TDF Templeton Dragon Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-08394 

___Templeton Dragon Fund, Inc.____

(Exact name of registrant as specified in charter)

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

Alison E. Baur, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

Registrant's telephone number, including area code: (954) 527-7500 

Date of fiscal year end: 12/31

Date of reporting period: 6/30/2023

Item 1. Proxy Voting Records.

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  SEP 30, 2022
Record Date:  AUG 03, 2022
Meeting Type:  ANNUAL

Ticker:  9988
Security ID:  G01719114

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Daniel Yong Zhang

Management

For

For

1.2

Elect Director Jerry Yang

Management

For

For

1.3

Elect Director Wan Ling Martello

Management

For

For

1.4

Elect Director Weijian Shan

Management

For

For

1.5

Elect Director Irene Yun-Lien Lee

Management

For

For

1.6

Elect Director Albert Kong Ping Ng

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

ANTA SPORTS PRODUCTS LIMITED
Meeting Date:  MAY 10, 2023
Record Date:  MAY 04, 2023
Meeting Type:  ANNUAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Ding Shijia as Director and Authorize Board to Fix His Remuneration

Management

For

For

4

Elect Bi Mingwei as Director and Authorize Board to Fix His Remuneration

Management

For

For

5

Elect Yiu Kin Wah Stephen as Director and Authorize Board to Fix His Remuneration

Management

For

For

6

Elect Lai Hin Wing Henry Stephen as Director and Authorize Board to Fix His Remuneration

Management

For

For

7

Elect Wang Jiaqian as Director and Authorize Board to Fix Her Remuneration

Management

For

For

8

Elect Xia Lian as Director and Authorize Board to Fix Her Remuneration

Management

For

For

9

Authorize Board to Fix Remuneration of Directors

Management

For

For

10

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

12

Authorize Repurchase of Issued Share Capital

Management

For

For

13

Authorize Reissuance of Repurchased Shares

Management

For

Against

14

Approve Termination of the 2017 Share Option Scheme and Adopt 2023 Share Option Scheme with the Scheme Mandate Limit

Management

For

Against

15

Approve Service Provider Sublimit under New Share Option Scheme

Management

For

Against

16

Adopt 2023 Share Award Scheme with the Scheme Mandate Limit

Management

For

Against

17

Approve Service Provider Sublimit under New Share Award Scheme

Management

For

Against

BAIDU, INC.
Meeting Date:  JUN 27, 2023
Record Date:  MAY 23, 2023

Meeting Type:  ANNUAL

Ticker:  9888
Security ID:  056752108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum of Association and Articles of Association

Management

For

For

BEIGENE, LTD.
Meeting Date:  JUN 15, 2023
Record Date:  APR 17, 2023
Meeting Type:  ANNUAL

Ticker:  6160
Security ID:  G1146Y101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Director Margaret Dugan

Management

For

For

2

Elect Director John V. Oyler

Management

For

For

3

Elect Director Alessandro Riva

Management

For

For

4

Ratify Ernst & Young LLP, Ernst & Young and Ernst & Young Hua Ming LLP as Auditors

Management

For

For

5

Authorize Board to Fix Remuneration of Auditors

Management

For

For

6

Authorize the Board of Directors to Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares

Management

For

Against

7

Authorize Share Repurchase Program

Management

For

For

8

Approve Connected Person Placing Authorization I

Management

For

Against

9

Approve Connected Person Placing Authorization II

Management

For

Against

10

Approve Direct Purchase Option

Management

For

For

11

Approve Grant of Restricted Shares Unit to John V. Oyler

Management

For

Against

12

Approve Grant of Restricted Shares Unit to Xiaodong Wang

Management

For

Against

13

Approve Grant of Restricted Shares Unit to Other Non-Executive and Independent Non-Executive Directors

Management

For

Against

14

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

15

Amend Memorandum and Articles of Association

Management

For

For

16

Adjourn Meeting

Management

For

Against

BYD COMPANY LIMITED
Meeting Date:  JUN 08, 2023

Record Date:  JUN 01, 2023
Meeting Type:  ANNUAL

Ticker:  1211
Security ID:  Y1023R104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Audited Financial Report

Management

For

For

4

Approve Annual Reports and Its Summary

Management

For

For

5

Approve Profit Distribution Plan

Management

For

For

6

Approve Ernst & Young Hua Ming LLP as Sole External Auditor and Internal Control Audit Institution and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Provision of Guarantees by the Group

