- Amended Statement of Beneficial Ownership (3/A)
March 30 2012 - 8:20PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Blackstone FCH Capital Partners IV L.P.
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2. Date of Event Requiring Statement (MM/DD/YYYY)
6/21/2011
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3. Issuer Name
and
Ticker or Trading Symbol
VANGUARD HEALTH SYSTEMS INC [VHS]
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(Last)
(First)
(Middle)
C/O THE BLACKSTONE GROUP L.P., 345 PARK AVENUE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Street)
NEW YORK, NY 10154
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
6/21/2011
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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20585466
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I
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See Footnotes
(1)
(2)
(3)
(4)
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Common Stock
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385659
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I
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See Footnotes
(1)
(2)
(3)
(5)
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Common Stock
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1248232
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I
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See Footnotes
(1)
(2)
(3)
(6)
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Common Stock
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3601578
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I
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See Footnotes
(1)
(2)
(3)
(7)
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Common Stock
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782538
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I
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See Footnotes
(1)
(2)
(3)
(8)
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Common Stock
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1290366
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I
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See Footnotes
(1)
(2)
(3)
(9)
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Common Stock
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1487725
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I
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See Footnotes
(1)
(2)
(3)
(10)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(
1)
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This amended Form 3 is being filed solely to add additional entities affiliated with the direct holders of the reported securities reported herein as Reporting Persons which may be deemed to indirectly beneficially own the securities reported herein.
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(
2)
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The general partner of each of Blackstone FCH Capital Partners IV L.P., Blackstone Health Commitment Partners L.P., Blackstone Capital Partners IV-A L.P., Blackstone FCH Capital Partners IV-A L.P., Blackstone FCH Capital Partners IV-B L.P. and Blackstone Health Commitment Partners-A L.P is Blackstone Management Associates IV L.L.C. The general partner for Blackstone Family Investment Partnership IV-A L.P. is BCP IV Side-by-Side GP L.L.C. (Continued to Footnote 3)
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(
3)
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The majority of the membership interests in Blackstone Management Associates IV L.L.C. are held by Blackstone Holdings III L.P. The sole member of BCP IV Side-by-Side GP L.L.C. is Blackstone Holdings III L.P. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group L.P. The general partner of The Blackstone Group L.P. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
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(
4)
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Represents shares held by Blackstone FCH Capital Partners IV LP.
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(
5)
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Represents shares held by Blackstone Capital Partners IV-A LP.
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(
6)
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Represents shares held by Blackstone Family Investment Partnership IV-A LP.
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(
7)
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Represents shares held by Blackstone Health Commitment Partners LP.
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(
8)
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Represents shares held by Blackstone Health Commitment Partners -A LP.
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(
9)
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Represents shares held by Blackstone FCH Capital Partners IV-A LP.
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(
10)
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Represents shares held by Blackstone FCH Capital Partners IV-B LP.
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Remarks:
Due to the limitations of the Securities and Exchange Commission's EDGAR system, Blackstone Management Associates IV L.L.C., BCP IV Side-by-Side GP L.L.C., Blackstone Holdings III L.P., Blackstone Holdings III GP L.P., Blackstone Holdings III GP Management L.L.C., The Blackstone Group L.P., Blackstone Group Management L.L.C. and Mr. Schwarzman have filed a separate Form 3.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Blackstone FCH Capital Partners IV L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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BLACKSTONE CAPITAL PARTNERS IV-A LP
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A LP
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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Blackstone Health Commitment Partners L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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Blackstone Health Commitment Partners-A L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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Blackstone FCH Capital Partners IV-A L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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Blackstone FCH Capital Partners IV-B L.P.
C/O THE BLACKSTONE GROUP L.P.
345 PARK AVENUE
NEW YORK, NY 10154
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X
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Signatures
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BLACKSTONE FCH CAPITAL PARTNERS IV L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE CAPITAL PARTNERS IV-A L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE FAMILY INVESTMENT PARTNERSHIP IV-A L.P.; By: BCP IV Side-by-Side GP L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE HEALTH COMMITMENT PARTNERS L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE HEALTH COMMITMENT PARTNERS-A L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE FCH CAPITAL PARTNERS IV-A L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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BLACKSTONE FCH CAPITAL PARTNERS IV-B L.P.; By: Blackstone Management Associates IV L.L.C., its General Partner; By: /s/ John G. Finley, Chief Legal Officer
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3/30/2012
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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