- Amended Statement of Beneficial Ownership (SC 13D/A)
October 17 2008 - 5:25PM
Edgar (US Regulatory)
|
UNITED STATES
|
|
|
SECURITIES AND EXCHANGE COMMISSION
|
|
|
Washington, D.C. 20549
|
|
|
|
|
|
SCHEDULE 13D
|
|
Under the Securities Exchange Act
of 1934
(Amendment No. 5)*
Western
Asset/Claymore Inflation-Linked Securities & Income Fund
(Name of Issuer)
Common
Shares of Beneficial Interest Without Par Value
(Title of Class of
Securities)
(CUSIP Number)
|
|
Laurie
Smiley, Esq.
|
Matthew
S. Topham, Esq.
|
|
Arian
Colachis, Esq.
|
K
& L Gates LLP
|
|
Cascade
Investment, L.L.C.
|
925
Fourth Avenue, Suite 2900
|
|
2365
Carillon Point
|
Seattle,
Washington 98104
|
|
Kirkland,
WA 98033
|
(206)
623-7580
|
|
(425)
889-7900
|
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
(Date of Event which
Requires Filing of this Statement)
If the filing person has previously filed a statement
on Schedule 13G to report the acquisition that is the subject of this Schedule
13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box.
o
Note
: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See §240.13d-7 for other
parties to whom copies are to be sent.
*
The remainder of this cover page shall
be filled out for a reporting persons initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this
cover page shall not be deemed to be filed for the purpose of Section 18 of
the Securities Exchange Act of 1934 (Act) or otherwise subject to the
liabilities of that section of the Act but shall be subject to all other
provisions of the Act (however, see the Notes).
CUSIP No.
95766Q106
|
|
|
1.
|
Names of Reporting Persons. I.R.S. Identification
Nos. of above persons (entities only)
Cascade Investment, L.L.C.
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group (See Instructions)
|
|
|
(a)
|
o
|
|
|
(b)
|
o
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source of Funds (See
Instructions)
WC
|
|
|
5.
|
Check if Disclosure of Legal Proceedings Is
Required Pursuant to Items 2(d) or 2(e)
o
|
|
|
6.
|
Citizenship or Place of Organization
State of Washington
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
4,224,510*
|
|
8.
|
Shared Voting Power
-0-
|
|
9.
|
Sole Dispositive Power
4,224,510*
|
|
10.
|
Shared Dispositive Power
-0-
|
|
|
11.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
4,224,510*
|
|
|
12.
|
Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
o
|
|
|
13.
|
Percent of Class
Represented by Amount in Row (11)
14.49%
|
|
|
14.
|
Type of Reporting Person
(See Instructions)
OO
|
|
|
|
|
|
|
*All Common Shares held by Cascade Investment, L.L.C. (Cascade) may
be deemed to be beneficially owned by William H. Gates III as the sole member
of Cascade. Michael Larson, the Business
Manager of Cascade, has voting and investment power with respect to the Common
Shares held by Cascade. Mr. Larson
disclaims any beneficial ownership of the Common Shares beneficially owned by
Cascade and Mr. Gates.
2
CUSIP No.
95766Q106
|
|
|
1.
|
Names of Reporting Persons. I.R.S. Identification
Nos. of above persons (entities only)
William H. Gates III
|
|
|
2.
|
Check the Appropriate Box
if a Member of a Group (See Instructions)
|
|
|
(a)
|
o
|
|
|
(b)
|
o
|
|
|
3.
|
SEC Use Only
|
|
|
4.
|
Source of Funds (See
Instructions)
WC
|
|
|
5.
|
Check if Disclosure of Legal Proceedings Is
Required Pursuant to Items 2(d) or 2(e)
o
|
|
|
6.
|
Citizenship or Place of Organization
United States of America
|
|
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
|
7.
|
Sole Voting Power
4,224,510*
|
|
8.
|
Shared Voting Power
-0-
|
|
9.
|
Sole Dispositive Power
4,224,510*
|
|
10.
|
Shared Dispositive Power
-0-
|
|
|
11.
|
Aggregate Amount
Beneficially Owned by Each Reporting Person
4,224,510*
|
|
|
12.
|
Check if the Aggregate
Amount in Row (11) Excludes Certain Shares (See Instructions)
o
|
|
|
13.
|
Percent of Class
Represented by Amount in Row (11)
14.49%
|
|
|
14.
|
Type of Reporting Person
(See Instructions)
IN
|
|
|
|
|
|
|
*All Common Shares held by Cascade may be deemed to be beneficially
owned by William H. Gates III as the sole member of Cascade. Michael Larson, the Business Manager of
Cascade, has voting and investment power with respect to the Common Shares held
by Cascade. Mr. Larson disclaims any
beneficial ownership of the Common Shares beneficially owned by Cascade and Mr. Gates.