Management

For

Against

8

Approve Estimated Cap of Ordinary Connected Transactions

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional H Shares

Management

For

Against

10

Approve Issuance by BYD Electronic (International) Company Limited of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

11

Approve Authorization to the Board to Determine the Proposed Plan for the Issuance of Debt Financing Instrument(s)

Management

For

Against

12

Approve Purchase of Liability Insurance for Directors, Supervisors, Senior Management and Other Related Persons and Authorize the Chairman or Its Authorized Persons to Handle All Related Matters

Management

For

For

13

Approve Compliance Manual in Relation to Connected Transaction

Management

For

For

CHINA MERCHANTS BANK CO., LTD.
Meeting Date:  JUN 27, 2023
Record Date:  JUN 16, 2023
Meeting Type:  ANNUAL

Ticker:  3968
Security ID:  Y14896115

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Work Report of the Board of Directors

Management

For

For

2

Approve Work Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report

Management

For

For

4

Approve Audited Financial Statements

Management

For

For

5

Approve Profit Appropriation Plan

Management

For

For

6

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP (Special General Partnership) as Domestic Auditor and Deloitte Touche Tohmatsu as Overseas Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

7

Approve Related Party Transaction Report

Management

For

For

8

Approve Capital Management Plan

Management

For

For

9

Elect Huang Jian as Director

Management

For

For

10

Elect Zhu Jiangtao as Director

Management

For

For

CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Meeting Date:  MAY 19, 2023
Record Date:  MAY 12, 2023
Meeting Type:  ANNUAL

Ticker:  291
Security ID:  Y15037107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Lai Ni Hium, Frank as Director

Management

For

For

3.2

Elect Houang Tai Ninh as Director

Management

For

For

3.3

Elect Bernard Charnwut Chan as Director

Management

For

Against

3.4

Elect Siu Kwing Chue, Gordon as Director

Management

For

For

3.5

Elect Lai Hin Wing Henry Stephen as Director

Management

For

For

3.6

Approve Directors' Fees

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without

Management

For

Against

Preemptive Rights

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

CHINA RESOURCES LAND LIMITED
Meeting Date:  JUN 07, 2023
Record Date:  JUN 01, 2023
Meeting Type:  ANNUAL

Ticker:  1109
Security ID:  G2108Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Li Xin as Director

Management

For

For

3.2

Elect Zhang Dawei as Director

Management

For

For

3.3

Elect Guo Shiqing as Director

Management

For

For

3.4

Elect Andrew Y. Yan as Director

Management

For

For

3.5

Elect Wan Kam To, Peter as Director

Management

For

For

3.6

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

CMOC GROUP LIMITED
Meeting Date:  JUN 09, 2023
Record Date:  JUN 05, 2023
Meeting Type:  ANNUAL

Ticker:  3993
Security ID:  Y1503Z105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Annual Report

Management

For

For

4

Approve Financial Report and Financial Statements

Management

For

For

5

Approve Profit Distribution Plan

Management

For

For

6

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as External Auditor

Management

For

For

7

Approve Budget Report

Management

For

For

8

Approve Purchase of Structured Deposit with Internal Idle Fund

Management

For

Against

9

Approve Purchase of Wealth Management or Entrusted Wealth Management Products with Internal Idle Fund

Management

For

For

10

Approve External Guarantee Arrangements

Management

For

Against

11

Authorize Board to Decide on Issuance of Debt Financing Instruments

Management

For

Against

12

Approve Purchase of Liability Insurance for Directors, Supervisors and Senior Management

Management

For

For

13

Approve Formulation, Amendment and Improvement of the Internal Control Systems

Management

For

Against

14

Approve Forfeiture of Uncollected Dividend of H Shareholders

Management

For

For

15

Authorize Board to Deal with the Distribution of Interim Dividend and Quarterly Dividend

Management

For

For

16

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional A Shares and/or H Shares

Management

For

Against

17

Authorize Repurchase of Issued H Share Capital

Management

For

For

18

Approve Provision of Financial Support to the Invested Subsidiaries

Management

For

For

19

Elect Jiang Li as Director

Management

For

For

20

Elect Lin Jiuxin as Director

Management

For

For

21

Elect Zheng Shu as Supervisor

Management

For

For

CMOC GROUP LTD.
Meeting Date:  MAY 05, 2023
Record Date:  APR 28, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  3993
Security ID:  Y1503Z105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Guarantees by the Company to Its Controlled Subsidiaries

