Asset Management Canada Limited, (iv) BlackRock Investment Management (Australia) Limited, (v) BlackRock (Netherlands) B.V., (vi) BlackRock Fund Advisors, (vii) BlackRock Asset Management Ireland Limited, (viii) BlackRock Institutional Trust Company, National Association, (ix) BlackRock Financial Management, Inc., (x) BlackRock Asset Management Schweiz AG, and (xi) BlackRock Investment Management, LLC (collectively, “BlackRock”), has beneficial ownership of 7,168,449 shares of common stock, of which BlackRock has sole voting power with respect to 7,037,065 shares and sole dispositive power with respect to all 7,168,449 shares
The address of BlackRock, Inc. is 55 East 52nd Street, New York, New York 10055. This information is based solely upon our review of a Schedule 13G/A filed by BlackRock, Inc. with the SEC on February 4, 2020, reporting beneficial ownership as of December 31, 2019.
(2)
The Vanguard Group, Inc. (“Vanguard”) has beneficial ownership of 5,983,703 shares of common stock, of which Vanguard has sole voting power with respect to 49,490 shares, shared voting power with respect to 3,739 shares, sole dispositive power with respect to 5,937,067 shares and shared dispositive power with respect to 46,636 shares. Vanguard Fiduciary Trust Company, a wholly-owned subsidiary of Vanguard, is the beneficial owner of 42,897 shares of common stock as a result of its serving as investment manager of collective trust accounts. Additionally, Vanguard Investments Australia, Ltd., a wholly-owned subsidiary of Vanguard, is the beneficial owner of 10,332 shares of common stock as a result of its serving as investment manager of Australian investment offerings.
The address of Vanguard is 100 Vanguard Blvd., Malvern, Pennsylvania 19355. This information is based solely upon our review of an amended Schedule 13G filed by Vanguard with the SEC on February 12, 2020, reporting beneficial ownership as of December 31, 2019.
(3)
Renaissance Technologies LLC (“Renaissance”) has beneficial ownership of 2,904,626 shares of common stock. Renaissance is an investment adviser and, along with Renaissance Technologies Holdings Corporation, has sole voting and dispositive power with respect to all 2,904,626 shares.
The address of Renaissance is 800 Third Avenue, New York, New York 10022. This information is based solely upon our review of a Schedule 13G filed by Renaissance with the SEC on February 12, 2020, reporting beneficial ownership as of November 13, 2019.
(4)
State Street Corporation (“State Street”) has beneficial ownership of 2,839,990 shares of common stock, of which State Street has shared voting power with respect to 2,640,437 shares and shared dispositive power with respect to all 2,839,990 shares. All shares are beneficially owned by State Street, a parent holding company, and on behalf of its subsidiaries (i) SSGA Funds Management, Inc., (ii) State Street Global Advisors Limited (UK) and (iii) State Street Global Advisors Trust Company.
The address of State Street is State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111. This information is based solely upon our review of a Schedule 13G filed by State Street with the SEC on February 14, 2020, reporting beneficial ownership as of December 31, 2019.
(5)
Includes (a) 8,173 shares underlying RSUs granted to Mr. Scheller under our 2017 Equity Plan, which have vested, but for which settlement will not occur until the earliest of: (i) the third anniversary of the date of grant; (ii) a “Change in Control” (as defined in the 2017 Equity Plan); (iii) Mr. Scheller’s separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) the death of Mr. Scheller; (b) 31,378 Tranche A Restricted Shares that vest in equal installments on each of the remaining anniversaries of the date of grant; and (c) 2,830 shares underlying RSUs that vest within 60 days of March 2, 2020.
(6)
Includes (a) 4,088 shares underlying RSUs granted to Mr. Richardson under our 2017 Equity Plan, which have vested, but for which settlement will not occur until the earliest of: (i) the third anniversary of the date of grant; (ii) a “Change in Control” (as defined in the 2017 Equity Plan); (iii) Mr. Richardson’s separation from service with Warrior Met Coal, Inc. or its affiliates; or (iv) the death of Mr. Richardson; (b) 15,690 Tranche A Restricted Shares that vest in equal installments on each of the remaining anniversaries of the date of grant; and (c) 1,157 shares underlying RSUs that vest within 60 days of March 2, 2020.