3
EXPLANATORY NOTE
This Amendment No. 5 to Schedule 13D (Amendment)
relates to the Common Shares of Beneficial Interest without par value (the
Common Shares) of Western Asset/Claymore Inflation-Linked Securities and
Income Fund (the Issuer). This
Amendment is filed to amend and supplement the Items set forth below of the
Reporting Persons Schedule 13D previously filed with the Securities and
Exchange Commission on January 3, 2006, as amended on April 19, 2006, June 18,
2008, July 7, 2008 and July 17, 2008.
Item 3.
Source and Amount of Funds or
Other Consideration
From July 17, 2008 through October 16, 2008, Cascade
purchased 310,710 Common Shares for an aggregate purchase price of
$3,195,598.01. Cascade purchased the
Common Shares with its working capital. Cascade did not purchase any Common
Shares with borrowed funds.
Item 5.
Interest in Securities of Issuer
(a) See items
11 and 13 of the cover pages to this Schedule 13D for the aggregate number of
shares and percentage of Common Shares beneficially owned by each of the
Reporting Persons.
(b) See items 7
through 10 of the cover pages to this Schedule 13D for the number of Common
Shares beneficially owned by each of the Reporting Persons as to which there is
sole power to vote or to direct the vote, shared power to vote or to direct the
vote and sole or shared power to dispose or to direct the disposition.
(c) From July
17, 2008 through October 16, 2008, Cascade purchased a total of 310,710 Common
Shares for cash in open market transactions on the dates and at the price per
share set forth on Exhibit 99.1, which is attached hereto and incorporated
herein by reference.
(d) Except as
set forth in this Schedule 13D, to the knowledge of the Reporting Persons, no
person has the right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, securities covered by this Schedule
13D.
(e) Not
applicable.
Item 7.
Material to Be Filed as Exhibits
Exhibit
|
|
Description
|
99.1
|
|
Dates and prices of
purchases of Common Shares during period July 17, 2008 through October 16,
2008
|
4
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: October 17, 2008
|
|
|
|
|
|
|
CASCADE INVESTMENT,
L.L.C.(1)
|
|
|
|
|
By:
|
/s/ Michael Larson
|
|
|
Name: Michael Larson
|
|
|
Title: Business Manager
|
|
|
|
|
WILLIAM H. GATES III(1)
|
|
|
|
|
By:
|
/s/ Michael Larson
|
|
|
Name: Michael Larson(2)
|
|
|
Title: Attorney-in-fact
|
|
|
|
|
(1) This amendment is being filed jointly by Cascade Investment,
L.L.C. and William H. Gates III pursuant to the Joint Filing Agreement dated January
3, 2006 and included with the signature page to the initial Schedule 13D with
respect to Western Asset/Claymore Inflation-Linked Securities & Income Fund
(formerly known as Western Asset/Claymore U.S. Treasury Inflation Protected
Securities Fund) filed on January 3, 2006, SEC File No. 005-77986, and
incorporated by reference herein.
(2) Duly authorized under Special Power of Attorney appointing
Michael Larson attorney-in-fact, dated February 3, 2006, by and on behalf of
William H. Gates III, filed as Exhibit 99.1 to Cascade Investment, L.L.C.s
Amendment No. 2 to Schedule 13G with respect to Arch Capital Group Ltd. on
March 7, 2006, SEC File No. 005-45257, and incorporated by reference herein.
5
Western Asset Inflation ... (NYSE:WIA)
Historical Stock Chart
From Aug 2024 to Sep 2024
Western Asset Inflation ... (NYSE:WIA)
Historical Stock Chart
From Sep 2023 to Sep 2024