Management

For

For

2

Approve Absorption and Merger of the

Management

For

For

Wholly-owned Subsidiaries of the Company

GEELY AUTOMOBILE HOLDINGS LIMITED
Meeting Date:  NOV 11, 2022
Record Date:  NOV 07, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  175
Security ID:  G3777B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Supplemental Services Agreement, Annual Caps, and Related Transactions

Management

For

For

2

Approve Supplemental Automobile Components Procurement Agreement, Annual Caps, and Related Transactions

Management

For

For

GEELY AUTOMOBILE HOLDINGS LIMITED
Meeting Date:  APR 28, 2023
Record Date:  APR 24, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  175
Security ID:  G3777B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt 2023 Share Option Scheme and Related Transactions

Management

For

Against

2

Approve Amended Share Award Scheme and Related Transactions

Management

For

Against

3

Approve Service Provider Sub-limit and Related Transactions

Management

For

Against

GEELY AUTOMOBILE HOLDINGS LIMITED
Meeting Date:  APR 28, 2023
Record Date:  APR 24, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  175
Security ID:  G3777B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Acquisition Agreement, Supplemental Agreement and Related Transactions

Management

For

For

2

Approve CKDs and Automobile Components Sales Agreement, Annual Caps and Related Transactions

Management

For

For

GEELY AUTOMOBILE HOLDINGS LIMITED
Meeting Date:  APR 28, 2023

Record Date:  APR 24, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  175
Security ID:  G3777B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proton Agreement and Related Transactions

Management

For

For

2

Approve DHG Agreement and Related Transactions

Management

For

For

GEELY AUTOMOBILE HOLDINGS LIMITED
Meeting Date:  MAY 25, 2023
Record Date:  MAY 19, 2023
Meeting Type:  ANNUAL

Ticker:  175
Security ID:  G3777B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Li Shu Fu as Director

Management

For

For

4

Elect Li Dong Hui, Daniel as Director

Management

For

For

5

Elect An Cong Hui as Director

Management

For

For

6

Elect Wei Mei as Director

Management

For

For

7

Elect Gan Jia Yue as Director

Management

For

For

8

Authorize Board to Fix Remuneration of Directors

Management

For

For

9

Approve Grant Thornton Hong Kong Limited as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

10

Authorize Repurchase of Issued Share Capital

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

HANGZHOU TIGERMED CONSULTING CO., LTD.
Meeting Date:  NOV 23, 2022
Record Date:  NOV 17, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  3347
Security ID:  Y3043G118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposed Adoption of Restricted Share Incentive Scheme

Management

For

For

2

Approve Proposed Adoption of Management

Management

For

For

Measures for Assessment Relating to the Implementation of Restricted Share Incentive Scheme

3

Approve Proposed Grant of Authority to Board to Handle Matters in Relation to Restricted Share Incentive Scheme

Management

For

For

HONG KONG EXCHANGES AND CLEARING LIMITED
Meeting Date:  APR 26, 2023
Record Date:  APR 20, 2023
Meeting Type:  ANNUAL

Ticker:  388
Security ID:  Y3506N139

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect Cheah Cheng Hye as Director

Management

For

For

2b

Elect Leung Pak Hon, Hugo as Director

Management

For

For

3

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4

Authorize Repurchase of Issued Share Capital

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

HUA HONG SEMICONDUCTOR LIMITED
Meeting Date:  AUG 29, 2022
Record Date:  AUG 23, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1347
Security ID:  Y372A7109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Capital Injection Agreement and Related Transactions

Management

For

For

HUA HONG SEMICONDUCTOR LIMITED
Meeting Date:  MAR 17, 2023
Record Date:  MAR 13, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1347
Security ID:  Y372A7109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve JV Agreement and Related Transactions

Management

For

For

2

Approve JV Investment Agreement and

Management

For

For

Related Transactions

3

Approve Land Transfer Agreement

Management

For

For

4

Authorize Board to Handle All Matters in Relation to the JV Agreement, the JV Investment Agreement, the Land Transfer Agreement and Related Transactions

Management

For

For

HUA HONG SEMICONDUCTOR LIMITED
Meeting Date:  MAY 11, 2023
Record Date:  MAY 05, 2023
Meeting Type:  ANNUAL

Ticker:  1347
Security ID:  Y372A7109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Guodong Sun as Director

Management

For

For

3

Elect Jun Ye as Director

Management

For

For

4

Elect Stephen Tso Tung Chang as Director

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Authorize Reissuance of Repurchased Shares

Management

For

Against

HUA HONG SEMICONDUCTOR LIMITED
Meeting Date:  JUN 26, 2023
Record Date:  JUN 19, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1347
Security ID:  Y372A7109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Wuxi JV2 EPC Contract and Related Transactions

