael
Larson, filed as Exhibit 99.1 to Amendment No. 1 to Cascades
Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC
File No. 005-06638, and incorporated by reference herein.
(3)
Duly authorized
under Special Limited Power of Attorney appointing Alan Heuberger
attorney-in-fact, dated August 12, 2008, by and on behalf of William H.
Gates III, filed as Exhibit 99.2 to Amendment No. 1 to Cascades
Schedule 13D with respect to Otter Tail Corporation on April 15, 2009, SEC
File No. 005-06638, and incorporated by reference herein.
5
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