Management

For

For

2

Authorize Board to Deal with All Matters in Relation to the Wuxi JV2 EPC Contract

Management

For

For

HUA HONG SEMICONDUCTOR LIMITED
Meeting Date:  JUN 26, 2023

Record Date:  JUN 19, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1347
Security ID:  Y372A7109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of the Validity Period of the Resolution on RMB Share Issue and Specific Mandate

Management

For

For

2

Approve Extension of the Validity Period of the Resolution on Authorization

Management

For

For

INNOCARE PHARMA LIMITED
Meeting Date:  JUN 02, 2023
Record Date:  MAY 29, 2023
Meeting Type:  ANNUAL

Ticker:  9969
Security ID:  G4783B103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve 2022 Annual Report

Management

For

For

3.1

Elect Renbin Zhao as Director

Management

For

For

3.2

Elect Ronggang Xie as Director

Management

For

For

3.3

Elect Kaixian Chen as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Ernst & Young and Ernst & Young Hua Ming LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Approve 2022 Work Report of the Board of Directors

Management

For

For

10

Approve 2022 Profit Distribution Plan

Management

For

For

11

Amend Rules of Procedures for the Board of Directors

Management

For

For

12

Adopt 2023 STAR Market Restricted Share Incentive Scheme and Scheme Mandate Limit

Management

For

Against

13

Approve Assessment Management

Management

For

Against

Measures for the Implementation of the 2023 STAR Market Restricted Share Incentive Scheme

14

Approve Issuance of RMB Shares under the 2023 RMB Share Incentive Scheme pursuant to the Scheme Mandate Limit

Management

For

Against

15

Authorize Board to Deal with All Matters in Relation to the 2023 STAR Market Restricted Share Incentive Scheme

Management

For

Against

16

Approve Purchase of Liability Insurance for Directors and Senior Management

Management

For

For

17

Amend Articles of Association

Management

For

For

JD.COM, INC.
Meeting Date:  JUN 21, 2023
Record Date:  MAY 19, 2023
Meeting Type:  ANNUAL

Ticker:  9618
Security ID:  G8208B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum of Association and Articles of Association

Management

For

For

MEITUAN
Meeting Date:  JUN 30, 2023
Record Date:  JUN 26, 2023
Meeting Type:  ANNUAL

Ticker:  3690
Security ID:  G59669104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Elect Marjorie Mun Tak Yang as Director

Management

For

For

3

Elect Wang Huiwen as Director

Management

For

Against

4

Elect Orr Gordon Robert Halyburton as Director

Management

For

For

5

Elect Leng Xuesong as Director

Management

For

For

6

Authorize Board to Fix Remuneration of Directors

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Class B Shares

Management

For

Against

8

Authorize Repurchase of Issued Share Capital

Management

For

For

9

Approve PricewaterhouseCoopers as

Management

For

For

Auditor and Authorize Board to Fix Their Remuneration

10

Approve Amendments to the Post-IPO Share Option Scheme and Related Transactions

Management

For

Against

11

Approve Amendments to the Post-IPO Share Award Scheme and Related Transactions

Management

For

Against

12

Approve the Scheme Limit

Management

For

Against

13

Approve the Service Provider Sublimit

Management

For

Against

14

Approve Issuance of Class B Shares to Orr Gordon Robert Halyburton Under the Post-IPO Share Award Scheme and Related Transactions

Management

For

Against

15

Approve Issuance of Class B Shares to Leng Xuesong Under the Post-IPO Share Award Scheme and Related Transactions

Management

For

Against

16

Approve Issuance of Class B Shares to Shum Heung Yeung Harry Under the Post-IPO Share Award Scheme and Related Transactions

Management

For

Against

17

Approve Amendments to the Existing Articles of Association and Adopt Seventh Amended and Restated Memorandum and Articles of Association and Related Transactions

Management

For

For

MINTH GROUP LIMITED
Meeting Date:  MAY 31, 2023
Record Date:  MAY 24, 2023
Meeting Type:  ANNUAL

Ticker:  425
Security ID:  G6145U109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Wei Ching Lien as Director

Management

For

For

4

Elect Zhang Yuxia as Director

Management

For

For

5

Elect Mok Kwai Pui Bill as Director

Management

For

For

6

Elect Tatsunobu Sako as Director

Management

For

For

7

Approve and Confirm the Service Contract, Including Remuneration, of Wei Ching Lien

Management

For

For

8

Approve and Confirm the Service Contract, Including Remuneration, of Zhang Yuxia

Management

For

For

9

Approve and Confirm the Service Contract, Including Remuneration, of Chin Chien Ya

Management

For

For

10

Approve and Confirm the Terms of Appointment, Including Remuneration, of Wang Ching

Management

For

For

11

Approve and Confirm the Terms of Appointment, Including Remuneration, of Chen Quan Shi

Management

For

For

12

Approve and Confirm the Terms of Appointment, Including Remuneration, of Mok Kwai Pui Bill

Management

For

For

13

Approve and Confirm the Terms of Appointment, Including Remuneration, of Tatsunobu Sako

Management

For

For

14

Authorize Board to Fix Remuneration of Directors

Management

For

For

15

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

16

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

17

Authorize Repurchase of Issued Share Capital

Management

For

For

18

Authorize Reissuance of Repurchased Shares

Management

For

Against

19

Adopt Amended and Restated Articles of Association

Management

For

Against

MOBVISTA INC.
Meeting Date:  JUN 15, 2023
Record Date:  JUN 09, 2023
Meeting Type:  ANNUAL

Ticker:  1860
Security ID:  G62268100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a1

Elect Song Xiaofei as Director

Management

For

For

2a2

Elect Wong Tak-Wai as Director

Management

For

For

2a3

Elect Sun Hongbin as Director

Management

For

For

2a4

Elect Wong Ka Fai Jimmy as Director

Management

For

For

2b

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4A

Approve Issuance of Equity or

Management

For

Against

Equity-Linked Securities without Preemptive Rights

4B

Authorize Repurchase of Issued Share Capital

Management

For

For

4C

Authorize Reissuance of Repurchased Shares

Management

For

Against

NETEASE, INC.
Meeting Date:  JUN 15, 2023
Record Date:  MAY 16, 2023
Meeting Type:  ANNUAL

Ticker:  9999
Security ID:  G6427A102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect William Lei Ding as Director

Management

For

For

1b

Elect Grace Hui Tang as Director

Management

For

For

1c

Elect Alice Yu-Fen Cheng as Director

Management

For

For

1d

Elect Joseph Tze Kay Tong as Director

Management

For

For

1e

Elect Michael Man Kit Leung as Director

Management

For

Against

2

Ratify Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors

Management

For

For

3

Amend Company's Amended and Restated Memorandum and Articles of Association

Management

For

For

4

Approve Amended and Restated 2019 Share Incentive Plan

Management

For

Against

NEW HORIZON HEALTH LTD.
Meeting Date:  JUN 09, 2023
Record Date:  JUN 05, 2023
Meeting Type:  ANNUAL

Ticker:  6606
Security ID:  G6485S102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A

Elect Danke Yu as Director

Management

For

For

2B

Elect Hong Wu as Director

Management

For

For

2C

Elect Donald Kwok Tung Li as Director

Management

For

For

3

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as

Management

For

For

Auditor and Authorize Board to Fix Their Remuneration

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Approve Grant of Share Options to YeQing Zhu under the 2022 Share Option Scheme and Related Transactions

Management

For

Against

9

Approve Grant of Share Options to Yiyou Chen under the 2022 Share Option Scheme and Related Transactions

Management

For

Against

NIO INC.
Meeting Date:  AUG 25, 2022
Record Date:  JUL 22, 2022
Meeting Type:  ANNUAL/SPECIAL

Ticker:  NIO
Security ID:  62914V106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Memorandum and Articles of Association

Management

For

For

1

Approve Reclassification of Shares of Common Stock

Management

For

For

2

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

3

Amend Memorandum and Articles of Association

Management

For

For

4

Amend Memorandum and Articles of Association

Management

For

For

5

Approve Dual Foreign Name in Chinese of the Company

Management

For

For

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Meeting Date:  MAY 12, 2023
Record Date:  MAY 03, 2023
Meeting Type:  ANNUAL

Ticker:  2318
Security ID:  Y69790106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Annual Report and Its Summary

Management

For

For

4

Approve Financial Statements and Statutory Reports

Management

For

For

5

Approve Profit Distribution Plan and Proposed Declaration and Distribution of Final Dividends

Management

For

For

6

Approve Ernst & Young Hua Ming LLP as PRC Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Elect Wang Guangqian as Director

Management

For

For

8

Approve Issuance of Debt Financing Instruments

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Additional H Shares

Management

For

For

POSTAL SAVINGS BANK OF CHINA CO., LTD.
Meeting Date:  NOV 01, 2022
Record Date:  OCT 26, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1658
Security ID:  Y6987V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Adjustment to Deposit Agency Fee Rates for Agency Renminbi Personal Deposit Taking Business by Postal Savings Bank of China and China Post Group

Management

For

For

POSTAL SAVINGS BANK OF CHINA CO., LTD.
Meeting Date:  NOV 11, 2022
Record Date:  NOV 09, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  1658
Security ID:  Y6987V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Proposal Regarding Postal Savings Bank of China's Eligibility for the Non-Public Issuance of A Shares

Management

For

For

2.1

Approve Class and Nominal Value of Securities to be Issued

Management

For

For

2.2

Approve Method and Time of Issuance

Management

For

For

2.3

Approve Amount and the Use of Raised Proceeds

Management

For

For

2.4

Approve Target Subscriber and Subscription Method

Management

For

For

2.5

Approve Pricing Benchmark Date, Issue Price and Pricing Principle

Management

For

For

2.6

Approve Number of Shares to be Issued

Management

For

For

2.7

Approve Lock-up Period of Shares to be Issued

Management

For

For

2.8

Approve Listing Venue

Management

For

For

2.9

Approve Arrangement of Accumulated Undistributed Profits Prior to Completion of the Issuance

Management

For

For

2.10

Approve Validity Period of the Resolution

Management

For

For

3

Approve Feasibility Report on the Use of Proceeds Raised From the Non-public Issuance of A Shares

Management

For

For

4

Approve Report on the Use of Proceeds Previously Raised

Management

For

For

5

Approve Dilution of Immediate Returns by the Non-Public Issuance of A Shares, Remedial Measures and Commitments of Related Entities

Management

For

For

6

Approve Shareholder Return Plan

Management

For

For

7

Authorize Board and Its Authorized Persons to Handle All Matters in Relation to the Non-Public Issuance of A Shares

Management

For

For

8

Elect Wen Tiejun as Director

Management

For

For

9

Elect Chung Shui Ming Timpson as Director

Management

For

Against

10

Elect Pan Yingli as Director

Management

For

For

11

Elect Tang Zhihong as Director

Management

For

For

12

Approve Directors' Remuneration Settlement Plan

Management

For

For

13

Approve Supervisors' Remuneration Settlement Plan

Management

For

For

POSTAL SAVINGS BANK OF CHINA CO., LTD.
Meeting Date:  JUN 30, 2023
Record Date:  JUN 26, 2023
Meeting Type:  ANNUAL

Ticker:  1658
Security ID:  Y6987V108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Work Report of the Board of Directors

Management

For

For

2

Approve Work Report of the Board of Supervisors

Management

For

For

3

Approve Final Financial Accounts

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Budget Plan of Fixed Asset Investment

Management

For

For

6

Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Change of Registered Capital

Management

For

For

8

Amend Articles of Association

Management

For

Against

9

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

10

Amend Rules and Procedures Regarding Meetings of Board of Directors

Management

For

Against

11

Elect Huang Jie as Director

Management

For

For

12

Elect Li Chaokun as Director

Management

For

For

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 17, 2023
Record Date:  MAY 11, 2023
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Jacobus Petrus (Koos) Bekker as Director

Management

For

For

3b

Elect Zhang Xiulan as Director

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

TENCENT HOLDINGS LIMITED
Meeting Date:  MAY 17, 2023
Record Date:  MAY 11, 2023
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Adopt 2023 Share Option Scheme

Management

For

Against

1b

Approve Transfer of Share Options

Management

For

Against

1c

Approve Termination of the Existing Share Option Scheme

Management

For

Against

2

Approve Scheme Mandate Limit (Share Option) under the 2023 Share Option Scheme

Management

For

Against

3

Approve Service Provider Sublimit (Share Option) under the 2023 Share Option Scheme

Management

For

Against

4a

Adopt 2023 Share Award Scheme

Management

For

Against

4b

Approve Transfer of Share Awards

Management

For

Against

4c

Approve Termination of the Existing Share Award Schemes

Management

For

Against

5

Approve Scheme Mandate Limit (Share Award) under the 2023 Share Award Scheme

Management

For

Against

6

Approve Scheme Mandate Limit (New Shares Share Award) under the 2023 Share Award Scheme

Management

For

Against

7

Approve Service Provider Sublimit (New Shares Share Award) under the 2023 Share Award Scheme

Management

For

Against

WEICHAI POWER CO., LTD.
Meeting Date:  SEP 09, 2022
Record Date:  SEP 05, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  2338
Security ID:  Y9531A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

3

Elect Wang Yanlei as Supervisor

Management

For

For

WEICHAI POWER CO., LTD.
Meeting Date:  DEC 29, 2022
Record Date:  DEC 21, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  2338
Security ID:  Y9531A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Spin-off of Subsidiary on ChiNext in Accordance with Relevant Laws and Regulations

Management

For

For

2

Approve Spin-off of Subsidiary on ChiNext

Management

For

For

3

Approve Action Plan for the Spin-off of Subsidiary on the ChiNext

Management

For

For

4

Approve Spin-off of Subsidiary on ChiNext with the Rules for the Spin-Off of Listed Companies (For Trial Implementation)

Management

For

For

5

Approve Spin-off of Subsidiary on ChiNext which is Conducive to Safeguarding the Legal Rights and Interests of Shareholders and Creditors

Management

For

For

6

Approve Ability of the Company to Maintain Its Independence and Sustainable Operation Ability

Management

For

For

7

Approve Capacity of Subsidiary to Operate in Accordance with the Corresponding Regulations

Management

For

For

8

Approve Explanation Regarding the Completeness and Compliance of the Statutory Procedures Performed for the Spin-Off and the Validity of the Legal Documents to be Submitted in Relation Thereto

Management

For

For

9

Approve Analysis in Relation to the Objectives, Commercial Reasonableness, Necessity and Feasibility of the Spin-Off

Management

For

For

10

Authorize Board and Its Delegated Persons to Deal with Matters Relating to the Spin-off

Management

For

For

11

Approve New Weichai Holdings General Services Agreement and Relevant New Caps

Management

For

For

12

Approve New Weichai Holdings Purchase Agreement and Relevant New Caps

Management

For

For

13

Approve New Shaanxi Automotive Sales Agreement and Relevant New Caps

Management

For

For

14

Approve New Shaanxi Automotive Purchase Agreement and Relevant New Caps

Management

For

For

15

Approve Weichai Freshen Air Purchase Agreement and Relevant New Caps

Management

For

For

WEICHAI POWER CO., LTD.
Meeting Date:  JUN 28, 2023
Record Date:  JUN 21, 2023
Meeting Type:  ANNUAL

Ticker:  2338
Security ID:  Y9531A109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Annual Report

Management

For

For

2

Approve Report of the Board of Directors

Management

For

For

3

Approve Report of the Supervisory Committee

Management

For

For

4

Approve Audited Financial Statements and Auditors' Report

Management

For

For

5

Approve Final Financial Report

Management

For

For

6

Approve Financial Budget Report

Management

For

Against

7

Approve Profit Distribution Plan

Management

For

For

8

Approve Grant of Mandate to the Board of Directors for the Payment of Interim Dividend

Management

For

For

9

Approve KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

10

Approve Hexin Accountants LLP as Internal Control Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

11a

Elect Ma Changhai as Director

Management

For

For

11b

Elect Wang Decheng as Director

Management

For

For

11c

Elect Ma Xuyao as Director

Management

For

For

11d

Elect Richard Robinson Smith as Director

Management

For

For

12a

Elect Chi Deqiang as Director

Management

For

For

12b

Elect Zhao Fuquan as Director

Management

For

For

12c

Elect Xu Bing as Director

Management

For

For

WUXI APPTEC CO., LTD.
Meeting Date:  OCT 13, 2022
Record Date:  OCT 07, 2022
Meeting Type:  EXTRAORDINARY SHAREHOLDERS

Ticker:  2359
Security ID:  Y971B1118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Adoption of the 2022 H Share Award and Trust Scheme

Management

For

Against

2

Approve Grant of Awards to the Connected Selected Participants under the 2022 H Share Award and Trust Scheme

Management

For

Against

3

Authorize Board and/or the Delegatee to Handle Matters Pertaining to the 2022 H Share Award and Trust Scheme with Full Authority

Management

For

Against

4

Approve Change of Registered Capital

Management

For

For

5

Amend Articles of Association

Management

For

For

WUXI APPTEC CO., LTD.
Meeting Date:  MAY 31, 2023
Record Date:  MAY 24, 2023
Meeting Type:  ANNUAL

Ticker:  2359
Security ID:  Y971B1118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Financial Report

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Provision of External Guarantees

Management

For

For

6

Approve Deloitte Touche Tohmatsu (a Special General Partnership) as PRC Financial Report and Internal Control Report Auditors and Deloitte Touche Tohmatsu as Offshore Financial Report Auditors and Authorize Board to Fix their Remuneration

Management

For

For

7

Approve Foreign Exchange Hedging Limit

Management

For

For

8.1

Elect Ge Li as Director

Management

For

For

8.2

Elect Edward Hu as Director

Management

For

For

8.3

Elect Steve Qing Yang as Director

Management

For

For

8.4

Elect Minzhang Chen as Director

Management

For

For

8.5

Elect Zhaohui Zhang as Director

Management

For

For

8.6

Elect Ning Zhao as Director

Management

None

None

8.7

Elect Xiaomeng Tong as Director

Management

For

For

8.8

Elect Yibing Wu as Director

Management

For

For

9.1

Elect Dai Feng as Director

Management

For

For

9.2

Elect Christine Shaohua Lu-Wong as Director

Management

For

For

9.3

Elect Wei Yu as Director

Management

For

For

9.4

Elect Xin Zhang as Director

Management

For

For

9.5

Elect Zhiling Zhan as Director

Management

For

For

10

Approve Remuneration of Directors

Management

For

For

11.1

Elect Harry Liang He as Supervisor

Management

For

For

11.2

Elect Baiyang Wu as Supervisor

Management

For

For

12

Approve Remuneration of Supervisors

Management

For

For

13

Adopt H Share Award and Trust Scheme

Management

For

Against

14

Approve Grant of Awards to Connected Selected Participants Under 2023 H Share Award and Trust Scheme

Management

For

Against

15

Authorize Board and/or Delegate to Handle Matters Pertaining to H Share Award and Trust Scheme

Management

For

Against

16

Approve Increase of Registered Capital

Management

For

For

17

Amend Articles of Association

Management

For

For

18

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H Shares

Management

For

Against

19

Approve Grant of General Mandate to the Board to Repurchase A Shares and/or H Shares

Management

For

For

WUXI APPTEC CO., LTD.
Meeting Date:  MAY 31, 2023
Record Date:  MAY 24, 2023
Meeting Type:  SPECIAL

Ticker:  2359
Security ID:  Y971B1118

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Grant of General Mandate to the Board to Repurchase A Shares and/or H Shares

Management

For

For

WUXI BIOLOGICS (CAYMAN) INC.
Meeting Date:  JUN 27, 2023
Record Date:  JUN 20, 2023
Meeting Type:  ANNUAL

Ticker:  2269
Security ID:  G97008117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Elect Ge Li as Director

Management

For

Against

2b

Elect Zhisheng Chen as Director

Management

For

For

2c

Elect Kenneth Walton Hitchner III as Director

Management

For

Against

2d

Elect Jackson Peter Tai as Director

Management

For

For

3

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Amendments to the Restricted Share Award Scheme and Related Transactions

Management

For

Against

5b

Approve Amendments to the Share

Management

For

Against

Award Scheme for Global Partner Program and Related Transactions

6

Adopt Scheme Mandate Limit

Management

For

Against

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Repurchase of Issued Share Capital

Management

For

For

9

Adopt Third Amended and Restated Memorandum and Articles of Association

Management

For

For

YUM CHINA HOLDINGS, INC.
Meeting Date:  OCT 11, 2022
Record Date:  AUG 24, 2022
Meeting Type:  SPECIAL

Ticker:  YUMC
Security ID:  98850P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Issuance of Shares for a Private Placement

Management

For

For

2

Authorize Share Repurchase Program

Management

For

For

3

Approve Omnibus Stock Plan

Management

For

For

YUM CHINA HOLDINGS, INC.
Meeting Date:  MAY 25, 2023
Record Date:  MAR 27, 2023
Meeting Type:  ANNUAL

Ticker:  YUMC
Security ID:  98850P109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1a

Elect Director Fred Hu

Management

For

For

1b

Elect Director Joey Wat

Management

For

For

1c

Elect Director Peter A. Bassi

Management

For

For

1d

Elect Director Edouard Ettedgui

Management

For

For

1e

Elect Director Ruby Lu

Management

For

For

1f

Elect Director Zili Shao

Management

For

For

1g

Elect Director William Wang

Management

For

For

1h

Elect Director Min (Jenny) Zhang

Management

For

For

1i

Elect Director Christina Xiaojing Zhu

Management

For

For

2

Ratify KPMG Huazhen LLP and KPMG as Auditors

Management

For

For

3

Advisory Vote to Ratify Named Executive Officers' Compensation

Management

For

Against

4

Advisory Vote on Say on Pay

Management

One Year

One

Frequency

Year

5

Approve Issuance of Shares for a Private Placement

Management

For

For

6

Authorize Share Repurchase Program

Management

For

For